Save Job Back to Search Job Description Summary Similar JobsOpportunity to join a growing firm in a fast paced/dynamic environment!Ability to be dynamic and work on highly critical projectsAbout Our ClientOur Client is an Investment BankJob DescriptionManage regulatory examinations across wholesale businesses, including operations, finance, reporting, and sales and trading, while preparing personnel for regulator meetings and deep-dive reviews.Support the Firm's supervision program by running quarterly and ad hoc meetings with prudential regulators and providing updates on examination progress, regulatory findings, and remediation efforts.Communicate extensively with regulators, draft written responses to requests and findings, and collaborate with business units to gather required information and address regulatory issues.Analyze and summarize regulatory requests, track findings, escalate and resolve potential issues, and contribute to internal reporting and tracking processes.Assist in the development of core compliance processes and participate in enterprise-wide projects to enhance regulatory engagement and risk management.MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.The Successful ApplicantSeven or more years securities compliance or related securities experience required.JD desirable but not required.Knowledge of operations, finance, regulatory reporting, sales and trading, and applicable rules and regulations, and the ability to learn new areas while supporting them.What's on OfferCompetitive Base + BonusFull BenefitsContactSamantha BarrettQuote job refJN-122024-6613991Job summarySectorBanking & Financial ServicesSub SectorCompliance & LegalIndustryFinancial ServicesLocationManhattanContract TypePermanentConsultant nameSamantha BarrettJob ReferenceJN-122024-6613991