VP/SVP FRY-14 Regulatory Reporting Investigative Analyst

Queens Permanent USD140,000 - USD200,000
  • Leading Investment Bank with competitive base pay, bonus, and hybrid environment
  • Exciting opportunity to join a growing corporate regulatory reporting team

About Our Client

My client is a leader in the Banking industry that provides various financial products and services. This well established Investment Bank provides consumers, corporations, governments, and institutions with a broad range of financial products and services. Which include consumer banking, credit, corporate and investment banking, securities brokerage, and wealth management.They have ambitious growth plans this year as a part of their long term strategy, so the need for an VP/SVP, FRY-14 Regulatory Reporting Investigative Analyst is essential for the team.

Job Description

  • Investigating and assessing issues raised by regulators on items reported in Y-14 schedules related to actuals
  • Investigating and assessing issues affecting Y-14 schedules raised through other channels (such as IMRs, data tracing exercises, conformance reviews, etc.)
  • Providing an assessment to the Head of Y-14 Issues Management and seniors on the data quality of actuals information and the risk severity of Y-14 schedules impact
  • Assessing the effectiveness of known compensating controls and assessing issues for possible restatement
  • Maintaining a log of the issues and assessments (including remediation programs and compensating controls) for issues identified
  • Assist in the development of process efficiencies, improvement efforts and procedures, as well as data quality improvement projects
  • Work with senior leadership on strategic planning, establishing guidelines, implementing controls, and executing strategic plans
  • Build and maintain a thorough understanding of related product reporting and analytics and utilize knowledge of systems and process flows to provide insight and recommendations on identified issues

MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.

The Successful Applicant

  • 4+ years of experience in Financial Services with experience in FR Y-14 Regulatory Reporting preferred
  • Proven track record analyzing complex financial reporting items in a high profile environment
  • Experience with regulatory, finance and/or risk management reporting (such as Market Risk, Wholesale Credit Risk, and/or Financial Planning & Analysis)
  • Familiarity with Risk and Finance reporting data infrastructures and platforms across multiple products, functions, and/or businesses preferred.
  • Proficient in Microsoft Office with an emphasis on MS Excel

What's on Offer

  • Competitive Base Salary
  • Performance related annual bonus
  • Strong Benefits Plan
  • 23 Vacation Days, 6 unplanned (sick) days, + Holidays
Shan Jameson
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Job summary

Banking & Financial Services
Sub Sector
Accountancy & Finance
Financial Services
Contract Type
Consultant name
Shan Jameson
Job Reference