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The Broker Dealer Supervision Consultant will be responsible for performing a review of the firms supervisory framework, including supervisory controls, written supervisory procedures, and other controls performed on behalf of the broker dealer to ensure the framework aligns with regulatory and industry standards.
The Fixed Income Advisory Consultant will be responsible for conducting a comprehensive review of the client's supervisory framework to ensure alignment with regulatory standards, identifying gaps, and executing remediation plans. Additionally, the consultant will provide expertise on regulatory standards, advise on controls and documentation, and collaborate with stakeholders locally and globally for the duration of this hybrid, long-term contract role.
This individual will be responsible for performing key stress testing tasks related to modeling, documentation, and governance.
We seek an IT BA with expertise in broker dealer concepts & proficiency in ibroker dealer systems, such as Broadridge Impact and/or Bloomberg. This role involves overseeing the creation and approval of core project documentation including business requirements, functional requirements, technical specifications, user acceptance testing.
The Fixed Income Analyst will be responsible for monitoring portfolio risk metrics by analyzing model scenarios and devising portfolio construction through analysis.
The Business Analyst is responsible for supporting a broker-dealer firm's efforts to document and strengthen the support model for Middle Office processing for US Govt trading.This role is a long term contract, hybrid in office 3x a week in NYC and W2 only.
This is a 6-month contract that is currently on a hybrid work schedule. This consultant will be responsible for reviewing/validating high risk KYC files, providing guidance on regulatory issues as needed, reviewing daily transaction reports and submitting professional feedback on other reports.
Seeking a Remote Business System Analyst with 7+ years of data management experience, proficient in SQL and either Python or R, to drive data warehousing initiatives for a leading Medical Equipment Manufacturing Company. This role involves collaborating with cross-functional teams to translate business needs into technical requirements, developing ETL processes, and implementing data models to enhance decision-making capabilities.
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