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The Broker Dealer Supervision Consultant will be responsible for performing a review of the firms supervisory framework, including supervisory controls, written supervisory procedures, and other controls performed on behalf of the broker dealer to ensure the framework aligns with regulatory and industry standards.
The Fixed Income Advisory Consultant will be responsible for conducting a comprehensive review of the client's supervisory framework to ensure alignment with regulatory standards, identifying gaps, and executing remediation plans. Additionally, the consultant will provide expertise on regulatory standards, advise on controls and documentation, and collaborate with stakeholders locally and globally for the duration of this hybrid, long-term contract role.
This individual will support capital planning initiatives primarily through execution of enterprise-wide capital stress tests.
The VP assists the team in managing the review & challenge and quality control process for the Risk and Control Self-Assessment program and associated programs.
The Middle Office Trading Specialist will provide PM support, trade execution and trade management for the lifecycle of FX, Mutual Funds, Equity, and Fixed Income products.
Our client, a broker dealer, is looking to hire an Trade Surveillance Consultant who will be responsible to implement and maintain robust systems and processes to monitor, review, and manage electronic communications across the firm. This role requires candidates to be on site 4 days/week in New York, NY.
The Operations Consultant provides client support over the course of a trade life-cycle. The Consultant will be responsible for handling and enhancing the reconciliation processes for FX between Front Office and Back Office systems for post-trade and post-settlement.
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