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The Broker Dealer Supervision Consultant will be responsible for performing a review of the firms supervisory framework, including supervisory controls, written supervisory procedures, and other controls performed on behalf of the broker dealer to ensure the framework aligns with regulatory and industry standards.
The Fixed Income Advisory Consultant will be responsible for conducting a comprehensive review of the client's supervisory framework to ensure alignment with regulatory standards, identifying gaps, and executing remediation plans. Additionally, the consultant will provide expertise on regulatory standards, advise on controls and documentation, and collaborate with stakeholders locally and globally for the duration of this hybrid, long-term contract role.
This is a 6-month contract that is currently on a hybrid work schedule. This consultant will be responsible for reviewing/validating high risk KYC files, providing guidance on regulatory issues as needed, reviewing daily transaction reports and submitting professional feedback on other reports.
We seek an IT BA with expertise in Financial Quantitative concepts & proficiency in intraday Risk and P&L tools used by traders. This role involves contributing to projects and enhancements for the Global Macro business segment, as well as including requirement gathering, specification writing, mockup creation, collaboration with developers, test script formulation, and user coordination for UAT, alongside assisting in planning and status reporting.
Our client is seeking an experienced hedge fund and Operations professional to join their Portfolio Operations team. This role is on-site in their NYC office 5 day/week.
This individual will support capital planning initiatives primarily through execution of enterprise-wide capital stress tests.
The Middle Office Trading Specialist will provide PM support, trade execution and trade management for the lifecycle of FX, Mutual Funds, Equity, and Fixed Income products.
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