Banking Legal and Compliance

Compliance has emerged as one of the most important areas of risk that an organization faces. While most financial services firms have well developed identification, assessment and management expertise in the more traditional risks, new risks, such as compliance, are now the focus on supplying the financial services sector with experienced and qualified compliance professionals for the banking industry. 

At these times, the recruitment of first -class Legal & Compliance staff is critical for financial organization. Our consultants are best placed to understand the needs of both clients and candidates alike. Our team has a strong understanding of the legal and compliance market and has successfully placed candidates at all levels with base salaries ranging from $80,000 to $300,000.

The size of our team enables our consultants, not only to develop one of the most extensive database of compliance contacts of any recruitment consultancy, but also to forge lasting relationships with our clients in the following areas:

Legal                                                                                  

  • Attorney
  • Paralegal                                                                             
  • Regulatory

Compliance

  • Chief Compliance Officer
  • Branch Examiner
  • Anti-money laundering
  • Surveillance
  • Compliance Education
  • Monitoring & Control

Previous successful searches have included:

  • VP Fixed Income Compliance at US Investment Firm
  • Compliance Associate at Global Asset Management Firm
  • Head of Broker Dealer Compliance North America
  • Equity Surveillance Manager at a US Broker Dealer Firm
  • Hedge Fund Paralegal
  • Mutual Fund Attorney at European Investment Bank

To get started use our job search engine on the left, browse for Banking or Financial Services jobs or contact one of our offices directly.

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Banking & Financial Services