Regulatory Reporting Associate

New York, New York Permanent USD75,000 - USD85,000 per year View Job Description
The Regulatory Reporting Associate will support financial reporting processes to ensure compliance with FINRA and SEC regulations.
  • Opportunity to grow a career in the broker-dealer regulatory reporting space.
  • High level of exposure to senior leadership

About Our Client

Investment bank and full service broker-dealer

Job Description

  • Prepare and submit regulatory reports in compliance with industry standards and deadlines.
  • Analyze financial data and ensure its accuracy for reporting purposes.
  • Collaborate with various departments to collect necessary data for reports.
  • Maintain up-to-date knowledge of regulatory requirements and implement changes as needed.
  • Assist in audits and respond to inquiries from regulatory bodies.
  • Identify and address discrepancies in financial data to ensure compliance.
  • Support process improvements to streamline reporting activities.
  • Prepare detailed documentation for all reporting processes.



MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.

MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.

The Successful Applicant

A successful Regulatory Reporting Associate should have:

  • A background in accounting or finance, with knowledge of financial reporting principles.
  • Experience in financial services or public accounting supporting financial services clients preferred
  • Strong analytical skills and attention to detail.
  • Proficiency in financial software and tools.
  • Effective communication and collaboration abilities.

What's on Offer

  • Competitive annual salary between $75,000 to $85,000
  • Permanent position in the financial services industry.
  • Office in downtown Manhattan
  • 5 days/week onsite during training period with future hybrid opportunity



Interested? Apply today.

Contact
Ryan Schiavone
Quote job ref
JN-072026-7075325

Job summary

Sector
Accounting
Sub Sector
Financial Accounting
Industry
Financial Services
Where
New York
Contract Type
Permanent
Consultant name
Ryan Schiavone
Job Reference
JN-072026-7075325
 

Michael Page is an inclusive employer. We want to make sure you have everything you need to perform at your best throughout our hiring process, so please let us know if there is anything we can do to support with your application or interview.