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Responsible for executing risk-based audit activities across banking, broker‑dealer, and derivatives-related operations, with a focus on control design, operating effectiveness, and issue remediation. Contributing to audit universe coverage decisions, and assisting with the development of annual audit plans and continuous monitoring protocols.
The SOX Senior Associate will lead the development, implementation, and oversight of SOX compliance programs within the financial services industry. This role requires expertise in risk assessment, process improvement, and internal controls to ensure regulatory compliance and operational efficiency.
Seeking a Manager of Internal Audit to lead SOX testing and a wide range of operational, financial, compliance, and technology audits that strengthen the company's control environment. The role oversees the full audit lifecycle, provides risk‑based insights to business partners, and drives improvements in processes and controls while operating independently in a fast‑paced setting.
The VP Internal Audit Liquidity Risk role is in the financial services industry focuses on overseeing and enhancing the liquidity risk management framework through effective audits. This position requires a strong understanding of liquidity risk, regulatory requirements, and audit principles to ensure the organization's compliance and operational excellence.
The IT Audit Manager will oversee technology-related audits to ensure compliance with internal policies and regulatory standards. This role is essential for maintaining a secure and efficient technology environment within the financial services industry.
The Audit Manager will perform portions of the audit work, supervise and review work performed by any staff auditors or third-party contractors, and present audit results and recommendations to management. Prepare audit programs and approaches that meet the objectives of those audits, with a focus on internal control design and testing.
As a Senior Auditor, you will be part of a global, collaborative team of business and technology auditors and data specialists, located across the United States, Europe, and Asia-Pacific. Effectively plan and execute comprehensive internal audits of applicable business areas under the direction of Internal Audit Department management.
The Senior Compliance Specialist will oversee regulatory compliance and risk management processes within the retail industry. This role requires a detail-oriented professional with a strong understanding of compliance practices to ensure all operations align with applicable laws and standards.
The Senior IT Auditor will conduct audit coverage for the firms IT infrastructure, Americas Division. Coverage including key IT infrastructure including operating systems, databases, virtualization, middleware, unified communications, web application infrastructure, IT Governance, Change Management, Remote Access, Incident and Problem Management, Cloud, and more.
This temporary Market Risk role in the Financial Services industry focuses on assessing and managing market risks. The successful candidate will support the Risk & Compliance department by analyzing and monitoring risk exposures.
The Director, Technology Audit will lead the strategy and execution of complex technology audits across a global financial organization, with a focus on application controls, emerging technology risks, and enterprise‑wide technology governance. This leader will oversee risk assessments, manage a global audit team, and partner closely with senior technology stakeholders to drive strong control oversight and remediation.
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