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The individual will conduct regular audits of IT application related areas assessing adherence to firm and regulatory requirements and assessing design, operating effectiveness and sustainability of associated controls. In addition challenge the ongoing coverage of IT application work and present ideas for improvement.
We are seeking an experienced and dedicated IT Audit Director to lead our IT Audit function in providing assurance to stakeholders and senior management about the effectiveness of the company's IT controls. This role requires a strong understanding of IT systems, risk management, and a background in financial services.
We are seeking a diligent Audit Associate covering Capital Markets and Investment Banking. The successful candidate will be detail-oriented, able to handle multiple tasks, and have a strong understanding of capital markets products.
An Audit Associate covering Broker Dealer focusing on auditing brokerage transactions. This position requires a strong understanding of the financial services industry and a keen eye for detail.
The Senior Internal Auditor evaluates processes, communicates findings, and supports audits through testing, presentations, and collaboration with leaders and external auditors. The role focuses on SOX compliance and assists with various operational, vendor, compliance, investigative, and governance audits.
We are seeking a skilled Audit Manager to oversee and manage audits from start to finish. The candidate will be responsible for ensuring the accuracy of our financial records and compliance with laws and regulations.
The Senior Audit Manager Consumer Compliance is a key role in the Financial Services industry, responsible for managing and overseeing compliance audits within the US Consumer Compliance team.
We are seeking a highly skilled and motivated Senior Auditor IT Applications - Vice President to join our team. The ideal candidate will be responsible for evaluating the effectiveness of controls that help mitigate risks and ensure compliance with corporate objectives.
We are seeking an experienced and dedicated VP of Risk Audit for a key role within a highly respected financial services firm. The successful candidate will be responsible for managing audits related to market risk.
The Audit Director will oversee the AML/Financial Crimes audit function, managing audit planning, execution, staffing, and team performance. This role also helps shape audit strategy, engages with senior leadership, and ensures effective risk evaluation and resource alignment.
The Senior Audit Manager will oversee a team of auditors specializing in AML/Financial Crimes, managing audit execution, staff performance, recruitment, and retention. This role is responsible for planning and delivering audit engagements, offering technical expertise, and providing coaching, feedback, and leadership to ensure both audit quality and continuous team development.
The Senior Audit Manager Risk and Compliance will be responsible for overseeing all aspects of risk management and compliance within the financial services sector. This includes managing audits, ensuring adherence to regulations, and implementing auditing best practices.
Looking for an accomplished Senior Manager of Model Risk Audit to lead and enhance model risk audit activities within our client's financial services organization. The ideal candidate should possess a strong understanding of model risk concepts, audit methodologies, and regulatory requirements.
We are currently seeking a Director of Internal Audit to oversee the compliance and risk management operations (second line of defense).
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