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The SOX Senior Associate will lead the development, implementation, and oversight of SOX compliance programs within the financial services industry. This role requires expertise in risk assessment, process improvement, and internal controls to ensure regulatory compliance and operational efficiency.
The VP Internal Audit Liquidity Risk role is in the financial services industry focuses on overseeing and enhancing the liquidity risk management framework through effective audits. This position requires a strong understanding of liquidity risk, regulatory requirements, and audit principles to ensure the organization's compliance and operational excellence.
The Senior Compliance Specialist will oversee regulatory compliance and risk management processes within the retail industry. This role requires a detail-oriented professional with a strong understanding of compliance practices to ensure all operations align with applicable laws and standards.
The Senior IT Auditor will conduct audit coverage for the firms IT infrastructure, Americas Division. Coverage including key IT infrastructure including operating systems, databases, virtualization, middleware, unified communications, web application infrastructure, IT Governance, Change Management, Remote Access, Incident and Problem Management, Cloud, and more.
The Experienced Audit Associate will participate in risk-based audits across the Firm's business lines and support functions, including brokerage operations, trading, supervisory processes, investment advisory and asset management. As well Perform Sarbanes-Oxley, SSAE-18 and FINRA 3130 testing.
This temporary Market Risk role in the Financial Services industry focuses on assessing and managing market risks. The successful candidate will support the Risk & Compliance department by analyzing and monitoring risk exposures.
The Director, Technology Audit will lead the strategy and execution of complex technology audits across a global financial organization, with a focus on application controls, emerging technology risks, and enterprise‑wide technology governance. This leader will oversee risk assessments, manage a global audit team, and partner closely with senior technology stakeholders to drive strong control oversight and remediation.
As a Senior Audit Manager, you will lead and oversee audit projects within the asset management business. This role requires an in-depth understanding and enthusiasm for asset management within the audit space.
The Legal Administrative Assistant will provide crucial support to attorneys, ensuring smooth operations and effective coordination for client communications, calendar management, expense reporting, time keeping, and inbox management.. This role is based in Washington DC and offers excellent opportunities for growth and development.
The AML QA Senior Analyst is responsible for conducting quality assurance reviews across AML functions (transaction monitoring, OFAC, KYC, SARs, and regulatory requests) to ensure compliance with internal procedures and regulatory requirements. The role also involves collaborating with stakeholders, identifying process improvements, and providing feedback and reporting to enhance the effectiveness of the bank's compliance program.
The GTM recruiter will own full‑cycle hiring across the business including sales, marketing, operations, finance, and people. The ideal candidate will bring 4 years of recruitment experience in recruiting GTM/Business roles within scaling organizations; this person will need to be able to effectively communicate with senior managers and stakeholders, operate autonomously, and thrive in fast‑moving, ambiguous environments. Onsite in NYC, up to $185K+equity.
This role is offering the chance to provide essential support to trading operations.
Our client is seeking an entry level individual to join our Risk & Compliance team in the finance services industry. The ideal candidate will play a crucial role in maintaining compliance with regulatory requirements and ensruing the organization adheres to industry standards.
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