Banking Financial Services jobs

Our client is a Financial Services company located in Marina Del Rey, and they're actively looking for sales professionals to aggressively scale their Insurance business.

A growing financial advisory firm based on Long Island is looking to take on new investment banking professionals at both the analyst & associate level to provide deal support help for their M&A shop.

Director of Fiancial Planning & Analysis for wholesale and e-Commerce distribution channels for business in North America. Reporting to the CFO, the Director of Financial Planning & Analysis will be an essential member of the team. The ideal candidate will be a self-starter individual with strong analytical skills. This role should have the ability to quickly comprehend the business operations and functioning.

The Compliance Analyst will be part of the team responsible for overseeing form, rate and rule filing as well as responding to state insurance department objections for a Financial Services Company. This role, based in Jersey City, is part of a smaller team with direct exposure to upper management, reporting into the Manager of the department.

My client, a financial services company, are looking to recruit an AML Investigator to join the team in Manhattan.

The ideal candidate will be expected to provide surveillance coverage to relevant business units in line with industry best practices; provide top-tier support to the business lines serviced; mitigate risk by detecting and escalating compliance issues; cross train amongst the team for redundant coverage; and seek efficiency's and both strategic and tactical improvements to the surveillance program.

Work with a leading Financial Institution where the candidate will lead the process in keeping the governance and controls within the Model Risk Management Team.

Develop & maintain strong relationships with investors, understand their portfolio, and match firm services and products to client needs.

• Identify and assist in the management of IT risk issues including the identification of risks and assistance in the development of processes and controls to help mitigate the identified risks.
• Assists the business and IT in conducting IT Risk assessments related to infrastructure, platforms, and applications in accordance with the company's Information Risk Management methodology.

The CMBS Analyst will be responsible for reviewing all collateral and structural aspects of CMBS transactions with primary responsibility for evaluating and underwriting commercial mortgage loans and commercial properties.

Analyze U.S banks and non-bank financial institutions to assess credit quality and assign and monitor credit rating.

The CLO Analyst will be responsible for leading and assisting in the review of the collateral, servicing, and structural aspects of CLO deals. The CLO Analyst will also be responsible for credit surveillance of existing positions, maintaining awareness of industry developments, and developing and producing credit risk surveillance reports for senior management.

The Chief Compliance Officer provides strategic direction and progressive leadership in matters of compliance and has overall authority for developing, implementing, and monitoring the firm's compliance programs to ensure appropriate procedures are in place to effectively monitor and enforce compliance with SEC rule 206, the Investment Advisers Act of 1940, any other applicable regulation, and Company requirements.

The Chief Compliance Officer is repsonsbile for management and oversight of the Compliance department for the Asset Management business. This covers leading a team of compliance professionals, interfacing with regulators and enhancing and implementing the Compliance Framework for the Asset Management business.