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The Treasury and Broker Dealer AVP will play a key role in overseeing treasury operations and broker-dealer activities, ensuring compliance with regulatory requirements and financial accuracy. This position is ideal for a professional with expertise in financial services and a strong background in accounting and finance.
Are you ready to make an impact in the financial services industry? We are seeking a Treasury professional to join a dynamic Risk & Compliance department in New York, where you will play a key role in managing and optimizing treasury operations.
The VP of Treasury will oversee treasury functions, ensuring effective cash management, liquidity, and financial risk mitigation strategies. This leadership role requires expertise in financial services and a proven ability to align treasury operations with strategic business goals.
We're seeking an Associate Director, Data Architect to lead and oversee the development and implementation of FpML standards within the Banking & Financial Services department. This role offers an opportunity to make a meaningful impact in the industry while working on innovative financial solutions.
The AML Analyst will play a critical role in supporting the Legal department by monitoring, investigating, and reporting suspicious financial activities to ensure compliance with anti-money laundering regulations. This temporary position in the financial services industry is based in New York and is ideal for someone with a keen eye for detail and strong analytical skills.
The Financial Crimes Compliance Consultant will play a critical role in ensuring adherence to legal and regulatory standards within the financial services industry. This temporary position focuses on identifying, assessing, and mitigating risks related to financial crimes while providing expert compliance guidance.
The Securities Accounting Specialist will oversee the accounting and reporting processes related to securities transactions, ensuring compliance with industry standards and regulations. This temporary role is ideal for individuals with a strong background in accounting and finance within the business services industry.
We are seeking a Financial Regulatory Reporting Associate to play a key role in ensuring compliance with financial regulations and supporting accurate reporting processes. This temporary position offers a unique opportunity to contribute to the Accounting & Finance department within the business services industry.
We are seeking a Risk Manager to join our growing Risk team. This is a high-impact role offering exposure to equity trading, options strategies, broker-dealer operations, and risk systems. The ideal candidate will have 3-5+ years of experience in financial services, a strong understanding of risk management principles, and a proactive approach to identifying and mitigating risk across trading and clearing activities.
20 million AUM
As a VP Model Risk Audit in the financial services industry, you will oversee the assessment and management of model risk within the organization. This position focuses on ensuring compliance with regulatory standards while driving improvements in model risk practices.
This role involves leading the validation of complex financial models to ensure compliance with regulatory and organizational standards. The Senior Model Validation professional will work closely with stakeholders to identify risks and enhance the reliability of models used in decision-making processes.
The Senior Compliance Officer will play a critical role in overseeing the Compliance Oversight Program within the financial services industry. This position focuses on ensuring adherence to regulatory requirements and internal policies to mitigate risk and maintain high standards of compliance.
The Senior Compliance Officer, Monitoring and Testing, will play a key role in assessing and enhancing compliance programs within the financial services industry. This position requires a detail-oriented professional to ensure adherence to regulations and internal policies while driving improvements in risk management practices.
This temporary role as a Regulatory Compliance Advisory Temp within the financial services industry will involve providing legal support and guidance to ensure regulatory compliance. The position is based in Midtown New York City and is ideal for individuals with a strong understanding of legal frameworks and advisory functions.
The VP of FP&A will lead financial planning and analysis efforts, ensuring accurate forecasting and strategic financial insights to drive decision-making. This role is essential for optimizing financial performance within the Financial Services industry.
The AML Analyst will play a key role in ensuring compliance with anti-money laundering regulations within the financial services industry. This temporary position requires a keen eye for detail and a strong understanding of legal processes to support the organization's compliance efforts.
The Temporary - Underwriting and Portfolio Analyst will support the underwriting and portfolio management processes within the legal department of a financial services organization. This role is ideal for someone with an analytical mindset and strong attention to detail who is looking for a temporary opportunity in New York.
As a Junior KYC Consultant, you'll play a key role in ensuring compliance with regulatory requirements within the financial services industry. This temporary position offers an excellent opportunity to gain hands-on experience in legal and compliance operations in New York.
The IT Auditor will be focusing on IT General Controls (ITGC) and infrastructure audits across our financial services operations. This role is critical in assessing the effectiveness of technology controls supporting financial reporting, cybersecurity, and operational resilience.
The VP, Market and Liquidity Risk will play a crucial role in overseeing and managing market and liquidity risk processes for a leading financial services organization. This role requires a strong understanding of risk management principles and an ability to collaborate with internal and external stakeholders effectively.
The Associate Trader, Treasury Group will play a vital role in managing and executing financial transactions, ensuring efficient operations within the treasury department. This position offers an exciting opportunity to work in the financial services industry in New York, contributing to the success of a well-established banking and financial services department.
Risk Management Data Director will play a pivotal role in overseeing data-related risk management processes within the financial services industry. This position is based in New York and requires expertise in risk and compliance to ensure data integrity and regulatory adherence.
This role offers an exciting opportunity for a Vice President to lead and manage data risk initiatives within the financial services industry. The position is based in New York and focuses on ensuring compliance and mitigating risks related to data management.
This contract position is looking to start by the beginning of October 2025 and will be a long termed engagement. This consultant will be responsible for performing compliance testing, presenting all findings within the process, working with other teams internally and updating/maintaining the compliance risk assessment and compliance testing program as needed!
Join a top Financial Crime Consultancy as a key member of their global financial crimes team.
Join a top broker dealer as a compliance generalist with strong fixed income product knowledge.
Join a top global Canadian banking organization as they look to augment their compliance testing program for their broker-dealer.
Join the trade surveillance function of a top global banking organization within their broker dealer arm.
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