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This role oversees core components of the compliance program for several SEC‑registered investment advisers. The Director will advise senior leaders, guide policy development, support regulatory reviews, and help embed a proactive compliance culture across investment, product, and operational functions.
The Associate Director, Credit Risk Review will be responsible for independent risk assurance, focused specifically on leveraged lending and broader wholesale credit portfolios. This role evaluates the strength of underwriting, portfolio management, and adherence to internal policy and regulatory expectations across complex sponsor‑backed and leveraged credit exposures.
The Senior Third Party Risk Management Analyst will oversee third-party risk management processes within the financial services industry, ensuring compliance with regulations and mitigating potential risks. This role requires a detail-oriented professional who can effectively manage risk and compliance strategies in Long Island City.
This role is ideal for someone currently at the Associate or AVP level who has hands‑on experience assessing fund structures, analyzing trading counterparties, and working closely with front office teams. The position offers meaningful ownership, cross‑asset exposure, and the ability to influence risk decisions across a fast‑moving business.
The FIG Credit Risk VP will be responsible for evaluating, approving, and monitoring credit exposure to a broad range of financial counterparties, including banks, broker‑dealers, insurance companies, asset managers, pension funds, specialty finance firms, market utilities, and other regulated/non‑bank financial institutions.
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