Banking Financial Services jobs in Banking & Financial Services - Compliance & Legal

This is a 6 month contract with the ability to be long term. This consultant will be responsible for reviewing any returned payments with and without sanctions nexus, developing typologies for their sanction programs, documenting sensitive information, developing an automated tool to identify sanctions and assisting with any other sanctions related projects.

This position focuses on monitoring and testing within BSA/AML. The focus of this role is to conduct ongoing monitoring and testing and adhere to all regulatory requirements.

This is a 6 month contract within the legal and compliance department. This position focuses on performing due diligence on alerts generated from their internal system "Mantas", escalate any potential suspicious activity, maintain all required documents and assist in other AD-HOC projects.

A Surveillance Consultant specializes in designing, implementing, and managing surveillance systems for various organizations. Their role typically involves assessing security needs, recommending appropriate technology and equipment, installing and configuring surveillance systems, and ensuring compliance with relevant regulations.

For this role, we are looking for a KYC Analyst to identify key risks in the current client life cycle management processes and recommend strategies for future state design to mitigate AML risks. The role is hybrid, and based in midtown east.

Our retail banking division in Midtown New York City is seeking a highly skilled and experienced Regulatory Compliance Consultant to join our team. This role is crucial for ensuring our bank's adherence to regulatory requirements and internal policies, while helping to mitigate compliance risks in a dynamic financial environment.

The OFAC Sanctions Investigator will be responsible for ensuring that our client's operations comply with OFAC (Office of Foreign Assets Control) regulations and other relevant sanctions laws. This role is located in Manhattan, offering a hybrid schedule with 3 days in office, and is a contract position with the opportunity to go permanent.

The Compliance Monitoring & Testing Analyst will be responsible for ensuring that the bank adheres to regulatory requirements and internal policies through effective monitoring and testing procedures. This role is located in Manhattan and the schedule is hybrid, 3 days in office.

The AML Transaction Monitoring Consultant will play a critical role in safeguarding our bank's operations against money laundering and other financial crimes. This position involves analyzing transaction data, investigating suspicious activities, and ensuring compliance with regulatory requirements.This role is located in Manhattan, offering a hybrid schedule with 3 days in office, and is a contract position with the opportunity to go permanent.

This consultant will be reporting to the Head of Chair's Office and Corporate Secretary for this contract. This individual will be responsible for assisting with board documents, assisting with tasks related to annual reports, advising senior management on sensitive information, and serving as a liaison for risk related work including the quarterly RCSA.

Join a strong team of compliance professionals at a long established New York Bank in a strategic regulatory buildout.

Work for a top foreign banking firm within their compliance testing division across their swap dealer product class.

The Transaction Monitoring Consultant role involves reviewing Transaction Monitoring Alerts and completing or clearing them within the required timeframe to ensure compliance. Candidates should have a bachelor's degree, 1-2 years of experience in retail banking or AML transaction monitoring, with CAMS certification preferred.

The Consumer Regulatory Compliance Consultant role involves monitoring the our client's Consumer and Regulatory Compliance Management System, ensuring adherence to federal and state consumer protection laws, and tracking remediation of compliance issues. The position requires experience in consumer compliance, regulatory exams, policy writing, and proficiency in Microsoft Excel and PowerPoint.

This is a 6-month contract that is fully 5 days in the office but has the ability to be a long term engagement. This consultant will be responsible to review and create internal reports to support any risks regarding their individual business lines, products and services. This consultant will also prepare monthly reports, assist the head of the department with monitoring and reviewing marketing programs and assist with conducting branch compliance.

This is a 6 month contract that has the ability to be a full time position. This consultant will be 5 days in the office and will be responsible for leading the process of annual updates on product risk rating methodology, developing the annual risk assessment plan, leading the ERA process, focusing on metrics and retaining documentation for any procedures.