Banking Financial Services jobs in Banking & Financial Services - Compliance & Legal

This 6-month contract role as a KYC Consultant with our client in Midtown NYC focuses on conducting Enhanced Due Diligence (EDD) for foreign correspondent banking customers. The consultant will perform in-depth KYC reviews, name screening, risk assessments, and update customer profiles in Fenergo, ensuring compliance with U.S. banking regulations.

This 6-month contract role is responsible for leading and maintaining the fraud risk management framework across our client's organization, including governance, risk assessments, policy oversight, and regulatory coordination. The consultant will work cross-functionally with Compliance, Legal, and Operational Risk teams to identify control gaps, enhance fraud detection strategies, and report to the Anti-Fraud Committee.

The Temp Regulatory Affairs Analyst will support our client's Regulatory Affairs Office by coordinating regulatory communications, tracking inquiries and deliverables, managing meeting logistics, and maintaining accurate records. The role involves close collaboration with internal stakeholders and U.S. regulators to ensure timely, high-quality responses and adherence to compliance standards, particularly in areas such as BSA/AML and OFAC.

This 6-month contract role involves reviewing AML and sanctions alerts, conducting enhanced investigations, and ensuring compliance with U.S. regulatory standards such as BSA/AML and OFAC. The position offers the opportunity to collaborate across departments, contribute to process improvements, and work in a hybrid setting after an initial integration period.

We are seeking a detail-oriented and analytical KYC Screening Analyst to join our Compliance team. In this role, you will be responsible for conducting Know Your Customer (KYC) screening and due diligence checks to ensure compliance with anti-money laundering (AML) and counter-terrorist financing (CTF) regulations. The ideal candidate will have a strong understanding of financial crime compliance and experience using screening tools.

Our client, focusing on Corporate and Investment Banking Services for multinational clients, is seeking a Financial Crimes Implementation Consultant to support the replacement and implementation of its Transaction Monitoring (TM) and OFAC Screening system. This is a long-term contract role through December 2026, offering a hybrid schedule based in Midtown New York City.

This consultant will be 5 days in Midtown NYC. Responsibilities include compiling evidence, drafting reports such as SARs, and maintaining accurate documentation and tracking logs related to anti-money laundering efforts.

This role involves ensuring compliance with all relevant laws and regulations, investigating alerts from transaction monitoring systems, and conducting research to assess potential suspicious activities. Additional responsibilities include compiling documentation, performing PEP and negative news searches, writing investigation narratives, and supporting the AML team with data analysis, reporting, and system testing.

Join a top global Canadian banking organization as they look to augment their compliance testing program for their broker-dealer.

Join a top global Canadian banking organization as they look to augment their compliance testing program for their broker-dealer.

Join a global leading Broker Dealer as they look to bring on a business critical compliance officer in the Capital Markets Adviosry Space

Join one of the world's largest banking institutions as they look to build out and enhance their overarching compliance program. Work within their corporate compliance function to help continually improve their risk assessments, frameworks, and controls.

This position focuses on compliance monitoring and testing for all lines of business within a foreign bank. Along with this, the consultant will be responsible for updating any test scripts.

This is a 6-month contract that is fully 5 days in the office but has the ability to be a long term engagement. This consultant will be responsible to review and create internal reports to support any risks regarding their individual business lines, products and services. This consultant will also prepare monthly reports, assist the head of the department with monitoring and reviewing marketing programs and assist with conducting branch compliance.

This contract position is looking to start by the beginning of May/June 2025 and will be a long termed engagement. This consultant will be responsible for performing compliance testing, presenting all findings within the process, working with other teams internally and updating/maintaining the compliance risk assessment and compliance testing program as needed!

The KYC Analyst will manage client onboarding and due diligence processes for our client, ensuring compliance with internal KYC/AML policies and regulations. The role involves reviewing client documentation, performing screenings, escalating risks, and contributing to process improvements to ensure efficient and accurate KYC case management.

The Funds Transfer Consultant will support the Funds Transfer Supervisor in the accurate and timely processing of daily transactions and check clearing operations for our client's New York Branch. This role ensures all Pay-Thru-Correspondent (PTC) and Fedwire transactions meet deadlines and regulatory standards. The position requires full-time, on-site presence in our client's New York City office for the 3-month assignment.

Join a top soveriegn wealth fund as they look to build out their New York Compliance Practice. The role will involve all aspects of compliance, from advisory to more core compliance elements of policies and procedures, code of ethics, etc.

Our client is seeking a experienced Transaction Monitoring/Correspondent Banking Consultant to join their team.

Join a global banking organization as they look to add a Chief Compliance Officer to overseee their Corporate and Financial Crime Compliance program.

This is a 6-month contract role for an AML Transaction Monitoring Analyst supporting a global financial institution's compliance team. The position requires fluency in Mandarin and involves reviewing transactions, identifying suspicious activity, and supporting regulatory reporting efforts.

Join a top foreign banking organization as they look to bring on a swap dealer compliance SME.