CFO / FinOp (Series 27)

• Serve as the designated Financial and Operations Principal (FinOp)
• Oversee all broker-dealer financial reporting, including FOCUS filings
• Ensure compliance with SEC, FINRA, and applicable regulatory standards
• Manage net capital calculations and liquidity requirements
• Lead annual audits and act as primary liaison with external auditors
• Implement and maintain internal controls, policies, and procedures
• Oversee general ledger, financial statements, and budgeting process
• Provide strategic financial insights to executive leadership
• Coordinate regulatory examinations and inquiries
• Supervise finance and accounting team members

MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.