Deputy Chief Compliance Officer

International Permanent USD200,000 - USD220,000 per year Hybrid working View Job Description
The Deputy Chief Compliance Officer will play a key role in overseeing compliance functions within the financial services sector. Reporting to the Chief Compliance Officer, this role focuses on ensuring adherence to regulatory requirements and supporting the organization's risk management framework.
  • Step into a global compliance leadership role with board exposure.
  • Shape compliance strategy across multiple jurisdictions and businesses.

About Our Client

A company operating within the financial services industry and based in London.

Job Description

Key ResponsibilitiesCompliance Leadership & Global Oversight

  • Partner with the Global Head of Compliance to enhance and oversee the firm's global compliance program.
  • Support regulatory compliance across multiple jurisdictions, including North America, Europe, Asia-Pacific, and offshore markets.
  • Contribute to the development of compliance strategy, governance initiatives, and enterprise risk management efforts.
  • Provide guidance on complex regulatory matters impacting global business operations.



Regulatory Advisory & Change Management

  • Monitor emerging laws, regulations, and industry developments and evaluate their potential impact on the organization.
  • Advise executive leadership and business stakeholders on regulatory obligations and compliance risks.
  • Support the implementation of regulatory change initiatives and ensure business practices remain aligned with evolving requirements.
  • Serve as a strategic resource on compliance matters affecting investment management, distribution, and operational activities.



Stakeholder & Regulatory Engagement

  • Maintain productive relationships with regulators, auditors, external advisors, and service providers.
  • Act as a key liaison between Compliance and business functions to facilitate effective communication and issue resolution.
  • Support interactions with governing boards, executive committees, and senior leadership teams on compliance matters.
  • Assist in responding to regulatory inquiries, examinations, reviews, and reporting obligations.



Compliance Monitoring & Assurance

  • Oversee compliance monitoring, testing, reporting, and assurance activities across a diverse range of products and business lines.
  • Provide compliance advisory support to institutional and retail distribution platforms.
  • Evaluate the effectiveness of controls, policies, and procedures designed to manage compliance risk.
  • Support regulatory reporting and oversight activities to promote ongoing compliance with applicable requirements.



Team Development & Culture

  • Lead, mentor, and develop compliance professionals across the organization.
  • Foster a culture of collaboration, accountability, integrity, and continuous improvement.
  • Support talent development initiatives, knowledge sharing, and succession planning efforts within the Compliance function.
  • Deliver training and awareness programs to strengthen regulatory understanding across the business.



Policy & Governance Frameworks

  • Design, enhance, and maintain compliance policies, procedures, and governance frameworks.
  • Support initiatives that reinforce ethical conduct, strong controls, and sound risk management practices.
  • Ensure compliance programs remain scalable and effective as business and regulatory requirements evolve.
  • Promote best practices and consistent standards across the global organization.



Financial Crime Compliance

  • Serve as the designated Money Laundering Compliance Officer for applicable Bermuda-based entities.
  • Oversee anti-money laundering compliance obligations and related regulatory requirements.
  • Support financial crime risk management programs, including monitoring, reporting, and regulatory engagement activities.

MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.

MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.

The Successful Applicant

Qualifications

  • Approximately 10+ years of compliance, regulatory, or legal experience within financial services, preferably within investment management or asset management.
  • Strong understanding of regulatory frameworks across multiple global jurisdictions.
  • Demonstrated leadership experience with the ability to mentor, develop, and influence teams.
  • Proven ability to engage effectively with executive leadership, boards, regulators, and other senior stakeholders.
  • Commercially focused professional capable of balancing regulatory expectations with business objectives.
  • Exceptional communication, relationship management, and stakeholder engagement skills.
  • Strong analytical, organizational, and problem-solving capabilities.
  • High degree of integrity, professionalism, and sound judgment.
  • Self-directed leader with a proactive approach and a track record of managing both strategic initiatives and day-to-day responsibilities.
  • Advanced professional qualifications such as a JD, LLB, MBA preferable.



What's on Offer

  • Competitive salary ranging from $180,000 to $250,000 per year.
  • Permanent position in the financial services industry.



Interested? Apply today.

Contact
Connor Duenas
Quote job ref
JN-062026-7049102

Job summary

Sector
Financial Services
Sub Sector
Compliance & Legal
Industry
Financial Services
Where
International
Contract Type
Permanent
Consultant name
Connor Duenas
Job Reference
JN-062026-7049102
Job Nature
Hybrid working
 

Michael Page is an inclusive employer. We want to make sure you have everything you need to perform at your best throughout our hiring process, so please let us know if there is anything we can do to support with your application or interview.