Compliance Legal jobs

The Legal and Compliance Administrative Assistant will provide comprehensive support to the legal and compliance teams within the financial services industry. This person will perform general and legal administrative tasks, invoice processing, as well as certain compliance functions as needed.

The Regulatory Reporting Consultant will be responsible for supporting accurate and timely reporting in compliance with financial regulatory standards. This role is essential in ensuring the organization meets all banking and financial services regulations.

The AML QA Senior Analyst is responsible for conducting quality assurance reviews across AML functions (transaction monitoring, OFAC, KYC, SARs, and regulatory requests) to ensure compliance with internal procedures and regulatory requirements. The role also involves collaborating with stakeholders, identifying process improvements, and providing feedback and reporting to enhance the effectiveness of the bank's compliance program.

This position serves as a senior compliance advisor supporting technology‑driven wealth management solutions and broker‑dealer oversight. The role works closely with product, business, and regulatory teams to evaluate new initiatives, strengthen compliance frameworks, and ensure adherence to applicable SEC and FINRA requirements.

This role oversees core components of the compliance program for several SEC‑registered investment advisers. The Director will advise senior leaders, guide policy development, support regulatory reviews, and help embed a proactive compliance culture across investment, product, and operational functions.

This role leads core components of the compliance program supporting a broad wealth management platform. The Director will oversee regulatory alignment, partner with leaders across the business, and guide monitoring, testing, product reviews, and governance activities. The position is ideal for an experienced compliance professional who excels in complex regulatory environments and can influence senior stakeholders.

The VP, Business Compliance Officer will strengthen the bank's Wealth Management compliance program. This position sits within a high‑visibility Risk & Compliance function and plays a key role in overseeing regulatory adherence, advising on new business activities, and shaping strong governance practices.

This job is 5 DAYS IN THE OFFICE. We are seeking a knowledgeable Financial Institution Consultant to join a fast-paced environment within the financial services industry. This temporary role in New York focuses on providing key legal support within the Fixed Income Division.

The VP - Compliance Technology Team Lead will oversee and manage compliance technology initiatives to ensure systems and processes align with regulatory requirements in the financial services sector. This role is a key leadership position, focusing on driving technology solutions and ensuring operational excellence within the compliance framework.

The Information Security & Compliance Leader will oversee and enhance the organization's security framework, ensuring compliance with regulatory requirements and safeguarding sensitive data. This role requires a strategic thinker with a strong understanding of risk management and security protocols within the technology and telecoms industry.

The AML Consultant will provide expertise and support in the Legal department within the Financial Services industry. This temporary position requires a professional with a solid understanding of legal processes and compliance within the industry. This contract is 5 DAYS IN THE MIDTOWN OFFICE.

We are seeking a detail-oriented Temp Fraud Analyst to join the online gambling industry. This temporary role involves identifying and preventing fraudulent activities within the organization.

Our client is seeking an entry level individual to join our Risk & Compliance team in the finance services industry. The ideal candidate will play a crucial role in maintaining compliance with regulatory requirements and ensruing the organization adheres to industry standards.

We are seeking a highly skilled Head of Legal to join a growing team within the commercial real estate lending, investment and CMBS space. Based daily on-site in Richardson, Dallas, pivotal role building first in-house legal and compliance function.

The Collections Administrator will play a vital role within the finance department within the law firm, focusing on overseeing and managing the collection processes. This role requires a detail-oriented and organized individual with a strong understanding of financial procedures and legal compliance.

The eBilling Manager will oversee all aspects of electronic billing processes within the legal department, ensuring accuracy, compliance, and efficiency. This role is ideal for someone with a strong background in eBilling systems and a passion for process improvement in the law firm space.