Compliance Legal jobs

The VP, Compliance Monitoring and Testing will play a key role in overseeing and enhancing the monitoring and testing framework within the financial services industry. This role ensures compliance with regulatory requirements by leading risk assessments and implementing effective testing protocols.

The Deputy Chief Compliance Officer will play a key role in overseeing compliance functions within the financial services sector. Reporting to the Chief Compliance Officer, this role focuses on ensuring adherence to regulatory requirements and supporting the organization's risk management framework.

The Compliance Associate will support the Risk & Compliance department by ensuring adherence to regulatory requirements and internal policies. This role focuses on managing compliance processes and mitigating potential risks.

The Regulatory Change Management AI role in New York focuses on driving compliance in the Financial Services industry by managing regulatory changes and ensuring adherence to standards within the Risk & Compliance department.

The Compliance Analyst (AVP Level) will play a key role in ensuring adherence to regulatory requirements within the financial services industry. Based in New York, this role supports the Risk & Compliance department by monitoring compliance programs and identifying areas for improvement.

The Compliance Associate will support the Risk & Compliance department by ensuring adherence to regulatory standards and internal policies. The role is based in New York and focuses on maintaining compliance frameworks within the financial services industry.

The VP, Regulatory Relations will oversee and manage interactions with regulatory agencies to ensure compliance within the financial services industry. This role plays a critical part in supporting the Risk & Compliance department in New York.

The Director, Regulatory Relations will lead and manage key interactions with regulators, ensuring compliance and fostering strong relationships within the financial services industry. Based in New York, this role will work closely with the Risk & Compliance department to support regulatory engagements and strategic initiatives.

The BSA SAR/Transaction Monitoring Analyst role focuses on managing and ensuring compliance with Bank Secrecy Act (BSA) and Suspicious Activity Reporting (SAR) requirements within the financial services industry. Based in New York, this position is critical to supporting risk and compliance efforts within the organization.

The Sports Immigration Paralegal will assist attorneys in managing immigration cases for professional athletes, ensuring compliance with legal requirements and deadlines. This role supports the immigration team in preparing documentation, conducting research, and liaising with clients.

The Associate General Counsel will provide legal support focusing on investment funds, federal tax matters, and corporate governance. This role involves collaborating with internal teams to ensure compliance and manage legal risks effectively.

The General Counsel will lead legal strategy and execution for a rapidly growing, global, retail company, ensuring compliance and providing strategic legal guidance to support business objectives across their operations in multiple states in the US.

The Legal Counsel will provide expert legal advice and support on a range of legal, corporate and compliance matters driving best practice and mitigating risks across the business. This hybrid role involves working closely with General Counsel, wider legal department and internal stakeholders in Miami.

The Corporate Paralegal will support the corporate practice area in managing corporate governance, preparing legal documents, and ensuring compliance with regulatory requirements. This role can be based in Redwood City or San Francisco and is essential to the seamless operation of this practice area for a global firm.

The Structured Investments Counsel will provide legal guidance and support for structured investment products with an asset manager. This role involves working closely with internal teams, including a structured product desk, to ensure compliance and deliver effective legal solutions.