Compliance Legal jobs

This role supports a broad range of compliance functions, including compliance testing and monitoring, trade surveillance investigations, Code of Ethics and personal trading oversight, AML/KYC reviews, and SEC/RIA regulatory compliance. The position also involves preparing regulatory filings and documentation while partnering with business stakeholders to ensure adherence to regulatory requirements and internal policies.

This role supports a broad range of compliance functions, including compliance testing and monitoring, trade surveillance investigations, Code of Ethics and personal trading oversight, AML/KYC reviews, and SEC/RIA regulatory compliance. The position also involves preparing regulatory filings and documentation while partnering with business stakeholders to ensure adherence to regulatory requirements and internal policies.

The Head of US Sanctions will lead and oversee sanctions-related compliance within the financial services industry, ensuring adherence to regulatory requirements and mitigating risk in the New York office.

The Team Leader - Sanctions will oversee sanctions compliance within the risk and compliance department, ensuring adherence to regulatory requirements and mitigating potential risks. This role is based in New York and focuses on leading a team to effectively manage sanctions-related processes.

The Compliance Officer will play a critical role in ensuring adherence to regulatory standards and internal policies within the financial services industry. This position will be based in New York and focuses on managing compliance risks and promoting a culture of integrity.

The BSA EDD role in the Financial Services industry focuses on enhancing due diligence processes within the Risk & Compliance department to ensure regulatory compliance and mitigate risks effectively. Based in New York, this position requires a strategic and detail-oriented professional to support and strengthen the company's compliance framework.

The Compliance Audit Consultant will focus on ensuring adherence to regulatory requirements and internal policies within the financial services industry. This role will support the legal department in conducting audits and assessments to maintain compliance standards in New York.

The VP, Compliance Monitoring and Testing will play a key role in overseeing and enhancing the monitoring and testing framework within the financial services industry. This role ensures compliance with regulatory requirements by leading risk assessments and implementing effective testing protocols.

The Deputy Chief Compliance Officer will play a key role in overseeing compliance functions within the financial services sector. Reporting to the Chief Compliance Officer, this role focuses on ensuring adherence to regulatory requirements and supporting the organization's risk management framework.

The Compliance Analyst (AVP Level) will play a key role in ensuring adherence to regulatory requirements within the financial services industry. Based in New York, this role supports the Risk & Compliance department by monitoring compliance programs and identifying areas for improvement.

The VP, Regulatory Relations will oversee and manage interactions with regulatory agencies to ensure compliance within the financial services industry. This role plays a critical part in supporting the Risk & Compliance department in New York.

The Director, Regulatory Relations will lead and manage key interactions with regulators, ensuring compliance and fostering strong relationships within the financial services industry. Based in New York, this role will work closely with the Risk & Compliance department to support regulatory engagements and strategic initiatives.

The BSA SAR/Transaction Monitoring Analyst role focuses on managing and ensuring compliance with Bank Secrecy Act (BSA) and Suspicious Activity Reporting (SAR) requirements within the financial services industry. Based in New York, this position is critical to supporting risk and compliance efforts within the organization.

The Paralegal will support the legal team with document preparation, research, and administrative tasks related to property transactions. This role ensures accuracy and compliance in legal documentation and assists with the smooth progression of legal matters.

The Corporate Paralegal will provide essential support to the legal team by assisting with corporate governance, document preparation, and transaction management. This role is integral to ensuring compliance and efficient legal operations.

The Senior Paralegal - Real Estate will support legal teams by managing real estate transactions, conducting due diligence, and preparing legal documents to ensure smooth operations and compliance within the legal department.

The Sports Immigration Paralegal will assist attorneys in managing immigration cases for professional athletes, ensuring compliance with legal requirements and deadlines. This role supports the immigration team in preparing documentation, conducting research, and liaising with clients.

The Structured Investments Counsel will provide legal guidance and support for structured investment products with an asset manager. This role involves working closely with internal teams, including a structured product desk, to ensure compliance and deliver effective legal solutions.

The Corporate Governance Paralegal will support the legal department in managing corporate governance matters, ensuring compliance with regulations, and maintaining legal documentation. This role is based in New York.

The Senior Paralegal will play a vital role in supporting legal teams in the preparation, review, and management of real estate transactions. This position focuses on ensuring compliance, accuracy, and efficiency in all legal documentation and processes.

The Senior Paralegal - Real Estate will support the legal team by managing complex real estate transactions, preparing legal documents, and ensuring compliance with relevant regulations. This role plays a key part in assisting attorneys within the Business Services industry.

• The VA Disability Paralegal will support attorneys in managing cases related to veterans' disability claims, ensuring accurate documentation and compliance with legal requirements, while assisting with client communication and case preparation in Naperville. The ideal candidate has experinece completing and filing VA forms, particularly the 21-526EZ, 20-0995, and 20-0996 and filing claims and appeals through VA QuickSubmit.

The Assistant General Counsel will provide comprehensive legal support, ensuring compliance and managing legal matters within a well-known international women's non-profit organization based in Manhattan, New York. This role involves working closely with the legal department and stakeholders to address legal challenges and support the organization's mission.

The Legal Counsel will provide expert legal guidance and support on varied matters for this global company, handling contracts, ensuring compliance and managing risks effectively. This role involves collaborating closely with internal stakeholders to address contracts, legal and compliance.

The IGR Specialist will focus on providing expert legal support within the business services industry. This role involves working closely with legal teams to ensure compliance and handle regulatory matters effectively.

The Corporate Paralegal will support the corporate practice area in managing corporate governance, preparing legal documents, and ensuring compliance with regulatory requirements. This role can be based in Redwood City or San Francisco and is essential to the seamless operation of this practice area for a global firm.

The Assistant General Counsel will provide legal expertise in the real estate and property management industry, focusing on supporting the company's varied legal needs. This role will involve handling trust transfers, titles, managing legal documentation, and ensuring compliance with relevant regulations.

The Associate General Counsel will provide legal support focusing on investment funds, federal tax matters, and corporate governance. This role involves collaborating with internal teams to ensure compliance and manage legal risks effectively.

The temporary Legal Counsel will provide critical legal support to the luxury skincare CPG and retail brand in their Mid-town NYC office, overseeing and managing a variety of contracts and legal matters to ensure compliance and mitigate risk. This temporary role is based in Mid-town, Manhattan, NY and focuses on delivering practical legal advice and support to internal stakeholders.

The Legal Counsel will provide expert legal advice and support on a range of legal, corporate and compliance matters driving best practice and mitigating risks across the business. This hybrid role involves working closely with General Counsel, wider legal department and internal stakeholders in Miami.