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This role supports a broad range of compliance functions, including compliance testing and monitoring, trade surveillance investigations, Code of Ethics and personal trading oversight, AML/KYC reviews, and SEC/RIA regulatory compliance. The position also involves preparing regulatory filings and documentation while partnering with business stakeholders to ensure adherence to regulatory requirements and internal policies.
A highly respected financial services organization is seeking a Temp to Perm HR Associate to join its collaborative HR team in Los Angeles. This is an excellent opportunity for someone early in their HR career who is looking to gain hands-on experience in HR operations within a fast-paced, professional environment.
A junior to mid-level Employment Associate opportunity supporting employers on a broad range of workplace counseling, compliance, and litigation matters. The role offers substantial exposure to client advisory work, court appearances, investigations, and employment-related disputes.
Client is looking for a Senior Vice President to join its Global Risk Management team in New York, with a focus on Project Finance activities across the United States and Canada.
The Sanctions Consultant will play a vital role in supporting the Legal department within the financial services industry. This position focuses on sanctions compliance and ensuring adherence to relevant regulations, providing critical expertise to safeguard the business.
The Compliance Officer will play a critical role in ensuring adherence to regulatory standards and internal policies within the financial services industry. This position will be based in New York and focuses on managing compliance risks and promoting a culture of integrity.
The IT Audit Contractor will play a key role in supporting the Risk & Compliance department by conducting thorough audits of IT systems and processes. This role is based in New York and requires a keen eye for detail and a strong understanding of IT audit practices within the financial services industry.
This position is for a talented and passionate Senior Manager, Data Enablement who wants to make a real impact at their next organization. If you have CPG experience and a strong data & leadership background, this could be the perfect role for you!
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