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This role supports a broad range of compliance functions, including compliance testing and monitoring, trade surveillance investigations, Code of Ethics and personal trading oversight, AML/KYC reviews, and SEC/RIA regulatory compliance. The position also involves preparing regulatory filings and documentation while partnering with business stakeholders to ensure adherence to regulatory requirements and internal policies.
A highly respected financial services organization is seeking a Temp to Perm HR Associate to join its collaborative HR team in Los Angeles. This is an excellent opportunity for someone early in their HR career who is looking to gain hands-on experience in HR operations within a fast-paced, professional environment.
A junior to mid-level Employment Associate opportunity supporting employers on a broad range of workplace counseling, compliance, and litigation matters. The role offers substantial exposure to client advisory work, court appearances, investigations, and employment-related disputes.
A well-established food manufacturing organization is seeking an experienced Operations Manager to lead day-to-day plant operations at its Southern California facility.This is a high-visibility leadership role reporting directly to executive leadership and responsible for driving operational performance across production, workforce management, safety, quality, and continuous improvement initiatives.
Join a highly regarded global financial services firm in a newly created Senior Recruiting Coordinator role supporting executive-level hiring across Investment Banking. This is a high-visibility opportunity for a polished, proactive professional who thrives in fast-paced environments and enjoys partnering with senior leaders, managing complex recruiting processes, and delivering an exceptional candidate experience.
Join a leading global investment bank as a Regulatory Business Analyst, driving critical AxiomSL regulatory reporting initiatives focused on FR 2052a and FR Y-15. You'll partner with Finance, Technology, and business stakeholders to perform data gap analysis, define sourcing requirements, and deliver solutions that support complex regulatory reporting obligations.
The BSA EDD role in the Financial Services industry focuses on enhancing due diligence processes within the Risk & Compliance department to ensure regulatory compliance and mitigate risks effectively. Based in New York, this position requires a strategic and detail-oriented professional to support and strengthen the company's compliance framework.
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