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Compliance Associate

Los Angeles Metro Area, California Temporary USD50 - USD60 per hour Hybrid working View Job Description
This role supports a broad range of compliance functions, including compliance testing and monitoring, trade surveillance investigations, Code of Ethics and personal trading oversight, AML/KYC reviews, and SEC/RIA regulatory compliance. The position also involves preparing regulatory filings and documentation while partnering with business stakeholders to ensure adherence to regulatory requirements and internal policies.
  • This is a temporary to permanent position
  • Looking for someone to start as soon as possible

About Our Client

Our client is a global asset servicing and compliance solutions provider that supports investment managers, financial institutions, and corporations with fund administration, regulatory compliance, governance, and corporate services

Job Description

  • Conduct compliance testing and monitoring activities
  • Support trade surveillance reviews and investigations
  • Administer and oversee Code of Ethics and personal trading programs
  • Assist with AML/KYC screening processes and compliance reviews
  • Support SEC and RIA regulatory compliance requirements
  • Prepare and maintain regulatory filings and documentation
  • Partner with business stakeholders to ensure adherence to regulatory obligations and internal policies



MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants

MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.

The Successful Applicant

A successful Compliance Associate should have:

  • Experience within investment management, asset management, hedge funds, private equity, alternative investments, or a registered investment adviser (RIA) environment
  • Broad compliance generalist background with exposure to multiple areas of compliance
  • Knowledge of SEC and RIA regulatory requirements
  • Experience in compliance testing, monitoring, employee trading reviews, AML/KYC, and regulatory filings preferred
  • Strong analytical, communication, and problem-solving skills

What's on Offer

  • Hourly pay ranging from $50.00-$60.00/hr
  • Temporary position with the opportunity to gain valuable compliance experience.



Interested? Apply today.

Contact
Daniella Younossi
Quote job ref
JN-082026-7089932

Job summary

Sector
Financial Services
Sub Sector
Compliance & Legal
Industry
Financial Services
Where
Los Angeles Metro Area
Contract Type
Temporary
Consultant name
Daniella Younossi
Job Reference
JN-082026-7089932
Job Nature
Hybrid working
 

Michael Page is an inclusive employer. We want to make sure you have everything you need to perform at your best throughout our hiring process, so please let us know if there is anything we can do to support with your application or interview.