Save Job Back to Search Job Description Summary Similar JobsJoin a growing organization with a large investment in technology and AIOpportunity to join a global bank with an outstanding Q1 financial performanceAbout Our ClientThis opportunity is with a large organization in the financial services industry, known for its strong presence in the global market and emphasis on delivering comprehensive solutions. The company is committed to driving innovation and maintaining high standards of operational integrity.Job DescriptionLead and execute internal audit engagements for investment services operations to ensure compliance with regulatory and policy requirements.Develop and implement audit strategies, methodologies, and programs to identify risks and recommend solutions.Collaborate with cross-functional teams to assess internal controls and operational efficiency.Prepare detailed audit reports and present findings to senior management and stakeholders.Monitor and evaluate the effectiveness of corrective actions implemented by management.Provide guidance and mentorship to junior team members to enhance their professional growth and performance.Stay updated on industry regulations and trends to ensure compliance and best practices in the financial services sector.Foster relationships with internal and external stakeholders to promote a culture of transparency and accountability.MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.The Successful ApplicantCandidates must have deep knowledge of clearing broker-dealer functions and/or the full trade lifecycle, including:Execution processes: Order routing, trade capture, and execution mechanics across various asset classes.Clearing operations: Trade comparison, affirmation, matching, and novation; understanding how clearing brokers mitigate counterparty risk and ensure post-trade data accuracy.Settlement processes: End-to-end settlement cycles (e.g., T+1/T+2), including DVP/FOP, settlement instructions, fails management, and corporate-action processing.Custody services: Asset safeguarding, custody controls, segregation requirements, reconciliations, asset servicing, and books-and-records responsibilities.Proven leadership skills with the ability to manage and mentor a team.In-depth knowledge of regulatory requirements and industry best practices.Excellent analytical, problem-solving, and decision-making skills.Exceptional communication and presentation abilities to interact with senior management and stakeholders.What's on OfferCompetitive salary ranging from $130,000 to $165,000 USD annually.Opportunities to collaborate with industry leaders in financial services.Professional growth and development in a supportive environment.Comprehensive benefits package and additional perks.This is an exciting opportunity to advance your career in the financial services industry. If you meet the qualifications and are ready for a rewarding challenge, we encourage you to apply.ContactJillian SaleyQuote job refJN-032026-6979677Job summarySectorAudit & AdvisorySub SectorInternal AuditIndustryFinancial ServicesLocationNew YorkContract TypePermanentConsultant nameJillian SaleyJob ReferenceJN-032026-6979677