VP Investment Services Audit

New York, New York Permanent USD130,000 - USD165,000 per year View Job Description
The VP Investment Services Audit will oversee and manage audit processes within the financial services industry, ensuring compliance and operational excellence. This role requires a detail-oriented professional with a strong background in accounting and finance to lead and innovate auditing practices.
  • Join a growing organization with a large investment in technology and AI
  • Opportunity to join a global bank with an outstanding Q1 financial performance

About Our Client

This opportunity is with a large organization in the financial services industry, known for its strong presence in the global market and emphasis on delivering comprehensive solutions. The company is committed to driving innovation and maintaining high standards of operational integrity.

Job Description

  • Lead and execute internal audit engagements for investment services operations to ensure compliance with regulatory and policy requirements.
  • Develop and implement audit strategies, methodologies, and programs to identify risks and recommend solutions.
  • Collaborate with cross-functional teams to assess internal controls and operational efficiency.
  • Prepare detailed audit reports and present findings to senior management and stakeholders.
  • Monitor and evaluate the effectiveness of corrective actions implemented by management.
  • Provide guidance and mentorship to junior team members to enhance their professional growth and performance.
  • Stay updated on industry regulations and trends to ensure compliance and best practices in the financial services sector.
  • Foster relationships with internal and external stakeholders to promote a culture of transparency and accountability.



MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.

MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.

The Successful Applicant

Candidates must have deep knowledge of clearing broker-dealer functions and/or the full trade lifecycle, including:

  • Execution processes: Order routing, trade capture, and execution mechanics across various asset classes.
  • Clearing operations: Trade comparison, affirmation, matching, and novation; understanding how clearing brokers mitigate counterparty risk and ensure post-trade data accuracy.
  • Settlement processes: End-to-end settlement cycles (e.g., T+1/T+2), including DVP/FOP, settlement instructions, fails management, and corporate-action processing.
  • Custody services: Asset safeguarding, custody controls, segregation requirements, reconciliations, asset servicing, and books-and-records responsibilities.Proven leadership skills with the ability to manage and mentor a team.
  • In-depth knowledge of regulatory requirements and industry best practices.
  • Excellent analytical, problem-solving, and decision-making skills.
  • Exceptional communication and presentation abilities to interact with senior management and stakeholders.

What's on Offer

  • Competitive salary ranging from $130,000 to $165,000 USD annually.
  • Opportunities to collaborate with industry leaders in financial services.
  • Professional growth and development in a supportive environment.
  • Comprehensive benefits package and additional perks.



This is an exciting opportunity to advance your career in the financial services industry. If you meet the qualifications and are ready for a rewarding challenge, we encourage you to apply.

Contact
Jillian Saley
Quote job ref
JN-032026-6979677

Job summary

Sector
Audit & Advisory
Sub Sector
Internal Audit
Industry
Financial Services
Location
New York
Contract Type
Permanent
Consultant name
Jillian Saley
Job Reference
JN-032026-6979677