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This role supports a broad range of compliance functions, including compliance testing and monitoring, trade surveillance investigations, Code of Ethics and personal trading oversight, AML/KYC reviews, and SEC/RIA regulatory compliance. The position also involves preparing regulatory filings and documentation while partnering with business stakeholders to ensure adherence to regulatory requirements and internal policies.
The Tax Manager will oversee partnership tax compliance and reporting for funds, ensuring adherence to regulatory requirements and accuracy in tax filings. The role involves collaborating closely with internal teams and external stakeholders to manage tax operations effectively.
A highly respected financial services organization is seeking a Temp to Perm HR Associate to join its collaborative HR team in Los Angeles. This is an excellent opportunity for someone early in their HR career who is looking to gain hands-on experience in HR operations within a fast-paced, professional environment.
The Business Coordinator will support key administrative and operational functions within the financial services sector. This role involves working closely with internal teams to ensure seamless coordination and execution of tasks on an executive assistant level.
The Business Coordinator will support secretarial and business operations, ensuring smooth administrative processes and effective communication within the financial services industry.
The Compliance Audit Consultant will focus on ensuring adherence to regulatory requirements and internal policies within the financial services industry. This role will support the legal department in conducting audits and assessments to maintain compliance standards in New York.
A well-established food manufacturing organization is seeking an experienced Operations Manager to lead day-to-day plant operations at its Southern California facility.This is a high-visibility leadership role reporting directly to executive leadership and responsible for driving operational performance across production, workforce management, safety, quality, and continuous improvement initiatives.
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