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The Compliance Risk Management & Testing Consultant will play a key role in ensuring adherence to regulatory requirements within the financial services industry. This temporary position is based in Iselin and focuses on legal compliance and risk management strategies.
The Fixed Income Surveillance Temp will support the legal department in monitoring and analyzing fixed-income trading activities to ensure compliance with regulatory requirements and internal policies. This temporary role requires attention to detail, strong analytical skills, and a solid understanding of fixed-income products within the business services industry.
This role manages the full billing cycle for an assigned group of lawyers, ensuring invoices are accurate, compliant, and submitted on time. Responsibilities include overseeing e-billing, reconciliations, and dispute resolution, as well as managing unbilled inventory, monitoring receivables, recommending write-offs, and providing accurate financial reporting through tools like Excel and BRL dashboards.
This position serves as a senior compliance advisor supporting technology‑driven wealth management solutions and broker‑dealer oversight. The role works closely with product, business, and regulatory teams to evaluate new initiatives, strengthen compliance frameworks, and ensure adherence to applicable SEC and FINRA requirements.
This role oversees core components of the compliance program for several SEC‑registered investment advisers. The Director will advise senior leaders, guide policy development, support regulatory reviews, and help embed a proactive compliance culture across investment, product, and operational functions.
The Interest Rate Risk - Banking Book Oversight VP will oversee and manage interest rate risk for the banking book, ensuring adherence to regulatory requirements and optimal financial performance. This is a key leadership role in the financial services industry based in New York.
The Interest Rate Risk - Banking Book Oversight Risk Associate will play a pivotal role in monitoring and managing interest rate risk within the banking book. This position is ideal for someone with a strong analytical mindset and a passion for risk management in the financial services industry.
The Liquidity Risk role in the financial services industry involves monitoring and managing liquidity risk to ensure compliance with regulatory requirements and internal policies. This position requires analytical skills, attention to detail, and the ability to support the risk and compliance department effectively.
The Contractor of Operational Resilience will play a key role in enhancing the company's risk management framework and ensuring compliance with industry standards. This position is ideal for someone with a strong background in risk and compliance within the financial services industry.
This position oversees all phases of interior construction projects, ensuring they are completed on time, within budget, and to client specifications. Responsibilities include managing project planning, coordinating with stakeholders, supervising subcontractors, and resolving any issues while maintaining compliance with local codes and high-quality standards.
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