- New YorkPermanent
The VP of Compliance and Financial Crime is responsible for the assistance in all aspects of BSA/AML compliance with one of the largest clients in Japan. This is a great opportunity for career growth for someone with a prevent track record with helping manage the BSA/AML.KYC functions within the wholesale banking space.
Opportunity to grow skillsets within compliance
Opportunity to work for an international firm
Save Job View Job - New YorkPermanentUSD60,000 - USD100,000
Permanent AML TM/EDD Compliance Associate position in Midtown Manhattan. Competitive base salary and discretionary bonus on offer.
AML TM/EDD Associate
Competitive Base Salary + Bonus on offer
Save Job View Job - New YorkTemporary
Consulting opportunity with a US Broker Dealer/IB in Manhattan. Competitive hourly rate and overtime available for the successful AML Analyst (Consultant).
Consulting opportunity with a Prestigious Broker Dealer in Manhattan
Competitive hourly rate with overtime
Save Job View Job - ManhattanPermanent
My client is looking for a Senior Compliance Testing Associate to conduct risk assessments of applicable laws and regulations, assists with testing programs, and support the AML/KYC Process.
Excellent benefits
Great work life balance
Save Job View Job - JacksonvillePermanent
The Jacksonville-based Compliance Surveillance Officer is responsible for advising the various lines of business within the Investment Bank, and providing a compliance support to the Control Room.
Opportunity to work for a Global organization
Increased responsibility within a growing Compliance department
Save Job View Job - New YorkTemporary
- Administrate and perform FID client/relationship/account KYC related tasks and duties (e.g. CIP, CDD, EDD and Screening, etc.,) to ensure timely completion
- Conduct reviews on customers accounts to ensure required documents are complete, up-to-date and accurate
Enhance your career
Sharpen your skill set
Save Job View Job - RaleighTemporary
The Regulatory Due Diligence (RDD) group is part of Global Market Operations and exists to facilitate regulatory compliance throughout the client lifecycle and ultimately help protect the business from regulatory risk. Our mission statement is to "Provide support to internal and external clients to smoothly enable compliant trading activity and value creation while improving process efficiency, transparency, and controls."
Enhance your career
Broaden your skill set
Save Job View Job - New YorkPermanent
Seeking an established asset management professional this individual to assist in supporting the Americas Fixed Income investment teams in addition to the Transition Management and Securities Lending & Finance business units.
Exciting opportunity to join of the world's preeminent asset management firms
A premier provider of global investment management, risk management and advisory
Save Job View Job - ManhattanPermanent
My client is looking for a KYC Team Lead to help mentor and manage the CDD team and act as the SME for all LOBs.
Excellent opportunity to progress
Excellent Experience
Save Job View Job - Jersey CityPermanent
The Volcker Compliance Officer will assist the team in handling all issues, projects and initiatives regarding Volcker Compliance enterprise-wide.
Opportunity to work for a Global organization
Opportunity to gain exposure to a variety of responsibilities
Save Job View Job - ManhattanPermanent
My client is looking to recruit an Assistant Vice President for OFAC to join the team to help advise and comply with OFAC and other sanctions related regulations.
Excellent opportunity to progress
Great work life balance
Save Job View Job - ManhattanPermanent
My client is looking for a Control Room Compliance Officer to join the team in Manhattan that will perform Control Room advisory and monitoring functions and be the liaison between the investment bank and research groups.
Excellent benefits
Great work life balance
Save Job View Job - InternationalPermanent
The QA/QC Assistant Manager will coordinate and implement the QA/QC plan with the Mortgage Banking Division, the Bank's Compliance Department and outside QC vendors.
Opportunity to grow skillsets within compliance
Opportunity to work for an international firm
Save Job View Job - InternationalPermanent
The Quality Assurance (Compliance) Team Lead will assist management with implementing compliant policies and procedures with an eye for efficiency. He/she will serve as a liaison to Regulators during internal and external audits or examination reports.
Opportunity to grow skillsets within compliance
Opportunity to work for an international firm
Save Job View Job - ManhattanPermanent
My client, a financial services company, are looking to recruit a Compliance Analyst to join the team in Manhattan.
Great work life balance
Excellent Opportunity to progress
Save Job View Job - Los AngelesPermanent
The BSA Team Lead in Los Angeles, CA is responsible for managing the day-to-day KYC program to ensure it is compliant with regulatory requirements and in line with the Bank's policies and procedures.
Opportunity to grow skillsets within consumer compliance
Opportunity to work for a well-known company
Save Job View Job - New YorkPermanent
Market Leading Private Equity, Alternative Investment Research & Portfolio Advisory Firm, $85B+ AUM is seeking an Operational Due Diligence Analyst
Private Equity, Alternative Investment Research & Portfolio Advisory Firm
Rapidly Expanding, Business & Client Facing Operational Due Diligence Team
Save Job View Job - New YorkPermanent
- Maintain and track all Training records for each of the prescribed required trainings, as outlined within the Branch's Training Plan and corresponding Needs Assessment;
- Follow up with delinquent employees who have not fulfilled their Training requirements;
Enhance your career
Opportunity
Save Job View Job - JacksonvillePermanent
My client, a prestigious global bank are looking for VP - Equities Surveillance Team Lead based in Jacksonville. The role focuses on Surveillance of Equity products and is responsible for managing a team.
Prestigious Global Bank
Management role with great opportunity to grow
Save Job View Job - New YorkTemporary
- Experience w more complex client types (Trusts, EDV's etc.)
- Spanish Bilingual
- KYC experience
Opportunity to diversify your skillset
New experience
Save Job View Job - New YorkTemporary
Our client is a large foreign investment bank in Midtown Manhattan, NY and they are looking to hire an EDD Data Analyst
Opportunity to work in Compliance
EDD Data Analyst in Midtown Manhattan
Save Job View Job - Los AngelesPermanent
The Deputy BSA officer provides program support for the Compliance Officer and Department in support of the Bank's BSA compliance programs.
This role is also intended to provide operational support to the Compliance Officer on all day-to-day matters.Opportunity to grow skillsets within compliance
Opportunity to work for a well-known company
Save Job View Job - Salt Lake CityPermanent
My client is looking for a Fraud Detection Associate in Salt Lake City to conduct reviews and inquiries on suspicious accounts and review fraud alerts to protect the institution.
Excellent Benefits
Work Life Balance
Save Job View Job - New YorkPermanent
The New York-based Compliance Associate - Fixed Income is responsible for providing advisory services to the Fixed Income lines of business and will assist in the implementation and development of the compliance control frameworks in response to regulatory change.
Opportunity to work for a Global organization
Opportunity for career growth and trajectory
Save Job View Job - Los AngelesPermanent
Our client is looking for an Associate Vice President of KYC. This role is a great chance to demonstrate leadership skills and have the opportunity to work in a collaborative team environment
Opportunity to grow skillsets within consumer compliance
Opportunity to work for a well-known company
Save Job View Job - New YorkTemporary
A monitoring and testing role based on testing internal policies and procedures in compliance with external regulations.
Opportunity
Requirement
Save Job View Job - New YorkPermanent
This position will report directly to US CCO. The ideal candidate will be a proactive team player who is comfortable with daily tasks and seeing complex projects through to completion.
Exciting opportunity to join one of China's leading Investment Banks
Seeking a compliance officer to join a growing Legal & Compliance Program
Save Job View Job - InternationalPermanent
My client, a global investment bank are looking for a Chief Compliance Officer to join the Montreal Office and be responsible for all aspects of compliance.
Executive Level Position
Wide ranging role covering all aspects of compliance
Save Job View Job - ManhattanPermanent
My client, a financial services company, are looking to recruit a KYC Analyst to join the team in Manhattan.
Great work life balance
Excellent Opportunity to progress
Save Job View Job - New YorkPermanent
The VP of Consumer Compliance will be working within New York City and in charge of monitoring wire transfer activity and establishing and maintaining policies and procedures.
Opportunity to grow skillsets within consumer compliance
Opportunity to work for an international firm
Save Job View Job
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