Legal jobs in Banking & Financial Services - Compliance & Legal

This long term contract supports the Compliance Operations Director with the Branch's Compliance Department Operations training program, including training tracking and MIS. Along with this, the consultant will assist with composing compliance reports as needed for senior management.

This role involves ensuring compliance with all relevant laws and regulations, investigating alerts from transaction monitoring systems, and conducting research to assess potential suspicious activities. Additional responsibilities include compiling documentation, performing PEP and negative news searches, writing investigation narratives, and supporting the AML team with data analysis, reporting, and system testing.

Our Client is seeking a Temp ISDA Negotiator to support the drafting, negotiation, and execution of Master Agreements, including ISDA/CSA, MRA, GMRA, and related documentation for plain vanilla transactions. This role requires at least 5 years of experience, strong knowledge of regulatory frameworks (Dodd-Frank, EMIR, MiFID, BRRD), and the ability to manage a high-volume portfolio in a fast-paced, client-facing environment.

Michael Page is seeking a Transaction Monitoring consultant for a large global bank in Midtown. This 5-day in-office contract position has potential for long-term employment. This consultant will be utilizing Manta to clear retail transnational alerts.

This contract role focuses on testing and documenting system changes related to the ISO 20022 migration, with a particular emphasis on impacts to sanctions screening and transaction monitoring systems. The position involves UAT coordination, FircoSoft list management, and compliance reporting for head office and model risk approvals.

The Regulatory Relations Contract Associate will support the Regulatory Affairs Office by coordinating regulatory inquiries, meetings, and exams, while maintaining accurate records and clear communication. The role also involves cross-functional coordination and assisting with regulatory updates and submissions.

We are seeking an experienced AML/FIU Analyst with 2-3 years in financial services, preferably with exposure to retail and consumer banking. The ideal candidate will have a proven track record of efficiently handling and resolving approximately 20 alerts per day. Responsibilities include conducting thorough investigations, identifying suspicious activity, and ensuring compliance with regulatory requirements.

Join one of the fastest growing broker-dealer compliance programs in the US for the 5th largest US Bank, playing a pivotal role as a director of debt capital markets compliance.

Join the 5th largest bank in the US as they look to continually build out and enhance their broker dealer compliance testing team.

A chance to join one of the fastest growing diversified global financial services platforms as a key member of their compliance advisory function.

Join a fast-growing, diversified global financial services platform as they look to bring on a new Director in the broker-dealer compliance advisory space

Join a dynamic governance team providing hands-on support to board operations, including drafting board minutes and participating directly in high-level meetings. This role offers a unique opportunity to advance your career by working closely with board members and contributing to strategic decision-making at the highest level.

This contract requires 5 days in the office and is ongoing. The contractor will handle account-related requests, deliver exceptional customer service, investigate customer issues, conduct internal account reconciliations, collect documents in compliance with KYC policies, and ensure all processes adhere to BSA/AML laws and regulations.

The Temp Regulatory Affairs Analyst will support our client's Regulatory Affairs Office by coordinating regulatory communications, tracking inquiries and deliverables, managing meeting logistics, and maintaining accurate records. The role involves close collaboration with internal stakeholders and U.S. regulators to ensure timely, high-quality responses and adherence to compliance standards, particularly in areas such as BSA/AML and OFAC.

Our client, focusing on Corporate and Investment Banking Services for multinational clients, is seeking a Financial Crimes Implementation Consultant to support the replacement and implementation of its Transaction Monitoring (TM) and OFAC Screening system. This is a long-term contract role through December 2026, offering a hybrid schedule based in Midtown New York City.

Join a top global Canadian banking organization as they look to augment their compliance testing program for their broker-dealer.

Join a global leading Broker Dealer as they look to bring on a business critical compliance officer in the Capital Markets Adviosry Space