- ManhattanPermanent
My client, a leading financial services company, are looking to recruit an Assistant Vice President for AML Surveillance & Optimization in Manhattan to help develop and drive initiative tat transform and modernize the capabilities and services of the compliance monitoring function.
Great work life balance
Excellent Opportunity to progress
- New YorkPermanent
The NY-based AML Advisory Officer is responsible for advising various lines of business on AML and Financial Crime requirements and changes in laws and regulations. Additionally, this individual will be responsible for managing legal, regulatory and audit projects within a financial crime compliance capacity.
Opportunity to gain exposure to a variety of areas within financial crime
Ability to develop skill sets and expand knowledge base
- ManhattanPermanent
My client, a financial services company, are looking to recruit an AML Investigator to join the team in Manhattan.
Great work life balance
Excellent Opportunity to progress
- ManhattanPermanent
My client is looking to recruit a Sanctions Specialist to join the team to help advise and comply with OFAC and other sanctions related regulations.
Excellent opportunity to progress
Great work life balance
- FranklinTemporary
The Compliance Analyst will be required to juggle a variety of demands and be able to effectively liaise with staff outside the team, such as Equity traders, in-house legal counsel and IT specialists as well as work effectively with colleagues in all three global business units in the financial services industry on a day-to-day basis. Additional responsibilities include the following:
Large investment banking institution
Competitive salary and benefits structure.
- ManhattanPermanent
My client is a leading global financial services institution that is searching for a Compliance Associate to support their regulatory compliance programs and operations.
Great work life balance
Competitive compenstation
- New YorkPermanent
Seeking a Compliance Associate to support the maintenance and oversight of the regulatory compliance program and overall operations. This role will assume a key role in ensuring compliance with applicable SEC regulations for Investment Advisers.
Exciting Opportunity to Join A Top Investment Adviser
Key Role With Exposure to All Areas of The Business
- New YorkPermanent
The incumbent will have strategic and executional oversight of remediation and/or other regulatory projects bank-wide.
One of the largest international banks
Opportunity to build up the team
- ManhattanPermanent
Our client is is looking for a Monitoring and Testing Analyst who will assist the Corporate Compliance Manager with testing the policies and procedures in the compliance department.
Great work life balance
Competitive salary
- ManhattanPermanent
My client, a financial services firm, based in New York are looking to recruit a AVP - AML Analytics to join the team. This role will help optimize and tune the incumbent AML system.
Newly created role in an expanding group
Global Financial Services Firm
- ManhattanPermanentUSD80,000 - USD125,000
Our client is seeking a Senior AML Analyst to assist with various projects that has expertise in SARs
Opportunity to work in a fast paced environment
Chance to work on highly critical projects with tight deadlines
- New YorkTemporary
- This role is responsible for investigation and monitoring customer transactions, following anti-money laundering and anti-terrorist financing laws.
- Will be required to interface with other banks and account officers dealing with investigations and customer activity.
Opportunity to work for a great company
Opportunity for career growth
- New YorkPermanent
The Compliance Associate will sit within the Legal & Compliance Group and will provide primary registration and compliance advisory support for the Firm's Wealth Management and Strategic Advisory businesses, as well as to maintain the registration status of the Firm's broker-dealer, within the financial services industry.
Opportunity to gain exposure to a variety of different areas
Ability to develop skill sets and expand knowledge base
- ChicagoPermanent
My client, a financial services company, are looking to recruit an AML Investigator to join the team in Chicago.
Exciting opportunity
Excellent growth potential
- New YorkTemporary
Corporate Compliance needs to review and reevaluate all policies and certain procedures and/or guidelines. This reassessment entails formal discussions with all businesses and partial reclassification and rewriting of policy documents. The resource requested will assist in redesigning policy framework and redrafting policy documents
Great Opportunity to Consult at a leader in the FX Space
Willing to have the right candidate start ASAP
- DurhamTemporary
A multinational investment bank is looking for a Regulatory Reporting Analyst to join their growing team in Durham, North Carolina.
A multinational investment bank is looking for a Regulatory Reporting Analyst
A global financial services company needs a driven Regulatory Reporting Analyst
- JacksonvillePermanent
The AML Analytics Manager is based in Jacksonville, FL and is responsible for managing a team of 3 associates, acting as a Subject Matter Expert within both Anti-Money Laundering activities and Threat Analytics, to mitigate risk to the firm.
Opportunity to manage a team of compliance professionals
Ability to develop skill sets and expand knowledge base
- JacksonvillePermanent
The Head of Analytics is based in Jacksonville, FL where they are responsible for overseeing multiple teams, covering both UAT, MIS and Analytics to identify deficiencies in the Financial Crime Compliance systems and framework.
Opportunity to manage a team of subject-matter experts
Ability to develop skill sets and advise lines of business
- Los AngelesPermanent
My client, a global financial services company, are looking to recruit an Vice President for KYC to join the team in Manhattan.
Great work life balance
Excellent Opportunity to progress
- ManhattanTemporary
Our Client is seeking a Compliance Professional to reevaluate policies and procedures.
Opportunity to work in a fast paced environment
Chance to work on highly critical projects with tight deadlines
- New YorkPermanent
The individual will assist our national branch manager with supervising customer accounts as well as assist our compliance manager with some compliance matters.
Opportunity to join an independent investment banking and securities brokerage
providing services to corporate entrepreneurs, institutions and private clients
- ManhattanPermanent
My client, a financial services company, are looking to recruit a VP of Fixed Income to join the team in Manhattan.
Great work life balance
Excellent Opportunity to progress
- WilmingtonPermanent
- Project Manager taking full responsibility of multiple projects within the compliance space
- Permanent position with highly competitive salary and benefits
Career progression with a growing Financial Services institution.
Competitive Salary and Benefits.
- ManhattanPermanent
Our client is looking for a Quality Assurance Analyst who will help the team with developing and maintaining the Quality Assurance program in Manhattan.
Great work life balance
Excellent Opportunity to progress
- New YorkPermanent
Seeking an Associate in the Legal and Compliance Department to provide broker-dealer compliance support to the firm's investment banking business. This role will cover the firm's businesses in the United States, Canada, Brazil and Mexico.
Great opportunity to join one of the world's largest financial advisory groups
Specializing in M&A, strategy, investment and wealth management solutions
- ManhattanTemporary
Our client is seeking an experienced consultant to work as part of the Compliance Monitoring and Testing team.
Opportunity to work in a fast paced environment
Chance to work on highly critical projects with tight deadlines
- ManhattanPermanent
My Client is looking for an AVP - Compliance Monitoring & Testing to help the Compliance Monitoring and Testing team in Manhattan
Great work life balance
Excellent Opportunity to progress
- New YorkPermanent
The Consumer and Regulatory Compliance Officer is responsible for supporting both the consumer compliance program and regulatory compliance program, ensuring that both remain compliant with the relevant laws and regulations.
Take the next step into a senior management role
Opportunity to manage a compliance division
- New YorkPermanent
The Compliance Testing Officer is to undertake business-aligned reviews of the various lines of businesses, to ensure adherence to business and Compliance policies, standards and processes and to highlight any regulatory or reputational concerns to senior management.
Opportunity to join a well-established foreign bank
Ability to expedite your career
- ManhattanPermanent
The Corporate Compliance Officer will support change management areas and program advisory in Manhattan for a leading financial service.
Great work life balance
Excellent Opportunity to progress
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