Our client is seeking an experienced individual who is looking to contribute to the legal team, and assist in end-to-end legal matters. This candidate is a self starter, and ready to assist in building out a first-of-its-kind information management practice.
- Client will move quickly with qualified candidate.
- Opportunity to join a dynamic legal department.
The ideal candidate will be an experienced Legal and Compliance registrations professional. This professional will cover various core compliance functions within the Regulatory Core Compliance team.
- Opportunity to join a prestigious global investment banking firm.
- Client will move quickly with the qualified candidate.
Our client is seeking a Senior Paralegal to join their team to report directly to the General Counsel
- Opportunity to join a growing firm in a fast paced/dynamic environment!
- High visibility opportunity
This Individual will own Legal Operation activies reporting to the General Counsel
- Opportunity to join a growing firm in a fast paced/dynamic environment!
- Chance to work on premium, highly productive team
Our client is seeking an experienced individual to be part of a team that is responsible for supporting the writing and review process of industry related legal documents. This individual will work closely with general counsel, and regularly interact with a variety of business entities within the firm.
- Opportunity to join a dynamic legal compliance department.
- Client will move quickly with the qualified candidate.
The ideal candidate will be an experienced Compliance professional. This professional will cover various core compliance functions within the Enterprise Compliance team.
- An opportunity for growth within a very collaborative and dynamic environment.
- Client will move quickly with the qualified candidate.
Our client is seeking an experienced individual to join their risk and compliance department. This individual will be responsible for ensuring the team's actions are in line with all regulatory requirements, and continually review the firm's risks, and ensure policies and procedures stay compliant. The ideal candidate will become a SME regarding all compliance and risk related matters.
- Opportunity to join a well established non-profit organization.
- Opportunity to join an organization that offers growth opportunities.
Our client is seeking an experienced individual to join their growing Compliance team. This individual is responsible for overseeing the review of marketing materials, code of ethics related action items, and assisting with matters related to the regulatory bodies. The ideal candidate is driven, dedicated, and looking to be a part of a collaborative environment.
- The client offers a hybrid working model.
- Opportunity to join an organization that offers growth opportunities.
The ideal candidate will execute core Control Room advisory and monitoring functions. This Control Room compliance professional will report to the Head of Control Room Compliance.
- Opportunity to join a dynamic environment
- Client will move quickly with the qualified candidate.
This consultant position is until the end of 2022. This consultant will be working on a hybrid schedule and will be focusing on managing the activities with the firms local regulators. The day to day responsibilities include coordinating with business or control areas, ensuring regulatory inquiries are routed to the correct area and reviewing drafted responses to the regulators.
- Ability to work with a European Financial service company
- Collaborate and work along side Senior Management
As a senior BSA analyst you will be responsible for the development and implementation of the QA framework. This is an opportunity to make a big impact within the firm and work closely with other functions within the compliance, legal, and risk teams.
- Opportunity to make a big impact across the entire organization.
- Client will move quickly with the qualified candidate.
The VP of Compliance will be responsible for defining compliance frameworks and spearheading FINRA and SEC registration for the investment firm. They will work closely with the head office to shape the function.
- First hire in Compliance for a global investment firm
- Help to lead the company through FINRA and SEC Registration
In this role, The Client Onboarding Consultant will join an Onboarding team. You will be responsible for the onboarding and operational support of both new and existing clients.
- Opportunity to work within Financial Services on Client Onboarding
- Work for one of the world's largest asset managers
This consultant position is for 6 months and is within the AML portion of the clients business. The consultant will be responsible for performing due diligence on alerts generated from Mantas and maintains all supporting documents when needed.
- Gain experience within correspondent banking
- Ability to work with the legal and compliance department
Working as an AML Transaction Monitoring Consultant, you are expected to monitor, identify, and rectify systems for our client within financial services.
- Opportunity to work within Financial Services for an AML project
- Opportunity to work in a Hybrid environment
As a KYC Client Onboarding Consultant, you will be responsible for end to end KYC for new clients. This role liaises with front office and client directly.
- Opportunity to work within Financial Services for a KYC Project
- Opportunity to work in a Hybrid environment
The job responsibilities are to monitor the corporate banking, investment banking and broker dealer activities of the bank and report on the compliance risks issues to the banks Global Compliance Senior Management.
- Opportunity to consult at a investment firm located in New York City
- Opportunities to gain experience and knowledge within the compliance sector
The job responsibilities are to monitor the internal corporate banking, investment banking and broker dealer activities of the bank and report on the compliance risks issues to the banks Global Compliance Senior Management.
- Opportunity to consult at a investment firm located in New York City
- Opportunities to gain experience and knowledge within the compliance sector
Our client is seeking an individual to support the firm's VP, Senior Compliance Officer & the Chief Compliance Officer. They will be assisting with monitoring, testing and reporting BSA/AML Compliance matters as defined by statues, regulations, rules & regulatory interpretations.
- Opportunity to join a dynamic compliance department
- Client will move quickly with qualified candidates
Our client is seeking a driven individual to join their compliance team. This person will support the team with any corporate governance related activities, and continually review compliance marketing items. The ideal candidate is self-starting, detail-oriented, and looking for a collaborative work environment.
- Opportunity to join a firm that offers uncapped PTO
- Opportunity to join a firm that supports work-life balance
As a BSA Analyst, you will be responsible for providing support on internal reviews for the rules and regulations, including US Patriot Act, Bank Secrecy Act, etc. and all matters pertaining to money laundering.
- Opportunity to join a dynamic environment
- Client will move quickly with the qualified candidate.
Our client is seeking a driven individual to join their Private Banking team. This individual will support with account opening, account closing, and asset gathering related activities. The right candidate is a self-starter and looking to join a well-regarded firm offering the ability to grow.
- Opportunity to join an ever-growing compliance team.
- Opportunity to work in a hybrid environment.rtunity
Our client is actively seeking an experienced individual to join their Legal & Compliance department as an Chief Compliance Officer. The individual will be responsible for managing the day to day compliance program.
- Opportunity to join a leading credit & fixed income investment manager
- Client will move quickly with qualified candidates
Our client is seeking an experienced individual to join their Onboarding team. This individual will be conducting KYC related documentation review, communicating necessary regulatory information to other lines of business, and handling complex inquiries. The right candidate is a go-getter, and is looking to join a reputable firm offering growth opportunities.
- Opportunity to join an organization that values DE&I.
- Opportunity to work in a hybrid working model.
The ideal candidate for this role will possess a driven personality and a strong attention to detail. This compliance professional will collaborate closely with the Chief compliance officer.
- Opportunity to join a dynamic and rapidly developing firm.
- Client will move quickly with the qualified candidate.
Our client is looking to fill a compliance policy consultant role. Who will be responsible for conducting policy reviews and draft and edit policies according to internal standards including consistency with the corporate template and policy standards.
- Opportunity to consult at a correspondent bank located in New York City
- Opportunity to work hybrid
This consultant position focuses on relevant acts that include Commodity Exchange Act, CFTC Regulations, and foreign Corrupt Practices Act. In this role, the consultant will be responsible for compliance monitoring, responding to regulatory inquires, maintaining training programs, establish procedures, prepare/sign annual reports within the CFTC and maintain sensitive data.
- Flexiable work from home schedule
- Gain experience within the commodities market
Compliance Monitoring & Testing Consultant will be responsible for assisting the business to ensure that the relevant laws and regulations are meeting the standards and policies of the bank. This candidate is also responsible for testing those controls.
- Opportunity to consult at a investment bank starting off remote
- Opportunity to be cross trained within different areas of the business
Our client is looking for a KYC officer to complete CIP, CDD requirements, and OFAC screening of the Customer's KYC Profile. Perform name screenings, conduct EDD reviews, and conduct additional negative news searches.
- Opportunity to consult at a correspondent bank located in New York City
- Opportunity to work on-site
Our client is seeking a driven individual to join their Compliance team. This person will conduct internal reviews of possible violations, and support senior staff in all related matters. The right candidate is a self starter, and looking to join an organization where they can learn and grow.
- An organization that fosters inclusion and diversity in the workplace.
- The ability to work in a hybrid structure.
