Compliance jobs

Our client is seeking an entry level individual to join our Risk & Compliance team in the finance services industry. The ideal candidate will play a crucial role in maintaining compliance with regulatory requirements and ensruing the organization adheres to industry standards.

The Senior Compliance Specialist will oversee regulatory compliance and risk management processes within the retail industry. This role requires a detail-oriented professional with a strong understanding of compliance practices to ensure all operations align with applicable laws and standards.

The Information Security & Compliance Leader will oversee and enhance the organization's security framework, ensuring compliance with regulatory requirements and safeguarding sensitive data. This role requires a strategic thinker with a strong understanding of risk management and security protocols within the technology and telecoms industry.

This position serves as a senior compliance advisor supporting technology‑driven wealth management solutions and broker‑dealer oversight. The role works closely with product, business, and regulatory teams to evaluate new initiatives, strengthen compliance frameworks, and ensure adherence to applicable SEC and FINRA requirements.

This role oversees core components of the compliance program for several SEC‑registered investment advisers. The Director will advise senior leaders, guide policy development, support regulatory reviews, and help embed a proactive compliance culture across investment, product, and operational functions.

This role leads core components of the compliance program supporting a broad wealth management platform. The Director will oversee regulatory alignment, partner with leaders across the business, and guide monitoring, testing, product reviews, and governance activities. The position is ideal for an experienced compliance professional who excels in complex regulatory environments and can influence senior stakeholders.

The VP, Business Compliance Officer will strengthen the bank's Wealth Management compliance program. This position sits within a high‑visibility Risk & Compliance function and plays a key role in overseeing regulatory adherence, advising on new business activities, and shaping strong governance practices.

The Director of Tax Compliance & Reporting will oversee tax compliance and reporting functions within the financial services industry. This leadership role requires expertise in tax regulations, reporting practices, and strategic planning to ensure compliance and optimize tax strategies.

This role owns the development, execution, and continuous improvement of the company's environmental, health, safety, and sanitation systems. You'll partner closely with Operations, Quality, and senior leadership to strengthen safety culture, ensure regulatory compliance, and maintain high sanitation and food safety standards in a regulated production environment.

Our client is hiring a Regulatory and Compliance Manager to lead all regulatory functions for their fast-growing dietary supplement and functional food company. This role ensures compliance with FDA, FTC, GMP, and FSMA standards across products, labeling, and manufacturing, while also supporting innovation and overseeing regulatory aspects of imports and exports.

The Regulatory Reporting Consultant will be responsible for supporting accurate and timely reporting in compliance with financial regulatory standards. This role is essential in ensuring the organization meets all banking and financial services regulations.

The AML QA Senior Analyst is responsible for conducting quality assurance reviews across AML functions (transaction monitoring, OFAC, KYC, SARs, and regulatory requests) to ensure compliance with internal procedures and regulatory requirements. The role also involves collaborating with stakeholders, identifying process improvements, and providing feedback and reporting to enhance the effectiveness of the bank's compliance program.

This job is 5 DAYS IN THE OFFICE. We are seeking a knowledgeable Financial Institution Consultant to join a fast-paced environment within the financial services industry. This temporary role in New York focuses on providing key legal support within the Fixed Income Division.

The AML Consultant will provide expertise and support in the Legal department within the Financial Services industry. This temporary position requires a professional with a solid understanding of legal processes and compliance within the industry. This contract is 5 DAYS IN THE MIDTOWN OFFICE.

The Legal Director will provide expert legal, compliance and regulatory guidance within the lending sector, ensuring compliance and mitigating risk. This role is vital in supporting asset management and investment operations through sound legal advice and strategic counsel.

This role will lead key aspects of the company's international tax function, supporting global tax compliance.

The Liquidity Risk role in the financial services industry involves monitoring and managing liquidity risk to ensure compliance with regulatory requirements and internal policies. This position requires analytical skills, attention to detail, and the ability to support the risk and compliance department effectively.

The Site Safety and Health Officer (SSHO) will serve as the primary safety point of contact for the project site, ensuring compliance with all federal, state, and local safety regulations.

This role requires a proactive and detail-oriented MEP Superintendent to oversee mission-critical construction projects. The ideal candidate will ensure quality execution, compliance, and timely delivery in a fast-paced environment.

The Regulatory Reporting Analyst will be responsible for ensuring accurate and timely preparation of financial and regulatory reports in compliance with industry standards.

As a Paralegal in the retail space, you'll play a hands‑on role at the center of the business-driving compliance, supporting high‑impact legal matters, and partnering closely with cross‑functional teams in a fast‑moving, growth‑focused environment

Join a reputable New York affordable housing developer supporting a strong portfolio of LIHTC and Section 8 assets. This role offers hands-on exposure to asset management, compliance, operations, and large-scale affordable housing projects.

The Substation Engineer Consultant - Grid will be responsible for designing and implementing substation systems, ensuring compliance with industry standards and safety regulations. This role in the business services industry offers an opportunity to contribute to impactful engineering projects in San Francisco

The Trademark Paralegal will manage trademark and copyright matters, ensuring accuracy, efficiency, and compliance for client by performing technical tasks that require accuracy, attention to detail, strong organizational skills, strong written and oral communication skills and computer proficiency.

Join a leading New York affordable housing developer and owner supporting a strong portfolio of affordable housing, LIHTC, and mixed-income assets. This role offers hands-on exposure to asset management, operations, compliance, and long-term portfolio strategy.

You will take full ownership of onsite operations, ensuring projects are delivered safely, on schedule, and in compliance with all DSA requirements. You'll be the driving force on-site, coordinating trades, managing schedules, and maintaining strong relationships with clients, inspectors, and project stakeholders.

This position oversees and manages all aspects of interior construction projects, ensuring timely completion within budget and quality standards. Responsibilities include coordinating with subcontractors, monitoring progress, enforcing safety protocols, and ensuring compliance with local building codes and client specifications.

The Systems-focused Corporate Quality Manager will be responsible for overseeing my client's ISO 9001 and AS 9100 quality systems, as well as leading internal and external audits in compliance with these standards.

The Quality Assurance Leader will oversee and enhance quality assurance processes within the Engineering & Manufacturing department of a fast-paced fpod manufacturing environment. This role involves ensuring product compliance, process improvements, and maintaining high-quality standards.

This position oversees all phases of interior construction projects, ensuring they are completed on time, within budget, and to client specifications. Responsibilities include managing project planning, coordinating with stakeholders, supervising subcontractors, and resolving any issues while maintaining compliance with local codes and high-quality standards.