Compliance jobs

Our client is seeking an entry level individual to join our Risk & Compliance team in the finance services industry. The ideal candidate will play a crucial role in maintaining compliance with regulatory requirements and ensruing the organization adheres to industry standards.

The Senior Compliance Specialist will oversee regulatory compliance and risk management processes within the retail industry. This role requires a detail-oriented professional with a strong understanding of compliance practices to ensure all operations align with applicable laws and standards.

The Information Security & Compliance Leader will oversee and enhance the organization's security framework, ensuring compliance with regulatory requirements and safeguarding sensitive data. This role requires a strategic thinker with a strong understanding of risk management and security protocols within the technology and telecoms industry.

This position serves as a senior compliance advisor supporting technology‑driven wealth management solutions and broker‑dealer oversight. The role works closely with product, business, and regulatory teams to evaluate new initiatives, strengthen compliance frameworks, and ensure adherence to applicable SEC and FINRA requirements.

This role oversees core components of the compliance program for several SEC‑registered investment advisers. The Director will advise senior leaders, guide policy development, support regulatory reviews, and help embed a proactive compliance culture across investment, product, and operational functions.

This role leads core components of the compliance program supporting a broad wealth management platform. The Director will oversee regulatory alignment, partner with leaders across the business, and guide monitoring, testing, product reviews, and governance activities. The position is ideal for an experienced compliance professional who excels in complex regulatory environments and can influence senior stakeholders.

The VP - Compliance Technology Team Lead will oversee and manage compliance technology initiatives to ensure systems and processes align with regulatory requirements in the financial services sector. This role is a key leadership position, focusing on driving technology solutions and ensuring operational excellence within the compliance framework.

The VP, Business Compliance Officer will strengthen the bank's Wealth Management compliance program. This position sits within a high‑visibility Risk & Compliance function and plays a key role in overseeing regulatory adherence, advising on new business activities, and shaping strong governance practices.

The Director of Tax Compliance & Reporting will oversee tax compliance and reporting functions within the financial services industry. This leadership role requires expertise in tax regulations, reporting practices, and strategic planning to ensure compliance and optimize tax strategies.

This role owns the development, execution, and continuous improvement of the company's environmental, health, safety, and sanitation systems. You'll partner closely with Operations, Quality, and senior leadership to strengthen safety culture, ensure regulatory compliance, and maintain high sanitation and food safety standards in a regulated production environment.

Our client is hiring a Regulatory and Compliance Manager to lead all regulatory functions for their fast-growing dietary supplement and functional food company. This role ensures compliance with FDA, FTC, GMP, and FSMA standards across products, labeling, and manufacturing, while also supporting innovation and overseeing regulatory aspects of imports and exports.

The Regulatory Reporting Consultant will be responsible for supporting accurate and timely reporting in compliance with financial regulatory standards. This role is essential in ensuring the organization meets all banking and financial services regulations.

The AML QA Senior Analyst is responsible for conducting quality assurance reviews across AML functions (transaction monitoring, OFAC, KYC, SARs, and regulatory requests) to ensure compliance with internal procedures and regulatory requirements. The role also involves collaborating with stakeholders, identifying process improvements, and providing feedback and reporting to enhance the effectiveness of the bank's compliance program.

This job is 5 DAYS IN THE OFFICE. We are seeking a knowledgeable Financial Institution Consultant to join a fast-paced environment within the financial services industry. This temporary role in New York focuses on providing key legal support within the Fixed Income Division.

The AML Consultant will provide expertise and support in the Legal department within the Financial Services industry. This temporary position requires a professional with a solid understanding of legal processes and compliance within the industry. This contract is 5 DAYS IN THE MIDTOWN OFFICE.

We are seeking a detail-oriented Temp Fraud Analyst to join the online gambling industry. This temporary role involves identifying and preventing fraudulent activities within the organization.

The Administrative Assistant will provide comprehensive support to the legal and compliance teams within the financial services industry. This person will perform general and legal administrative tasks, invoice processing, as well as certain compliance functions as needed.

The Tax Associate will play a key role in supporting the tax department by preparing and reviewing tax filings, ensuring compliance with federal, state, and local regulations. This position is ideal for someone who enjoys working in a fast-paced, detail-oriented environment.

This role manages complex public-sector projects supporting NYC operations, infrastructure, and services. The Project Manager partners with city agencies, consultants, and contractors to deliver projects on time, on budget, and in compliance.

This role involves overseeing construction projects from start to finish, ensuring they are completed on time, within budget, and to the highest quality standards. The Traveling Superintendent will be responsible for managing on-site activities and ensuring compliance with safety regulations.

The Hospitality Construction Project Manager oversees hotel and restaurant builds from start to finish, ensuring projects meet schedule, budget, and brand standards. They coordinate with designers, architects, contractors, and owners while managing resources and maintaining safety, quality, and regulatory compliance.

The Legal Director will provide expert legal, compliance and regulatory guidance within the lending sector, ensuring compliance and mitigating risk. This role is vital in supporting asset management and investment operations through sound legal advice and strategic counsel.

This accountant will be responsible for managing day‑to‑day financial operations, including bookkeeping, reconciliations, financial reporting, and ensuring accuracy and compliance. This role will support business decision‑making by maintaining strong financial controls and analyzing financial data.

The Project Executive - Public Sector will oversee construction projects within the property industry, ensuring successful delivery while maintaining quality and compliance standards. This permanent position in Buffalo offers a rewarding opportunity to lead and contribute to impactful public sector initiatives.

We are seeking a Service Organization Reporting professional to provide expertise in managing and evaluating reporting processes within the financial services sector. This temporary role offers an opportunity to work in a fast-paced environment, ensuring compliance and accuracy in reporting activities.

• Seeking a Project Manager to lead light industrial construction projects, managing schedules, budgets, and quality to ensure on-time / on budget delivery.
• Role involves coordinating subcontractors, clients, internal teams, overseeing project execution & ensuring compliance with safety and industry standards.

The Healthcare Project Manager will oversee construction projects across medical, hospital, and healthcare facilities, ensuring delivery on time and within budget. This role requires experience managing regulated healthcare environments, multidisciplinary teams, and compliance‑driven construction.

This Director of Quality leads global quality assurance and the implementation of a robust Quality Management System, ensuring product and service excellence across internal teams and manufacturing partners. The position works closely with executive leadership to resolve quality issues, ensure regulatory compliance, and drive continuous improvement in Somerset, NJ.

The quality engineer is responsible for driving quality systems, supporting global manufacturing collaboration, and leading cross‑functional efforts to ensure compliance, problem‑solving, and continuous improvement within a technical manufacturing environment. Expereience with ISO/IATF industry standard quality methodologies, effective communication and ability to work with international teams to support business objectives.

The Business Development Loan Manager will oversee the bilateral loan origination process and ensure compliance with relevant regulations.