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This role involves conducting independent credit risk assessments, ensuring compliance with policies and procedures, and providing objective insights to senior management. It offers the opportunity to shape credit risk strategy and engage in comprehensive analysis within a regulatory framework.
The Treasury and Broker Dealer AVP will play a key role in overseeing treasury operations and broker-dealer activities, ensuring compliance with regulatory requirements and financial accuracy. This position is ideal for a professional with expertise in financial services and a strong background in accounting and finance.
We are seeking a Risk Manager to join our growing Risk team. This is a high-impact role offering exposure to equity trading, options strategies, broker-dealer operations, and risk systems. The ideal candidate will have 3-5+ years of experience in financial services, a strong understanding of risk management principles, and a proactive approach to identifying and mitigating risk across trading and clearing activities.
The AVP, Risk position offers an exciting opportunity to contribute to the Risk and Compliance department within the financial services industry. This role focuses on identifying, assessing, and mitigating risks while ensuring compliance with regulatory standards in New York.
20 million AUM
As a VP Model Risk Audit in the financial services industry, you will oversee the assessment and management of model risk within the organization. This position focuses on ensuring compliance with regulatory standards while driving improvements in model risk practices.
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