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The financial services industry has faced many disruptions over the past couple of years, which has reshaped the way we work. We have adopted digital technologies, remote working, and even new outlooks on concepts like ESG. 

These changes have naturally affected our approach to risk mitigation and regulations. In light of these new rules from the Consumer Financial Protection Bureau, we must continue to adjust our strategies and processes. 

In our recent webinar, we discussed these new regulations and how professionals should respond, including: 

  • 2022 regulatory compliance challenges from the CFPB
  • How and why an entity comes under CFPB supervision
  • Staffing expectations and recommendations through the lens of a former Lead Examiner
  • Summary of CFPB expectations for a Compliance Management System (CMS)
  • Mitigating risks of a bad first impression with the CFPB

There was also a Q&A with our speakers at the end.

Register for access to this insightful discussion today.

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  • Event Details

    Date: Wednesday, November 17, 2022

    Time: 12:00pm - 1:00pm (EST)

    Event Speakers

    Kevin Ashburn, Director, Advisory FS Regulatory & Compliance Risk, KPMG LLP

    Damian Plioplys, Principal, Advisory FS Regulatory & Compliance Risk, KPMG LLP

    Hosted by: Max Kemnitzer, Managing Director, Michael Page