Compliance jobs in Financial Services

Our client is seeking a detail-oriented and experienced Compliance Consultant to join its New York-based Compliance team for a 4-month contract role. This consultant will support a range of tasks across the Financial Crimes Compliance program, with a focus on AML/KYC remediation, data clean-up, and sanctions screening. The ideal candidate brings a solid background in AML compliance & work on-site 5 days per week in New York City.

The consultant will be based in the Midtown office five days a week. They will be responsible for conducting continuous monitoring and testing to ensure the New York Branch maintains effective and sustainable compliance with all regulatory requirements, excluding Financial Crimes Compliance. Any instances of non-compliance must be promptly escalated.

The Senior Tax Compliance Specialist will be directly responsible for hedge fund and private equity tax compliance and collaborate with teams on various business matters.

This role manages the full billing cycle for an assigned group of lawyers, ensuring invoices are accurate, compliant, and submitted on time. Responsibilities include overseeing e-billing, reconciliations, and dispute resolution, as well as managing unbilled inventory, monitoring receivables, recommending write-offs, and providing accurate financial reporting through tools like Excel and BRL dashboards.

We're seeking an AML Investigator with experience in correspondent banking and cross-border transactions to support financial crime compliance efforts. The role involves transaction monitoring, SAR drafting, and collaborating with internal teams to ensure regulatory adherence-CAMS certification preferred.

Join a leading bank in New York City as an AML Analyst, where you'll investigate suspicious activity and support compliance with BSA/AML regulations. This role offers hands-on experience in transaction monitoring, due diligence, and financial crime prevention.

Our client is seeking a experienced Transaction Monitoring professional with retail banking alerts clearing experience.

Our client is seeking a experienced Transaction Monitoring/Correspondent Banking Consultant to join their team.

This Client Onboarding Consultant is responsible for managing end-to-end client onboarding processes including conducting KYC due diligence, OFAC and negative news screening, and preparing required documentation based on client risk levels. The position requires close coordination with internal teams and external clients, attention to regulatory compliance, and the ability to prioritize onboarding cases to meet deadlines efficiently.

The Regulatory IT Business Analyst will support and design IT solutions for Transactional Regulatory Reporting and compliance within Global Markets & Risks, focusing on TRACE and Broker Dealer regulations. This role involves gathering and formalizing business requirements from traders and compliance teams, collaborating with developers, coordinating UAT, and providing Level 2 functional support.

A client is looking for a Senior Platform Engineer who will thrive in a startup setting and is eager to help automate AML/KYC compliance through building data pipelines, backend APIs, platforms, and intelligent workflows. This role offers the opportunity to earn equity while contributing to a meaningful mission in a respectful and intellectually driven environment.

A client is looking for a Senior Fullstack Engineer who will thrive in a startup setting and is eager to help automate AML/KYC compliance through building data pipelines, backend APIs, platforms, and intelligent workflows. This role offers the opportunity to earn equity while contributing to a meaningful mission in a respectful and intellectually driven environment.

A client is looking for a Senior Platform Engineer who will thrive in a startup setting and is eager to help automate AML/KYC compliance through building data pipelines, backend APIs, platforms, and intelligent workflows. This role offers the opportunity to earn equity while contributing to a meaningful mission in a respectful and intellectually driven environment.

As a Corporate Counsel (In-House) in the fintech/ financial services industry, you will provide legal support and guidance to business units, providing corporate counsel, contract review and wider legal counsel ensuring compliance with regulations and mitigating legal risks. This hybrid position is based in Midtown, New York, and offers an exciting opportunity to contribute to a fast-paced legal department.

A boutique finance firm is seeking an Office Manager to be responsible for overseeing the daily operations of the firm to ensure efficiency, client satisfaction, and compliance. Additionally they will manage client onboarding, pre/post-appointment workflows, and ongoing service processes. They will support HR functions, coordinate marketing events, implement operational systems, and ensure seamless communication between clients, team members, and external partners.

A boutique finance firm is seeking a Chief of Staff to be responsible for overseeing the daily operations of the firm to ensure efficiency, client satisfaction, and compliance. Additionally they will manage client onboarding, pre/post-appointment workflows, and ongoing service processes. They will support HR functions, coordinate marketing events, implement operational systems, and ensure seamless communication between clients, team members, and external partners.

This is an exciting opportunity for a skilled Fund Controller to join a reputable organization in the financial services industry. The role focuses on managing fund accounting operations and ensuring compliance with regulatory and reporting requirements.

Join a leading financial services team as a Risk Advisory professional in New York. This role offers an opportunity to contribute to risk and compliance strategies while supporting organizational growth.

A boutique finance firm is seeking an Operations Manager to be responsible for overseeing the daily operations of the firm to ensure efficiency, client satisfaction, and compliance. Additionally they will manage client onboarding, pre/post-appointment workflows, and ongoing service processes. They will support HR functions, coordinate marketing events, implement operational systems, and ensure seamless communication between clients, team members, and external partners.

Our client is seeking an experienced professional to join our clients' Finance Controllership team, focusing on Environment, Social, and Governance (ESG) reporting and controls. This individual will play a key role in establishing and overseeing ESG-related financial and non-financial reporting processes, ensuring compliance with evolving regulatory requirements, and supporting the firm's sustainability strategy.

We are seeking an experienced IT Asset Management Specialist to oversee the complete lifecycle of IT assets, with a particular focus on software asset tracking, license compliance, and ITIL-aligned processes. This role requires deep expertise in managing both hardware and software assets from acquisition through disposal, ensuring compliance and optimizing asset utilization.

The Operational Risk position focuses on operational risk monitoring and compliance, requiring fluency in both English and Mandarin. This role is based in New York and supports risk management initiatives to ensure regulatory and operational standards are met.

This role offers an exciting opportunity for a Sr. Accountant to contribute to a thriving financial services team. The position requires strong accounting and finance skills to ensure accurate reporting and compliance with industry standards.

This role involves preparing and analyzing a wide range of financial regulatory reports for U.S. operations, ensuring compliance with accounting standards and regulatory guidelines. It requires strong accounting knowledge, attention to detail, and coordination across teams, with a preference for candidates experienced in banking, financial reporting, or regulatory compliance.

Maintain up to date Letters of Credit file containing all relevant supporting documentation i.e. copy of executed letter of credit/ amendments and completed compliance checklist, when required.

This role involves processing and tracking invoices, maintaining up to date files for letters of credit, and coordinating with various internal teams to ensure compliance and timely updates. Future responsibilities include assisting clients with technical aspects of letters of credit and ensuring transactions conform to relevant regulations and procedures

The Information Security Analyst will play a critical role in maintaining and improving the security posture of the organization within the financial services industry. This temporary role in New York involves monitoring, analyzing, and responding to security incidents while ensuring compliance with industry standards.

Join a growing Enterprise Risk Management Department. In this role you will oversee and enhance the enterprise risk management framework within the financial services industry. This role focuses on identifying, assessing, and mitigating risks to ensure regulatory compliance and stability for the organization.

The Tax Professional will play a key role in ensuring accurate tax reporting and compliance for a leading organization in the financial services industry. This position is based in New York and offers an excellent opportunity to work on complex tax matters in a fast-paced environment.

The Trade Operations Manager will oversee daily operational processes within the investment management group, including daily settlements, systems, and ensuring efficiency and compliance with regulatory standards. This role is ideal for a detail-oriented professional with a strong background in trade operations and process optimization.