Financial Services jobs in Financial Services

The Senior Commercial Auto Underwriter will focus on evaluating and pricing complex commercial auto risks, including fleets, trucking and private auto while balancing profitability and growth. As a subject matter expert, you will serve as a mentor to junior underwriters, strengthen agency relationships, and contribute to underwriting strategies.

A Catering Assistant in New York will support daily operations by coordinating and managing catering services within a financial services environment. This role requires attention to detail and effective communication to ensure seamless service delivery.

Client is looking for a Senior Vice President to join its Global Risk Management team in New York, with a focus on Project Finance activities across the United States and Canada.

The Cash/Product Controller will oversee cash and product control processes within the Accounting & Finance department, ensuring accuracy and compliance in financial reporting.

The AVP/VP ORM will play a key role in supporting the Risk & Compliance department within the financial services industry. This position is based in Wayne and focuses on operational risk management to ensure effective risk mitigation strategies.

The VP Internal Audit for Securitized Products will lead and execute audit activities ensuring compliance and risk management in the financial services industry. Based in Chicago, this role focuses on providing valuable insights and assessments to support the organization's objectives.

This role is ideal for a hands-on accountant who enjoys improving processes, partnering across Finance and Treasury, and helping scale a growing financial services organization through financial controls, reporting, audit support, and regulatory readiness. The successful candidate will combine strong accounting fundamentals with a builder's mindset, thriving in an evolving environment.

This role offers the opportunity to work closely with the U.S. Financial Controller to support financial reporting, controls, treasury partnership, audit activities, process improvement, and regulatory readiness within a growing financial services organization. The successful candidate will combine strong accounting fundamentals with a builder's mindset, helping enhance and scale the finance function in a fast-paced, evolving environment.

The VP of Internal Audit will oversee and execute audit processes within the equities division, ensuring compliance with financial regulations and identifying areas for operational improvement. This role is based in Jersey City and involves working closely with cross-functional teams to maintain the company's high standards of financial integrity.

The IT Audit Contractor will play a key role in supporting the Risk & Compliance department by conducting thorough audits of IT systems and processes. This role is based in New York and requires a keen eye for detail and a strong understanding of IT audit practices within the financial services industry.

The VP Corporate Accounting Consultant will play a hands-on role for financial reporting and operations within the Accounting & Finance department.

Responsible for originating, structuring, and managing relationships with large real estate clients, including REITs, developers, investors, and real estate operating companies, while delivering financing, treasury, capital markets, and advisory solutions.

This role supports a broad range of compliance functions, including compliance testing and monitoring, trade surveillance investigations, Code of Ethics and personal trading oversight, AML/KYC reviews, and SEC/RIA regulatory compliance. The position also involves preparing regulatory filings and documentation while partnering with business stakeholders to ensure adherence to regulatory requirements and internal policies.

This role supports a broad range of compliance functions, including compliance testing and monitoring, trade surveillance investigations, Code of Ethics and personal trading oversight, AML/KYC reviews, and SEC/RIA regulatory compliance. The position also involves preparing regulatory filings and documentation while partnering with business stakeholders to ensure adherence to regulatory requirements and internal policies.

The Head of US Sanctions will lead and oversee sanctions-related compliance within the financial services industry, ensuring adherence to regulatory requirements and mitigating risk in the New York office.

The Team Leader - Sanctions will oversee sanctions compliance within the risk and compliance department, ensuring adherence to regulatory requirements and mitigating potential risks. This role is based in New York and focuses on leading a team to effectively manage sanctions-related processes.

The Compliance Officer will play a critical role in ensuring adherence to regulatory standards and internal policies within the financial services industry. This position will be based in New York and focuses on managing compliance risks and promoting a culture of integrity.

The BSA EDD role in the Financial Services industry focuses on enhancing due diligence processes within the Risk & Compliance department to ensure regulatory compliance and mitigate risks effectively. Based in New York, this position requires a strategic and detail-oriented professional to support and strengthen the company's compliance framework.

The Markets Risk Manager will be responsible for overseeing a small team and serve as a Risk Management partner to the business.

The VP, Remediation Management will specialize in Regulatory oversight and remediation projects.

The Director, Remediation Management will lead initiatives focused on risk management and compliance within the financial services industry. This role is based in New York and requires strategic oversight to drive effective remediation processes.

This individual will play a critical role in overseeing portfolio and market risk across a diverse range of fixed income, structured credit, private credit, and equity strategies.This position requires a strong understanding of complex credit products, quantitative risk analytics, and portfolio construction within a buy-side environment.

The Finance Risk and Control Contractor will support the Risk & Compliance department in evaluating and strengthening financial risk management processes. This role is based in New York and requires a detailed approach to identifying and mitigating potential risks.

My client is seeking a driven and commercially astute investment banking professional to join its Technology Investment Banking group at the Associate Director or Director level, based in the United States. The individual will be the primary business development and execution lead for enterprise technology mandates in North America, with a focus on software, SaaS, AI/ML infrastructure, cybersecurity, cloud services, and IT services businesses.

The Compliance Audit Consultant will focus on ensuring adherence to regulatory requirements and internal policies within the financial services industry. This role will support the legal department in conducting audits and assessments to maintain compliance standards in New York.

The VP, Compliance Monitoring and Testing will play a key role in overseeing and enhancing the monitoring and testing framework within the financial services industry. This role ensures compliance with regulatory requirements by leading risk assessments and implementing effective testing protocols.

The Deputy Chief Compliance Officer will play a key role in overseeing compliance functions within the financial services sector. Reporting to the Chief Compliance Officer, this role focuses on ensuring adherence to regulatory requirements and supporting the organization's risk management framework.

The Compliance Analyst (AVP Level) will play a key role in ensuring adherence to regulatory requirements within the financial services industry. Based in New York, this role supports the Risk & Compliance department by monitoring compliance programs and identifying areas for improvement.

The VP, Regulatory Relations will oversee and manage interactions with regulatory agencies to ensure compliance within the financial services industry. This role plays a critical part in supporting the Risk & Compliance department in New York.

The BSA SAR/Transaction Monitoring Analyst role focuses on managing and ensuring compliance with Bank Secrecy Act (BSA) and Suspicious Activity Reporting (SAR) requirements within the financial services industry. Based in New York, this position is critical to supporting risk and compliance efforts within the organization.