Legal jobs in Financial Services

The Legal Counsel will provide expert legal, compliance and regulatory guidance within the lending sector, ensuring compliance and mitigating risk. This role is vital in supporting asset management and investment operations through sound legal advice and strategic counsel.

Legal Counsel role supporting investment bank's global markets business.

We are seeking a Legal Counsel specializing in AI and AI adoption to join a leading organization in the financial services industry.

Top investment bank has an opening for an entrepreneurial Senior Counsel to provide business unit coverage with a focus on equity derivatives and related markets trading documentation.

The Legal Counsel will join the Global Markets legal team of a growing investment bank and will be responsible for providing primary legal support to the structured products fixed income sales and trading desks.

Join a leading organization in the financial services industry as an Interim Legal Counsel specializing in CLOs. This interim role offers the opportunity to provide legal expertise and support to a fast-paced and professional team in New York.

As an Interim Legal Counsel specializing in Structured Finance, you will provide critical legal support for commercial lending transactions and other structured finance matters.

The Interim Legal Counsel - Corporate Banking will provide expert legal support and advice within the financial services industry, focusing on corporate banking matters.

The Senior Legal Counsel will manage technology-related legal matters, including intellectual property and complex agreements, for a leading financial services organization.

The Temp - BD Coordinator will support the business development efforts within the Legal department of a professional services organization. This temporary role is ideal for a detail-oriented individual with a passion for contributing to strategic business growth.

Top investment bank has an opening for a Senior Derivatives Counsel to support its equities sales and trading platform, with a focus on equity derivatives and structured equity finance (including equity repo, securities lending, and delta-one products). This role partners closely with front-office, risk, and operations teams to manage legal and regulatory risk, negotiate complex trading documentation, and support a wide range of products.

The Structured Products Counsel will provide broad legal coverage to the sales and trading desk, with a focus on fixed income structured products.

The Compliance Risk Management & Testing Consultant will play a key role in ensuring adherence to regulatory requirements within the financial services industry. This temporary position is based in Iselin and focuses on legal compliance and risk management strategies.

The Senior Counsel will handle a wide range of structured finance matters, serving as a business partner to the front office.

The Senior Counsel will handle a wide range of structured finance matters, serving as a business partner to the front office.

The Senior Counsel will handle a wide range of structured finance matters, serving as a business partner to the front office.

The Fixed Income Surveillance Temp will support the legal department in monitoring and analyzing fixed-income trading activities to ensure compliance with regulatory requirements and internal policies. This temporary role requires attention to detail, strong analytical skills, and a solid understanding of fixed-income products within the business services industry.

Exciting opportunity to join growing legal team of rapidly growing financial services firm. Role will focus on registered funds matters as firm continues to launch new products and expand.

Top investment bank has an opening for an entrepreneurial Senior Counsel to provide legal and regulatory support with a focus on swaps, FX, rates, credit, derivatives, high-yield, distressed trading, electronic trading, and related initiatives.

This role manages the full billing cycle for an assigned group of lawyers, ensuring invoices are accurate, compliant, and submitted on time. Responsibilities include overseeing e-billing, reconciliations, and dispute resolution, as well as managing unbilled inventory, monitoring receivables, recommending write-offs, and providing accurate financial reporting through tools like Excel and BRL dashboards.

This position serves as a senior compliance advisor supporting technology‑driven wealth management solutions and broker‑dealer oversight. The role works closely with product, business, and regulatory teams to evaluate new initiatives, strengthen compliance frameworks, and ensure adherence to applicable SEC and FINRA requirements.

This role oversees core components of the compliance program for several SEC‑registered investment advisers. The Director will advise senior leaders, guide policy development, support regulatory reviews, and help embed a proactive compliance culture across investment, product, and operational functions.