Legal jobs in Financial Services

Top investment bank has an opening for an entrepreneurial Legal Counsel to provide business unit coverage to the Global Markets Prime Services business, with a focus on: equity derivatives, Master Confirmation Agreements and related documentation and synthetic prime brokerage matters.

This Paralegal will be responsible for providing day-to-day legal support for its Public Securities Group's pooled vehicles, particularly UCITS and 1940 Act funds. The role involves collaboration with internal teams and senior management, requiring strong knowledge of legal and regulatory matters related to registered funds, along with the ability to work independently on legal research and governace support

The Senior Paralegal, Corporate - Finance assists attorneys in various stages of corporate transactions and provides a vital service in preparing and verifying necessary documents to comply with local regulations

Our Client is currently seeking a detail-oriented and proactive Paralegal to join our team, specializing in Section 16 filings.

Top investment bank has an opening for an entrepreneurial Senior Counsel to provide business unit coverage with a focus on equity derivatives, margin loans and structured notes. The Senior Counsel will be solutions-oriented and have a strong understanding securities laws while structuring and advising on transactions for the Global Equities and Global IB businesses.

This 6-month contract role is responsible for leading and maintaining the fraud risk management framework across our client's organization, including governance, risk assessments, policy oversight, and regulatory coordination. The consultant will work cross-functionally with Compliance, Legal, and Operational Risk teams to identify control gaps, enhance fraud detection strategies, and report to the Anti-Fraud Committee.

The Temp Regulatory Affairs Analyst will support our client's Regulatory Affairs Office by coordinating regulatory communications, tracking inquiries and deliverables, managing meeting logistics, and maintaining accurate records. The role involves close collaboration with internal stakeholders and U.S. regulators to ensure timely, high-quality responses and adherence to compliance standards, particularly in areas such as BSA/AML and OFAC.

This 6-month contract role involves reviewing AML and sanctions alerts, conducting enhanced investigations, and ensuring compliance with U.S. regulatory standards such as BSA/AML and OFAC. The position offers the opportunity to collaborate across departments, contribute to process improvements, and work in a hybrid setting after an initial integration period.

We are seeking a detail-oriented and analytical KYC Screening Analyst to join our Compliance team. In this role, you will be responsible for conducting Know Your Customer (KYC) screening and due diligence checks to ensure compliance with anti-money laundering (AML) and counter-terrorist financing (CTF) regulations. The ideal candidate will have a strong understanding of financial crime compliance and experience using screening tools.

Our client, focusing on Corporate and Investment Banking Services for multinational clients, is seeking a Financial Crimes Implementation Consultant to support the replacement and implementation of its Transaction Monitoring (TM) and OFAC Screening system. This is a long-term contract role through December 2026, offering a hybrid schedule based in Midtown New York City.

This consultant will be 5 days in Midtown NYC. Responsibilities include compiling evidence, drafting reports such as SARs, and maintaining accurate documentation and tracking logs related to anti-money laundering efforts.

This role involves ensuring compliance with all relevant laws and regulations, investigating alerts from transaction monitoring systems, and conducting research to assess potential suspicious activities. Additional responsibilities include compiling documentation, performing PEP and negative news searches, writing investigation narratives, and supporting the AML team with data analysis, reporting, and system testing.

Top investment bank has an opening for an entrepreneurial Director, Managing Counsel to provide business unit coverage with a focus on equity derivatives, margin loans and structured notes. The Managing Counsel will be solutions-oriented and have a strong understanding securities laws while structuring and advising on transactions for the Global Equities and Global IB businesses.

Opportunity to join investment bank and work on a wide range of sophisticated equity derivatives matters.

Th Commercial Real Estate Lending Counsel will support and lead the Bank's US Legal Department, providing advice on commercial real estate lending matters, credit, contracts, regulatory and various other banking activities.

Join a top global Canadian banking organization as they look to augment their compliance testing program for their broker-dealer.

Join a top global Canadian banking organization as they look to augment their compliance testing program for their broker-dealer.

Join a global leading Broker Dealer as they look to bring on a business critical compliance officer in the Capital Markets Adviosry Space

Join one of the top Tier One Centralized Hedge Funds in the world as a compliance analyst.

The Assistant General Counsel will support the office of the General Counsel and be a key member of the Legal Department, providing legal advice and consultation on a variety of issues relating to the Company's business activities.

The Director, Senior Counsel will join the Global Markets legal team of a growing investment bank and will be responsible for providing primary legal support across a variety of capital markets transactions, with a focus on funding-type transactions in the Global Markets business.

The Director, Senior Counsel will join the Global Markets legal team of a growing investment bank and will be responsible for providing primary legal support to the fixed income sales and trading desks.

Join one of the world's largest banking institutions as they look to build out and enhance their overarching compliance program. Work within their corporate compliance function to help continually improve their risk assessments, frameworks, and controls.

This position focuses on compliance monitoring and testing for all lines of business within a foreign bank. Along with this, the consultant will be responsible for updating any test scripts.

This is a 6-month contract that is fully 5 days in the office but has the ability to be a long term engagement. This consultant will be responsible to review and create internal reports to support any risks regarding their individual business lines, products and services. This consultant will also prepare monthly reports, assist the head of the department with monitoring and reviewing marketing programs and assist with conducting branch compliance.

This contract position is looking to start by the beginning of May/June 2025 and will be a long termed engagement. This consultant will be responsible for performing compliance testing, presenting all findings within the process, working with other teams internally and updating/maintaining the compliance risk assessment and compliance testing program as needed!

The KYC Analyst will manage client onboarding and due diligence processes for our client, ensuring compliance with internal KYC/AML policies and regulations. The role involves reviewing client documentation, performing screenings, escalating risks, and contributing to process improvements to ensure efficient and accurate KYC case management.

The Funds Transfer Consultant will support the Funds Transfer Supervisor in the accurate and timely processing of daily transactions and check clearing operations for our client's New York Branch. This role ensures all Pay-Thru-Correspondent (PTC) and Fedwire transactions meet deadlines and regulatory standards. The position requires full-time, on-site presence in our client's New York City office for the 3-month assignment.

Join a top soveriegn wealth fund as they look to build out their New York Compliance Practice. The role will involve all aspects of compliance, from advisory to more core compliance elements of policies and procedures, code of ethics, etc.

Our client is seeking a experienced Transaction Monitoring/Correspondent Banking Consultant to join their team.