Legal jobs in Financial Services

The attorney will serve as the primary legal liaison for the registered funds business team and contribute to strategic planning initiatives.

This is a 4-6 month contract role that will support the bank's financial services litigation, internal and regulatory investigations, and providing legal advice, services and counsel on litigation-related and employment matters affecting the Bank's U.S. Global Banking & Markets business.

Online software and education company seeks remote Compliance Director to join their growing team.

This contract position is looking to start by the beginning of October 2025 and will be a long termed engagement. This consultant will be responsible for performing compliance testing, presenting all findings within the process, working with other teams internally and updating/maintaining the compliance risk assessment and compliance testing program as needed!

This is a 4-6 month contract role that will support the bank's financial services litigation, internal and regulatory investigations, and providing legal advice, services and counsel on litigation-related and employment matters affecting the Bank's U.S. Global Banking & Markets business.

Top investment bank has an opening for an entrepreneurial Director, Managing Counsel to provide business unit coverage with a focus on equity derivatives, margin loans and structured notes. This role requires a strong background and understanding of securities matters and regulatory law.

Top investment bank has an opening for an entrepreneurial Senior Counsel to provide business unit coverage with a focus on equity derivatives, margin loans and structured notes. The Senior Counsel will be solutions-oriented and have a strong understanding securities laws while structuring and advising on transactions for the Global Equities and Global IB businesses.

Top investment bank has an opening for an entrepreneurial Director, Managing Counsel to provide legal and regulatory support with a focus on repo and securities lending activities and sales & trading business lines. The Director will have a strong understanding of the the '33 Act, '34 Act, ' 40 Act" the Commodity Exchange Act, as well as a strong understanding of the regulation and oversight SEC, CFTC, SROs (FINRA) and exchanges.

Our global foreign banking client is seeking a Microsoft Excel Macro specialist for temporary contract role within their Risk & Compliance team. The role involves using Excel Macros to automate reporting processes, manage data efficiently, and support regulatory compliance efforts.

Join a top global japanese banking firm to play a key role in their global financial crimes business.

Join a top Financial Crime Consultancy as a key member of their global financial crimes team.

Join a top broker dealer as a compliance generalist with strong fixed income product knowledge.

Join a top global Canadian banking organization as they look to augment their compliance testing program for their broker-dealer.

Join the trade surveillance function of a top global banking organization within their broker dealer arm.

Join the trade surveillance function of a top global banking organization within their broker dealer arm.

Join the trade surveillance function of a top global banking organization within their broker dealer arm.

Join a top global Canadian banking organization as they look to augment their compliance testing program for their broker-dealer.

This consultant will be 5 days in Midtown NYC. Responsibilities include compiling evidence, drafting reports such as SARs, and maintaining accurate documentation and tracking logs related to anti-money laundering efforts.

This role manages the full billing cycle for an assigned group of lawyers, ensuring invoices are accurate, compliant, and submitted on time. Responsibilities include overseeing e-billing, reconciliations, and dispute resolution, as well as managing unbilled inventory, monitoring receivables, recommending write-offs, and providing accurate financial reporting through tools like Excel and BRL dashboards.

We're seeking an AML Investigator with experience in correspondent banking and cross-border transactions to support financial crime compliance efforts. The role involves transaction monitoring, SAR drafting, and collaborating with internal teams to ensure regulatory adherence-CAMS certification preferred.

Join a leading bank in New York City as an AML Analyst, where you'll investigate suspicious activity and support compliance with BSA/AML regulations. This role offers hands-on experience in transaction monitoring, due diligence, and financial crime prevention.

The consultant will be based in the Midtown office five days a week. They will be responsible for conducting continuous monitoring and testing to ensure the New York Branch maintains effective and sustainable compliance with all regulatory requirements, excluding Financial Crimes Compliance. Any instances of non-compliance must be promptly escalated.

The Senior Tax Specialist will review all tax allocations for hedge and private equity funds. This individual will collaborate with fund accounting, investor relations. and legal & operations teams.

This position involves overseeing the entire closing process for both single-lender and syndicated commercial loans, making sure everything is accurate, compliant, and completed on schedule. The chosen candidate will collaborate closely with internal departments, legal advisors, and external clients to review documents, coordinate funding, and assist with activities following the loan closing.