Reporting to the Head of Legal the Attorney will be preparing, negotiating and arranging execution of ISDA master agreements for the trading of OTC and/or cleared derivatives, commodities futures involving metal and energy and for physical trading of power and gas.
- Legal Counsel opening at financial services client
- Role will be focused on ISDA & FIA agreements
Asset manager seeks Associate Legal Counsel to handle a wide range of agreements and documentation relating to asset management as well as pooled investment vehicles, bankruptcy reorganization, ISDA documentation, leveraged loan documentation, and trading agreements.
- Asset Manager seeking Associate Legal Counsel
- Wide range of responsibilities
The Counsel will handle legal matters for the broker-dealer pertaining to structured products, securitizations (CLOs), and mortgage-backed securitizations. RMBS experience a plus.
- Exciting opportunity to join Legal team of Broker-Dealer
- Role will focus on securitizations, CLOs and Structured Products
The Associate Counsel will draft and review registration statements, board materials, and shareholder correspondence. The role will be focused on mutual fund matters.
- Exciting opportunity to join Investment Management client as an Attorney
- Role will be focused on legal matters surrounding client's mutual funds arm
The Executive Administrator will support Senior Leadership within the Americas Compliance Division by providing organizational and administrative support in order to optimize team productivity. Contract through March 2022 with opportunity to hire pending performance.
- Contract to hire opportunity pending performance
- New York City
- Prestigious Private Equity firm located in NYC seeking financial professional with public and private financial services background, along with CPA certification.
- Competitive compensation
- Opportunity for growth in well established firm
The Counsel will handle a wide range of debt capital markets, regulatory and investment grade bond legal matters for the client.
- Role will focus on debt capital markets matters and investment grade bonds
- Banking client with room for growth
The Billing Coordinator is responsible for compiling, managing and executing attorney billing.
Entry Level Compliance Data Consultant
- Great financial institution
- Great career progression
- Validates legal documentation obtained from Stakeholders and third-party sources
- Update customer records within the bank's internal system.
- Coordinate approvals related to periodic review and new onboards across multiple groups
- Prioritize urgent and sensitive requests accordingly.
- Performs special projects as required and any other duties as assigned.
- Working closely with Compliance, Tax, Legal and other teams to render policies / procedures
- Performing (CDD) and (EDD) including customer negative news screening.
- Working hands on with the KYC Team
- Working with a multinational corporation that has a location in White Plains
Our client is a global investment bank and financial services firm. They are located in New York, NY and are seeking to hire a Compliance Officer Consultant for a 8 month assignment.
- Long term consultant opportunity
- hybrid working environment
Our client is an investment manager and are located in New York, NY (midtown). They are seeking to hire a Generalist Compliance Consultant.
- Generalist Compliance Opportunity at an Asset Management Firm
- Immediately Available Opportunity
Our client is a large, foreign, International Bank. With its full-fledged services, our client specializes in corporate lending, international trade services, treasury business, U.S. dollar clearing, retail banking, correspondent banking and various other lines of business.
- Ability to work on site and work closely with multiple departments
- Exposure to foreign correspondent banking
Our client is looking for a Corporate Paralegal to join their financial services firm to help assist with entity management, formation and governance and to help assist with consents and resolutions. This individual will help provide significant support with investment fund and transactional closings.
- Opportunity to work for a global investment firm
- Opportunity to gain corporate governance skills in an in-house paralegal role
Our client is a large international firm that operates in retail, corporate, and investment banking. They are located in New York, NY and are seeking to hire a Compliance Program Management Consultant.
- Opportunity to work at a global investment bank
- Immediately available consultant assignment
Our client is a large international firm that operates in retail, corporate, and investment banking. They are located in New York, NY and are seeking to hire a Anti-Bribery & Corruption Consultant for their Ethics Offices which sits within the Compliance Department
- Opportunity to work at a global investment bank
- Immediately available consultant assignment
The Information and Data Management Reference Specialist provides support for Client and Product data set-up and maintenance in various systems and applications, across multiple business lines. The quality and integrity of static data is essential to the business process, as is the control and ongoing maintenance, with impact reaching from Client on-boarding, trading, confirmation and settlement through to regulatory reporting.
- Ability to work on highly critical projects.
- Opportunity to join a large, growing company
Our client is seeking a motivated AML Compliance Analyst with 2-5 years of experience in AML within banking or other financial services firms to assist with developing and streamlining areas within the department. The role reports to the firm's CCO.
- Opportunity to work in a dynamic work environment.
- Gain experience in a rapidly growing prime brokerage firm.
Our client is seeking a Chief Compliance Officer to join their team.
- Opportunity to join a firm in a fast paced/dynamic environment!
- High visibility opportunity
Our client is a large, foreign, International Bank, located in Midtown Manhattan. They are looking to bring on board an OFAC / Sanctions Consultant to join their compliance team and assist on a variety of project initiatives and assignments.
- Ability to work on highly critical projects.
- Opportunity to join a large, growing company
Our client is a large, foreign, international Bank located in Midtown Manhattan. They are looking to bring onboard a skilled Compliance Audit Consultant to join their compliance department and assist with various duties / projects.
- Ability to work on highly critical projects.
- Opportunity to join a large, growing company
Our client is a large, foreign, International Bank. With its full-fledged services, our client specializes in corporate lending, international trade services, treasury business, U.S. dollar clearing, retail banking, correspondent banking and various other lines of business.
- Ability to work closely with the Legal and Compliance department
- Exposure to high risk clientele
Job Summary Our client is looking for a Swap Execution Facility (SEF) Compliance Officer to join their Compliance team. This role will report to the Chief Compliance Officer and will work closely with senior members of the swap execution facility team.
- Opportunity to work in a dynamic work environment
- Client will move quickly with a qualified candidate
Our client is an investment firm seeking a Compliance Analyst to assist with general compliance matters in a junior role.
- Opportunity to work in a dynamic work environment
- Gain experience in a top RIA Investment firm
Our client is seeking an Associate level Counsel to join their Asset Management team
- Opportunity to work on highly critical engagements
- High visibility opportunity
Our client is seeking an Associate General Counsel to join their Transaction Services team focused on EMEA
- Opportunity to join a growing firm in a fast paced/dynamic environment!
- Highly visible role and ability to work on critical and innovative projects
Our client is a large, foreign, International Bank. With its full-fledged services, our client specializes in corporate lending, international trade services, treasury business, U.S. dollar clearing, retail banking, correspondent banking and various other lines of business.
- Ability to work with an international bank
- Exposure to high risk clients and learn more about the financial service sector
The Senior Legal Counsel will be part of a global team of in-house attorneys collectively responsible for the global coverage of legal and regulatory matters pertaining to privately offered funds. The position requires an experienced attorney in the areas of private fund regulation and compliance with both US and offshore regulations impacting private funds and their service providers including applicable AML laws.
- Specialized role handling fund regulatory and AML Compliance matters
- Offshore fund regulatory experience required (Cayman, Bermuda, etc.)
The Trusts & Estates Counsel will advise on all T&E, tax, planning and strategic matters for multifamily office client. Role offers work from home flexibility and room for growth.
- Multifamily office seeks Trusts & Estates Counsel
- Role will advise on all trusts and estates, tax and planning matters for client
The Senior Counsel - Capital Markets/Derivatives will be responsible for advising on the legal and regulatory requirements, including Dodd Frank, as they relate to derivative trading agreements, including the ISDA Master Agreement, MSFTA, and Futures/Clearing Agreements.
- Exciting opportunity to join a highly respected legal team
- Role focused on derivatives and capital markets advisory matters
