Legal jobs in Financial Services

Legal Counsel role supporting investment bank's global markets business.

We are seeking a Legal Counsel specializing in AI and AI adoption to join a leading organization in the financial services industry.

The Legal Director will provide expert legal, compliance and regulatory guidance within the lending sector, ensuring compliance and mitigating risk. This role is vital in supporting asset management and investment operations through sound legal advice and strategic counsel.

Our client is seeking a Head of Structured Investments Legal to oversee legal and regulatory support for its structured investments and annuities businesses. This role will serve as the most senior legal contact for these product lines and will partner closely with executive leadership, business heads, compliance, and risk teams.

The Senior Legal Counsel will manage technology-related legal matters, including intellectual property and complex agreements, for a leading financial services organization.

The Temp - BD Coordinator will support the business development efforts within the Legal department of a professional services organization. This temporary role is ideal for a detail-oriented individual with a passion for contributing to strategic business growth.

The Senior Counsel will handle a wide range of structured finance matters, serving as a business partner to the front office.

The Senior Counsel will handle a wide range of structured finance matters, serving as a business partner to the front office.

The Senior Counsel will handle a wide range of structured finance matters, serving as a business partner to the front office.

This role manages the full billing cycle for an assigned group of lawyers, ensuring invoices are accurate, compliant, and submitted on time. Responsibilities include overseeing e-billing, reconciliations, and dispute resolution, as well as managing unbilled inventory, monitoring receivables, recommending write-offs, and providing accurate financial reporting through tools like Excel and BRL dashboards.

Exciting opportunity to join growing legal team of rapidly growing financial services firm. Role will focus on registered funds matters as firm continues to launch new products and expand.

Our client is seeking a Temporary Compliance Analyst to support compliance initiatives within the legal department of a banking company. The ideal candidate will play a key role in ensuring regulatory and legal adherence while managing compliance-related tasks effectively.

Top investment bank has an opening for an entrepreneurial Senior Counsel to provide legal and regulatory support with a focus on swaps, FX, rates, credit, derivatives, high-yield, distressed trading, electronic trading, and related initiatives.

The Regulatory Reporting Consultant will be responsible for supporting accurate and timely reporting in compliance with financial regulatory standards. This role is essential in ensuring the organization meets all banking and financial services regulations.

This position serves as a senior compliance advisor supporting technology‑driven wealth management solutions and broker‑dealer oversight. The role works closely with product, business, and regulatory teams to evaluate new initiatives, strengthen compliance frameworks, and ensure adherence to applicable SEC and FINRA requirements.

This role oversees core components of the compliance program for several SEC‑registered investment advisers. The Director will advise senior leaders, guide policy development, support regulatory reviews, and help embed a proactive compliance culture across investment, product, and operational functions.

This role leads core components of the compliance program supporting a broad wealth management platform. The Director will oversee regulatory alignment, partner with leaders across the business, and guide monitoring, testing, product reviews, and governance activities. The position is ideal for an experienced compliance professional who excels in complex regulatory environments and can influence senior stakeholders.

The VP, Business Compliance Officer will strengthen the bank's Wealth Management compliance program. This position sits within a high‑visibility Risk & Compliance function and plays a key role in overseeing regulatory adherence, advising on new business activities, and shaping strong governance practices.

This job is 5 DAYS IN THE OFFICE. We are seeking a knowledgeable Financial Institution Consultant to join a fast-paced environment within the financial services industry. This temporary role in New York focuses on providing key legal support within the Fixed Income Division.

The Information Security & Compliance Leader will oversee and enhance the organization's security framework, ensuring compliance with regulatory requirements and safeguarding sensitive data. This role requires a strategic thinker with a strong understanding of risk management and security protocols within the technology and telecoms industry.

The AML Consultant will provide expertise and support in the Legal department within the Financial Services industry. This temporary position requires a professional with a solid understanding of legal processes and compliance within the industry. This contract is 5 DAYS IN THE MIDTOWN OFFICE.