Legal jobs in Financial Services

Senior Director level opportunity serving as point person for growing Structured Finance Group with focus on securitizations (esoteric ABS, ABS, CLOs, CMBS/RMBS).

Director, Senior Legal Counsel opening with a focus on Securitizations including ABS & esoteric ABS.

The Commercial Real Estate Paralegal Manager will be a true "player-coach" for a team of 4 paralegals responsible for end to end real estate transactional work. A candidate should have 7+ years of experience as a real estate paralegal and at least a year of experience managing a team.

The Paralegal Manager will oversee a team of legal professionals, ensuring efficient workflow and high-quality support for legal operations. This role focuses on managing paralegal activities and processes within the business services industry in New York.

The Paralegal will support complex affordable housing and commercial real estate transactions from due diligence through closing and post-closing activities. This role will partner closely with attorneys, executives, outside counsel, and third-party stakeholders while helping lead a team of paralegals and ensuring transactions remain on track.

The Paralegal will support the legal team with document preparation, research, and administrative tasks related to property transactions. This role ensures accuracy and compliance in legal documentation and assists with the smooth progression of legal matters.

Opportunity to join investment bank as Senior Equity Finance Counsel to support the equity sales and trading platform, with a focus on equity finance, running point on legaL advisory for margin lending, equity repo, securities lending, delta-one swaps, etc.

The Structured Products Counsel will provide broad legal coverage to the sales and trading desk, with a focus on fixed income structured products.

The Structured Investments Counsel will provide legal guidance and support for structured investment products with an asset manager. This role involves working closely with internal teams, including a structured product desk, to ensure compliance and deliver effective legal solutions.

Top investment bank has an opening for an entrepreneurial Director, Managing Counsel to provide business unit coverage with a focus on equity derivatives, margin loans and structured notes. The Managing Counsel will be solutions-oriented and have a strong understanding securities laws while structuring and advising on transactions for the Global Equities and Global IB businesses.

The Sanctions Consultant will play a vital role in supporting the Legal department within the financial services industry. This position focuses on sanctions compliance and ensuring adherence to relevant regulations, providing critical expertise to safeguard the business.

The Director, Managing Counsel will play a key role in covering fixed income equity sales and trading for an investment bank.

The Structured Products Counsel will provide broad legal coverage to the sales and trading desk, with a focus on fixed income structured products.

This role supports a broad range of compliance functions, including compliance testing and monitoring, trade surveillance investigations, Code of Ethics and personal trading oversight, AML/KYC reviews, and SEC/RIA regulatory compliance. The position also involves preparing regulatory filings and documentation while partnering with business stakeholders to ensure adherence to regulatory requirements and internal policies.

This role supports a broad range of compliance functions, including compliance testing and monitoring, trade surveillance investigations, Code of Ethics and personal trading oversight, AML/KYC reviews, and SEC/RIA regulatory compliance. The position also involves preparing regulatory filings and documentation while partnering with business stakeholders to ensure adherence to regulatory requirements and internal policies.

The Head of US Sanctions will lead and oversee sanctions-related compliance within the financial services industry, ensuring adherence to regulatory requirements and mitigating risk in the New York office.

The Team Leader - Sanctions will oversee sanctions compliance within the risk and compliance department, ensuring adherence to regulatory requirements and mitigating potential risks. This role is based in New York and focuses on leading a team to effectively manage sanctions-related processes.

The Compliance Officer will play a critical role in ensuring adherence to regulatory standards and internal policies within the financial services industry. This position will be based in New York and focuses on managing compliance risks and promoting a culture of integrity.

The BSA EDD role in the Financial Services industry focuses on enhancing due diligence processes within the Risk & Compliance department to ensure regulatory compliance and mitigate risks effectively. Based in New York, this position requires a strategic and detail-oriented professional to support and strengthen the company's compliance framework.

The Equity Sales and Trading Senior Counsel will play a key role in covering fixed income equity sales and trading for an investment bank. This role is supporting a fast-paced, growing sales and trading business.

The Compliance Audit Consultant will focus on ensuring adherence to regulatory requirements and internal policies within the financial services industry. This role will support the legal department in conducting audits and assessments to maintain compliance standards in New York.

The Deputy Chief Compliance Officer will play a key role in overseeing compliance functions within the financial services sector. Reporting to the Chief Compliance Officer, this role focuses on ensuring adherence to regulatory requirements and supporting the organization's risk management framework.

The Compliance Analyst (AVP Level) will play a key role in ensuring adherence to regulatory requirements within the financial services industry. Based in New York, this role supports the Risk & Compliance department by monitoring compliance programs and identifying areas for improvement.

The BSA SAR/Transaction Monitoring Analyst role focuses on managing and ensuring compliance with Bank Secrecy Act (BSA) and Suspicious Activity Reporting (SAR) requirements within the financial services industry. Based in New York, this position is critical to supporting risk and compliance efforts within the organization.

This role will partner with stakeholders across investment, legal, compliance, operations, and technology functions to improve data quality, strengthen governance processes, and support strategic business initiatives. The ideal candidate is a strong communicator and problem solver who can translate complex business concepts into actionable data and process solutions.

This role is focused primarily on the structuring and execution of RMBS and esoteric ABS transactions across a variety of asset classes.

The successful candidate will play a central role in transaction execution, cash flow modelling, structural analysis, and coordination with investors, rating agencies, legal counsel, and internal stakeholders through all phases of the securitisation process.

The Associate Tax Counsel will play a key role in providing tax-related legal guidance and support within the asset management industry. This position focuses on ensuring compliance with tax regulations and advising on tax matters to support the company's objectives.