Legal jobs in Financial Services

Exciting opportunity to join a global bank as VP, Counsel, handling a wide range of contracts, loan documentation and general legal matters.

Exciting opportunity for an Attorney with 4-10 years of experience within the registered funds legal space to join a dynamic legal team with a rapidly growing financial services client. This role is a crucial hire that will handle all registered funds legal matters.

The Senior Counsel will handle legal matters pertaining to structured products, securitizations (CLOs), and mortgage-backed securitizations (CMBS).

Opportunity to join investment bank as VP, Legal Counsel to support the fixed income structured products businesses on a wide range of transactional and advisory legal matters.

The Paralegal Manager will lead and oversee legal operations, ensuring compliance and efficiency in supporting legal processes by leading a team of 3+ paralegals. This is a player/coach role, so this person will also support transactional legal work. A candidate should have 7+ years of experience as a corporate paralegal and experience managing people.

The Paralegal will support the legal team with document preparation, research, and administrative tasks related to property transactions. This role ensures accuracy and compliance in legal documentation and assists with the smooth progression of legal matters.

Opportunity to join investment bank as an Executive Director, Senior Counsel to support the equity sales and trading platform, with a focus on equity finance, running point on legla advisory for margin lending, equity repo, securities lending, delta-one swaps, etc.

The Assistant Corporate Secretary will provide essential, ensuring compliance with corporate governance and regulatory requirements. This role requires a meticulous and organized individual to manage key legal and administrative functions effectively. Candidates must have experience as a corporate secretary within a large, regulated institution - ideally banking, but open to experience in insurance or large publicly traded organizations as well.

The Structured Products Counsel will provide broad legal coverage to the sales and trading desk, with a focus on fixed income structured products.

The ED, Senior Managing Counsel will play a key role in covering fixed income equity sales and trading for an investment bank.

The Director, Managing Counsel will play a key role in covering fixed income equity sales and trading for an investment bank.

The Compliance Audit Consultant will focus on ensuring adherence to regulatory requirements and internal policies within the financial services industry. This role will support the legal department in conducting audits and assessments to maintain compliance standards in New York.

The VP, Compliance Monitoring and Testing will play a key role in overseeing and enhancing the monitoring and testing framework within the financial services industry. This role ensures compliance with regulatory requirements by leading risk assessments and implementing effective testing protocols.

The Deputy Chief Compliance Officer will play a key role in overseeing compliance functions within the financial services sector. Reporting to the Chief Compliance Officer, this role focuses on ensuring adherence to regulatory requirements and supporting the organization's risk management framework.

The Compliance Associate will support the Risk & Compliance department by ensuring adherence to regulatory requirements and internal policies. This role focuses on managing compliance processes and mitigating potential risks.

The Regulatory Change Management AI role in New York focuses on driving compliance in the Financial Services industry by managing regulatory changes and ensuring adherence to standards within the Risk & Compliance department.

The Compliance Analyst (AVP Level) will play a key role in ensuring adherence to regulatory requirements within the financial services industry. Based in New York, this role supports the Risk & Compliance department by monitoring compliance programs and identifying areas for improvement.

The Compliance Associate will support the Risk & Compliance department by ensuring adherence to regulatory standards and internal policies. The role is based in New York and focuses on maintaining compliance frameworks within the financial services industry.

The VP, Regulatory Relations will oversee and manage interactions with regulatory agencies to ensure compliance within the financial services industry. This role plays a critical part in supporting the Risk & Compliance department in New York.

The Director, Regulatory Relations will lead and manage key interactions with regulators, ensuring compliance and fostering strong relationships within the financial services industry. Based in New York, this role will work closely with the Risk & Compliance department to support regulatory engagements and strategic initiatives.

Join a dynamic legal team at a leading global asset manager, gaining hands-on exposure to corporate governance, SEC filings, and high-profile strategic initiatives. Work closely with senior executives, board members, and legal professionals while building a strong foundation for long-term career growth.

The BSA SAR/Transaction Monitoring Analyst role focuses on managing and ensuring compliance with Bank Secrecy Act (BSA) and Suspicious Activity Reporting (SAR) requirements within the financial services industry. Based in New York, this position is critical to supporting risk and compliance efforts within the organization.

Funds and Distribution Counsel opening at growing asset manager. This role is focused on the LATAM market and requires Spanish language fluency.

The Structured Investments Counsel will provide legal guidance and support for structured investment products with an asset manager. This role involves working closely with internal teams, including a structured product desk, to ensure compliance and deliver effective legal solutions.

Opportunity to join investment bank as Senior Equity Finance Counsel to support the equity sales and trading platform, with a focus on equity finance, running point on legla advisory for margin lending, equity repo, securities lending, delta-one swaps, etc.

The will provide legal expertise and strategic guidance on securitization transactions within the financial services industry.

Exciting opportunity to join a global bank as Director, Senior Counsel supporting the growing Structured Finance business with a specific focus on CLOs and securitizations.

Exciting opportunity for an Associate Attorney with 3-5 years experience practicing within the Fund Formation/Private Funds group of a top law firm to move in-house and join a dynamic legal team.

Exciting opportunity to join a growing asset management firm's legal team with a focus on fund formation and distribution of LATAM funds.

The Associate Tax Counsel will play a key role in providing tax-related legal guidance and support within the asset management industry. This position focuses on ensuring compliance with tax regulations and advising on tax matters to support the company's objectives.