Our client is seeking a self driven individual to join their Legal and Compliance Department. This individual will be responsible for owning various technologies and operational processes, which help support the team. The ideal candidate is looking to join a collaborative team, and solve difficult & complex issues.
- Opportunity to join an ever growing legal and compliance department.
- Opportunity to join a firm that offers a hybrid working model.
The Associate Legal Counsel will sit in our investment banking client's NYC offices and report directly to the General Counsel. This role will have a primary focus on employment law matters and have the ability to broaden into other areas of the law.
- Join the fast-growing legal team of top boutique investment bank
- Hybrid working environment
Our client is seeking an experienced individual who is looking to contribute to the legal team, and assist in end-to-end legal matters. This candidate is a self starter, and ready to assist in building out a first-of-its-kind information management practice.
- Client will move quickly with qualified candidate.
- Opportunity to join a dynamic legal department.
The ideal candidate will be an experienced Legal and Compliance registrations professional. This professional will cover various core compliance functions within the Regulatory Core Compliance team.
- Opportunity to join a prestigious global investment banking firm.
- Client will move quickly with the qualified candidate.
Our client is seeking a Senior Paralegal to join their team to report directly to the General Counsel
- Opportunity to join a growing firm in a fast paced/dynamic environment!
- High visibility opportunity
My, client a leading Investment Bank, located in Tampa, FL is actively looking for a VP, Legal Entity Management to join their growing team. This individual will be responsible for the legal entity aspect of the Resolution Planning process.
- Leading Investment Bank
- Tampa, FL
This Individual will own Legal Operation activies reporting to the General Counsel
- Opportunity to join a growing firm in a fast paced/dynamic environment!
- Chance to work on premium, highly productive team
Very exciting opportunity for a candidate to join top tier investment bank as a VP of Legal. The candidate will provide legal guidance and support to the firm on a broad array of venture capital investment management-related legal initiatives. Reports directly to CEO. This role can sit in NYC, San Francisco or Miami.
- Exciting opportunity to join Investment Bank's family office arm
- Advise on early stage investments, including VC funds
The Legal Counsel will report directly to the Head of Legal for US Financial Markets and will advise on transactions and regulatory matters pertaining to the financial markets and debt capital markets business units.
- Hybrid schedule 3 days WFH 2 days in office
- Small legal team with opportunity to make immediate impact
Exciting opportunity for an Associate Attorney with 2-3 years experience practicing within the Investment Management/Private Funds group of a top law firm to move in-house and join a dynamic legal team.
- Exciting opportunity to join Legal and Compliance team of Investment Advisor
- Reports directly to General Counsel/CCO
Our client is seeking a self-driven individual to join their compliance team. This individual will oversee the firms Anti-Bribery & Anti-Corruption program. They will continually review and revise the program as they see fit by conducting periodic assessments. The ideal candidate is experienced, driven, and looking to join a dynamic work environment.
- Opportunity to join a firm that offers a hybrid working model.
- Opportunity to join a dynamic legal department.
Our client is seeking a hardworking individual to join their Corporate Secretary team. This person will support the team on all tasks, including matters related to the Board of Directions of the US Intermediate Holdings Company and its subsidiaries. This individual possesses a strong work ethic, and values D&I within their workplace.
- Opportunity to join a firm that offers a hybrid working enviroment
- Opportunity to join a legal team that is continually expanding.
My client is looking for an experienced Legal Entity Controller to support CBNA and the Global Consumer Bank. The Legal Entity Controller will be responsibel for the monthly and quarterly financial and regulatory reports for the US Banks.
- Leading Investment Bank
- hybrid work environment
Our client is seeking a highly qualified individual to work directly with the general council in all corporate governance and SEC filing related matters. This person is a self-starter, and will regularly interact with a variety of business entities within the firm.
- Client will expedite the process for a qualified candidate.
- Opportunity to join a top financial institution.
Our client is seeking an experienced individual to be part of a team that is responsible for supporting the writing and review process of industry related legal documents. This individual will work closely with general counsel, and regularly interact with a variety of business entities within the firm.
- Opportunity to join a dynamic legal compliance department.
- Client will move quickly with the qualified candidate.
Our client is seeking a self-driven individual to join their real estate legal team. This individual will be responsible for assisting with all commercial real estate matters, including filing, drafting, and providing support with transactions. The ideal candidate is experienced, detail-oriented, and looking to join a well-regarded organization.
- Opportunity to join a firm that offers a hybrid working enviroment
- Opportunity to join a firm that promotes growth from within
The Counsel will provide legal support to internal clients regarding financing, structuring, syndication, issuance, trading and distribution of the bank's Securitized Products.
- Hybrid working environment
- Advise on bank's securitized products legal matters
This is a newly created Director level role that will focus on advising on all legal matters related to securitized products and mortgage matters (RMBS, CMBS, residential).
- Exciting opportunity to join Legal team of financial services clients
- Role will focus on securitized products, RMBS, CMBS matters
The ideal candidate will be an experienced Compliance professional. This professional will cover various core compliance functions within the Enterprise Compliance team.
- An opportunity for growth within a very collaborative and dynamic environment.
- Client will move quickly with the qualified candidate.
Our client is seeking an experienced individual to join their growing Compliance team. This individual is responsible for overseeing the review of marketing materials, code of ethics related action items, and assisting with matters related to the regulatory bodies. The ideal candidate is driven, dedicated, and looking to be a part of a collaborative environment.
- The client offers a hybrid working model.
- Opportunity to join an organization that offers growth opportunities.
The ideal candidate will execute core Control Room advisory and monitoring functions. This Control Room compliance professional will report to the Head of Control Room Compliance.
- Opportunity to join a dynamic environment
- Client will move quickly with the qualified candidate.
This consultant position is until the end of 2022. This consultant will be working on a hybrid schedule and will be focusing on managing the activities with the firms local regulators. The day to day responsibilities include coordinating with business or control areas, ensuring regulatory inquiries are routed to the correct area and reviewing drafted responses to the regulators.
- Ability to work with a European Financial service company
- Collaborate and work along side Senior Management
As a senior BSA analyst you will be responsible for the development and implementation of the QA framework. This is an opportunity to make a big impact within the firm and work closely with other functions within the compliance, legal, and risk teams.
- Opportunity to make a big impact across the entire organization.
- Client will move quickly with the qualified candidate.
The VP of Compliance will be responsible for defining compliance frameworks and spearheading FINRA and SEC registration for the investment firm. They will work closely with the head office to shape the function.
- First hire in Compliance for a global investment firm
- Help to lead the company through FINRA and SEC Registration
In this role, The Client Onboarding Consultant will join an Onboarding team. You will be responsible for the onboarding and operational support of both new and existing clients.
- Opportunity to work within Financial Services on Client Onboarding
- Work for one of the world's largest asset managers
This consultant position is for 6 months and is within the AML portion of the clients business. The consultant will be responsible for performing due diligence on alerts generated from Mantas and maintains all supporting documents when needed.
- Gain experience within correspondent banking
- Ability to work with the legal and compliance department
Working as an AML Transaction Monitoring Consultant, you are expected to monitor, identify, and rectify systems for our client within financial services.
- Opportunity to work within Financial Services for an AML project
- Opportunity to work in a Hybrid environment
As a KYC Client Onboarding Consultant, you will be responsible for end to end KYC for new clients. This role liaises with front office and client directly.
- Opportunity to work within Financial Services for a KYC Project
- Opportunity to work in a Hybrid environment
Financial Services client seeks attorney to work on a wide range of commercial, procurement and technology transactions.
- Global FS client seeking technology transactions and commercial counsel
- Long term growth opportunities, excellent benefits and environment
The Counsel will handle legal matters for the broker-dealer pertaining to securitizations (CLOs), and mortgage-backed securitizations (RMBS, CMBS).
- Exciting opportunity to join Legal team of Broker-Dealer
- Role will focus on RMBS, CMBS, CLO transactional matters
