Banking Financial Services jobs

• Review of internal/external referrals received by SII Complex Investigations, which includes conducting historical transaction reviews.
• Review of returned payments with and without sanctions nexus to develop the typology, business requirement, and business case documents to support the continued development and enhancement of an automated tool to identify sanctions risk in returned payments.

The BSA/AML Compliance Analyst will be responsible for ensuring the organization's adherence to the BSA and AML regulations. This role involves conducting detailed reviews of customer accounts, transactions, and activities to identify potential suspicious behavior, as well as ensuring that the company's policies and procedures are aligned with regulatory requirements.

This contract position is starting off at 6 months and has the potential to be extended. This consultant will be responsible for identifying, reporting suspicious activity with high risk clients. From here, the consultant will prepare SAR's.

As an Accounting Manager, you will plan and direct the accounting activities supporting the Construction & Development aspect of the business. The Accounting Manager will both manage and complete financial reporting, billing, collections, account reconciliation, tax reporting, audit compliance, and budgeting.

The OFAC Sanctions Consultant will review internal/external referrals and conduct transaction reviews to identify potential sanctions risks, assist in developing typologies for an automated sanctions risk tool, and support post-hoc payment lookback reviews. The role requires strong sanctions knowledge, business writing expertise, and the ability to clearly articulate facts in recommendations, with 5+ years of experience and a CAMS certification preferred.

This is a 3-month contract that is currently 5 days in the office, but has the potential to be a long term engagement. This consultant will be responsible for determining whether an OFAC alert that is related to a flagged wire transfer is a true match or not. This consultant will also be responsible for investigating any confirmed cases and reviewing sampling cases as well.

Our client is seeking a experienced OFAC Investigations professional to join their team.

Our client is seeking a experienced Sanctions professional to join their team.

Improve the compliance department's risk management and controls through the monitoring and testing of their regulatory compliance frameworks.

Join the leadership team of a growing organization. In this role, you will be responsible for development and execution of the risk management framework and creating policies and operating procedures.

Perform screening and investigations of sanctions related alerts and stay up to date on regulatory requirements.

Act as the second in command to the firm's VP of Compliance, dealing with a large variety of regulatory and financial crime responsibilities

Perform investment banking compliance at an entry level.

The Senior Sales Consultant position is a key role within sales team to drive sales and business development activities in the region.

Play a crucial role in supporting and expanding comprehensive market and liquidity risk management programs. Ensuring compliance with regulatory requirements and best practices. Maintain an effective risk framework, guiding the design, development, validation, and implementation of stress testing, limit setting, and other market risk models.

The Risk Assessment Consultant role involves supporting the Risk Assessment Officer in developing and executing compliance risk assessments across various areas, including BSA/AML, sanctions, and fraud. Key responsibilities include analyzing data, identifying risk factors, coordinating training, and drafting assessment reports while ensuring adherence to regulations and internal controls.

The Compliance Monitoring and Testing Specialist will conduct ongoing monitoring and testing to ensure compliance with regulatory requirements. This role requires a background in audit and risk management, focusing on corporate compliance, and involves developing reports on control deficiencies, tracking remediation objectives, and staying informed on federal and state compliance updates.

The Compliance Associate will manage employee licensing, registrations, and onboarding processes, ensuring compliance with FINRA and other regulatory requirements, including U4/U5 filings. This public-facing role requires strong organizational skills, attention to detail, and the ability to multitask in a fast-paced environment.

Responsible for the direct oversight of Financial Reporting for US assets as well as the US Management Company, ensuring internal controls over financial transactions and financial reporting.

The BSA/AML Risk Assessment Consultant is responsible for assisting with the development, execution, and administration of Compliance Risk Assessments, including areas such as BSA/AML, OFAC, Corporate Compliance, Fraud, and Anti-Bribery and Corruption. This temporary position involves collaborating with various teams to identify risks, analyze data, and draft reports with recommendations.

General Ledger Accountant you will perform tasks in support of the accounting operations. An opportunity to grow within a company.

Serve as the main point of contact for risk management and insurance on a daily basis, addressing complex issues as needed. Collaborate closely with internal stakeholders to continuously identify and analyze exposures, manage insurance programs, and concentrate on strategic analysis and emerging risks.

The VP Credit Risk Model Development Officer is responsible for developing and enhancing the credit risk model system, including credit rating, early warning, and provisioning. The position also involves ongoing model performance monitoring, business-as-usual communication, and vendor management.

This role is responsible for creating and implementing a risk-based coverage plan to oversee the global renewable energy portfolio within the large corporate credit portfolios. Key duties include acting as a subject matter expert in Credit Review, developing and executing a risk-based plan to monitor and examine the portfolio, and performing and reviewing transactional testing of credit process execution controls for new and existing clients.

The Associate will support the Corporate Banking Department by underwriting new credit proposals, managing assets post-lending, providing analytical support, responding to inquiries, and ensuring compliance with KYC/AML and other regulations. Additional responsibilities include preparing term sheets, credit memos, annual reviews, presentation reports, reviewing and negotiating loan documentation, and assisting in the post-lending administration process.

The AVP will support all facets of business development for project finance, infrastructure finance, syndication, M&A finance, and structured finance. The primary goal is to expand the loan portfolio by engaging with customers, understanding their needs, developing marketing strategies, conducting credit analysis, and managing the credit portfolio. Compliance with KYC, BSA, AML, and other regulatory requirements for new and existing loans is essential.

The Deputy Head of Credit Risk will oversee credit decisions and approvals for credit propositions, reviews, temporary excesses, and transaction exceptions within the authorized lending limits. This role involves close collaboration with business units to identify potential opportunities and provide guidance on structuring facilities. The focus will be on Commercial & Industrial (C&I) and Technology, Media, and Telecommunications (TMT) deals.

The Director, Senior Credit Officer will be tasked with evaluating and challenging credit applications from the front office, as well as preparing and presenting executive summaries and recommendations to the Credit Department's management. This role primarily involves handling lending transactions for investment-grade corporates and their financial products, along with high-yield obligors with intricate capital structures and leveraged loans.

The role involves supporting Corporate Loan investing activities through financial analyses, market research, and transaction management, while collaborating with cross-cultural teams. The ideal candidate should have strong analytical skills, financial modeling experience, and the ability to work efficiently in a fast-paced, professional environment.

Boston based Private Family Office seeks Investment Director to join their growing investment team.