Financial Services jobs in New York

The Compliance Monitoring and Testing Specialist will conduct ongoing monitoring and testing to ensure compliance with regulatory requirements. This role requires a background in audit and risk management, focusing on corporate compliance, and involves developing reports on control deficiencies, tracking remediation objectives, and staying informed on federal and state compliance updates.

The Director, Business Development is responsible for growing client relationships within the community to facilitate the recommendation and selection of investment solution. This role is also responsible for building market understanding as a provider of leading-edge investment solutions, resulting in an increase in the number of strategies researched and recommended by consultants and driving new business opportunities.

We are seeking a highly motivated and results-oriented Senior Associate / Junior Vice President to join our Structured Finance team. In this role, you will be at the forefront of originating and structuring asset-based investments in a variety of sectors and geographies

The role of Audit Manager Capital Markets involves overseeing and managing financial audits, ensuring compliance with financial regulations, and enhancing capital market strategies. This position requires an individual with robust knowledge of financial services, particularly in the capital markets sector.

We are seeking a highly motivated Audit Manager for the Capital Markets team, who will be responsible for overseeing. managing and conducting audits within the financial services industry.

Join a rapidly growing financial services firm, specializing in the commodities space, as they look to bring on an additional FCM Compliance Advisor

The Risk Management Department contributes to the sustainable growth of the group through its expertise, understanding of risks, and risk management techniques. The department's mission is to independently analyze, assess, manage, and monitor risk-taking activities with the objective of achieving, together with the first line-of-defense, the best possible outcome for the bank.

The Audit Manager Professional Practices and Regulatory is an integral part of the internal audit department, responsible for overseeing audit processes and ensuring regulatory compliance within the financial services industry.

In the role of Audit Manager Operations, the successful candidate will oversee all operational audit processes within the Financial Services industry. This individual will ensure adherence to regulatory standards, provide strategic guidance to the accounting and finance department, and drive continuous improvement efforts.

The primary roles of the Operations team and Head of Global Markets Operations ("GMO") is 1) ensuring the accurate, compliant, and timely daily processing of all business transactions and activities and 2) strategic planning and change management to ensure the people and processes evolve to remain in synch with the evolving business and group strategies.

We are looking for a Senior Auditor Credit Risk to join our team. The ideal candidate should possess a keen understanding of credit risk and have the ability to conduct complex financial audits.

This ongoing consultant will be 5 days in the office and focus on the delivery of process and control testing within the BSA/AML and Sanctions functions. Along with this, the consultant will be providing SME knowledge on RCSA testing and practices, conducting TCSA testing and developing strong working relationships with team members.

The VP of Financial Reporting is primarily responsible for the financial reporting of banking and leasing subsidiaries. You will lead daily reporting, monthly closing, quarterly head office reporting and annual report production.

Additionally, you will be involved for system automation, workflow enhancements and other ad-hoc projects.

We are seeking a dedicated and detail-oriented Client Reporting Analyst for our Client Advisory team in New York. The ideal candidate will have a solid background in financial data analysis and reporting.

We are currently seeking a detail-oriented Audit Manager for Counterparty Credit Risk to oversee credit risk management processes and ensure regulatory compliance. The ideal candidate will have a keen understanding of credit risk within the Financial Services industry.

Join a leading global provider of market infrastructure, offering innovative solutions in financial services, data, and analytics as trade surveillance specialist.

Conduct audits of risk management and front-line business units, ensuring thorough coverage. Develop and oversee the implementation of control testing for business activities and risk management, and carry out assigned audit programs.

Join the growing Front Office Risk and Control group and engage in a wide scope of risk management functions for the firm. Responsibilities include operational risk management functions, governance, market risk and reporting.

We are seeking a Capital Markets Auditor with a solid understanding of products and investment banking experience. This role requires analytical thinking, attention to detail, and excellent communication skills.

Join a top banking clinet as they look to bring on an additional compliance testing officer within their consumer compliance function.

Join a top global Japanese bank as they continue to augment and advance their risk management department across a multitude of climate and sustainability areas.

Seeking a professional to join the Model Risk Department. The ideal candidate should possess the necessary skills and experiences to succeed in this role.

We are seeking an experienced Senior FP&A Analyst with strong expertise in Workday Adaptive Planning to join our dynamic finance team. In this role, you will be responsible for supporting financial planning, budgeting, forecasting, and analysis.

Our client is seeking a experienced Transaction Monitoring Analyst with Correspondent Banking experience to join their team.

We are seeking an exceptional Risk Management professional to join our Risk & Compliance Department within the financial services industry. The candidate will be responsible for overseeing and managing a wide scope of risk stripes and areas.

Oversee the Governance & Controls with the Risk & Compliance department. This role is crucial in managing and maintaining the integrity of the firms financial services and systems.

Join a global leading Broker Dealer as they look to bring on a business critical compliance officer in the Fixed Income Adviosry Space

Join a top global bank as they look to expand their US Banking compliance investment advisory team.

This role involves managing card related processes, including handling returned cards, updating member information, processing card orders, and making necessary adjustments to accounts. It requires strong computer skills, service oriented approach, and the ability to multitask effectively.

The position involves the preparation of credit-related reports for both Project Finance and corporate credit, requiring collaboration with various departments, analysis of diverse data sources, and adherence to established credit review processes. The candidate must have at least seven years of experience in Credit Risk Management, with a focus on Project Finance, strong attention to detail, and proficiency in MS Office.