Banking Financial Services jobs in New York

The OFAC Sanctions Consultant will review internal/external referrals and conduct transaction reviews to identify potential sanctions risks, assist in developing typologies for an automated sanctions risk tool, and support post-hoc payment lookback reviews. The role requires strong sanctions knowledge, business writing expertise, and the ability to clearly articulate facts in recommendations, with 5+ years of experience and a CAMS certification preferred.

This is a 3-month contract that is currently 5 days in the office, but has the potential to be a long term engagement. This consultant will be responsible for determining whether an OFAC alert that is related to a flagged wire transfer is a true match or not. This consultant will also be responsible for investigating any confirmed cases and reviewing sampling cases as well.

Our client is seeking a experienced OFAC Investigations professional to join their team.

Our client is seeking a experienced Sanctions professional to join their team.

Improve the compliance department's risk management and controls through the monitoring and testing of their regulatory compliance frameworks.

Perform screening and investigations of sanctions related alerts and stay up to date on regulatory requirements.

Act as the second in command to the firm's VP of Compliance, dealing with a large variety of regulatory and financial crime responsibilities

Perform investment banking compliance at an entry level.

The Senior Sales Consultant position is a key role within sales team to drive sales and business development activities in the region.

Play a crucial role in supporting and expanding comprehensive market and liquidity risk management programs. Ensuring compliance with regulatory requirements and best practices. Maintain an effective risk framework, guiding the design, development, validation, and implementation of stress testing, limit setting, and other market risk models.

The Risk Assessment Consultant role involves supporting the Risk Assessment Officer in developing and executing compliance risk assessments across various areas, including BSA/AML, sanctions, and fraud. Key responsibilities include analyzing data, identifying risk factors, coordinating training, and drafting assessment reports while ensuring adherence to regulations and internal controls.

The Compliance Monitoring and Testing Specialist will conduct ongoing monitoring and testing to ensure compliance with regulatory requirements. This role requires a background in audit and risk management, focusing on corporate compliance, and involves developing reports on control deficiencies, tracking remediation objectives, and staying informed on federal and state compliance updates.

The Compliance Associate will manage employee licensing, registrations, and onboarding processes, ensuring compliance with FINRA and other regulatory requirements, including U4/U5 filings. This public-facing role requires strong organizational skills, attention to detail, and the ability to multitask in a fast-paced environment.

Responsible for the direct oversight of Financial Reporting for US assets as well as the US Management Company, ensuring internal controls over financial transactions and financial reporting.

The VP Credit Risk Model Development Officer is responsible for developing and enhancing the credit risk model system, including credit rating, early warning, and provisioning. The position also involves ongoing model performance monitoring, business-as-usual communication, and vendor management.

This role is responsible for creating and implementing a risk-based coverage plan to oversee the global renewable energy portfolio within the large corporate credit portfolios. Key duties include acting as a subject matter expert in Credit Review, developing and executing a risk-based plan to monitor and examine the portfolio, and performing and reviewing transactional testing of credit process execution controls for new and existing clients.

The Associate will support the Corporate Banking Department by underwriting new credit proposals, managing assets post-lending, providing analytical support, responding to inquiries, and ensuring compliance with KYC/AML and other regulations. Additional responsibilities include preparing term sheets, credit memos, annual reviews, presentation reports, reviewing and negotiating loan documentation, and assisting in the post-lending administration process.

The AVP will support all facets of business development for project finance, infrastructure finance, syndication, M&A finance, and structured finance. The primary goal is to expand the loan portfolio by engaging with customers, understanding their needs, developing marketing strategies, conducting credit analysis, and managing the credit portfolio. Compliance with KYC, BSA, AML, and other regulatory requirements for new and existing loans is essential.

The Deputy Head of Credit Risk will oversee credit decisions and approvals for credit propositions, reviews, temporary excesses, and transaction exceptions within the authorized lending limits. This role involves close collaboration with business units to identify potential opportunities and provide guidance on structuring facilities. The focus will be on Commercial & Industrial (C&I) and Technology, Media, and Telecommunications (TMT) deals.

The Director, Senior Credit Officer will be tasked with evaluating and challenging credit applications from the front office, as well as preparing and presenting executive summaries and recommendations to the Credit Department's management. This role primarily involves handling lending transactions for investment-grade corporates and their financial products, along with high-yield obligors with intricate capital structures and leveraged loans.

The role involves supporting Corporate Loan investing activities through financial analyses, market research, and transaction management, while collaborating with cross-cultural teams. The ideal candidate should have strong analytical skills, financial modeling experience, and the ability to work efficiently in a fast-paced, professional environment.

Help build and refine a best in class financial crimes platform for a growing Financial Crimes Consultancy

This role will be responsible for managing financing agreements including but not limited to loan and tax equity agreements, cash waterfalls, fund cash budgets and forecasts, and ensuring compliance with financial covenants.

This Candidate will provide quantitative and analytical support for all sell-side and buy-side acquisition assignments

This role focuses on managing and overseeing derivative cash flow settlements, including processing, reconciliation, and resolving discrepancies across systems such as 360T, Bloomberg CMS, and FX All Settlement Center. Key responsibilities include verifying client instructions, reconciling netting agreements, investigating CLS and nostro breaks, and collaborating with Finance and Bank staff to address settlement issues.

Community bank in NYC seeking a team lead/manager level Deposit Operations professional to oversee digital banking and branch support.

This position is for a dedicated and diligent Loan Closer with a strong work ethic and keen attention to detail, who will be responsible for overseeing the finalization of loans in a reputable financial institution.

The Branch Manager contributes to the expansion of market presence, the acquisition of new clients, and the overall success of the organization. Responsibilities include overseeing performance, enhancing customer experience, developing and mentoring team members, managing finances, ensuring compliance, and building strong relationships.

The Assistant Branch Manager will play a pivotal role in the overall success of their branch. They will be ensuring day-to-day operations are completed as necessary, optimizing customer experience, and enhancing team performance.

• Operational due diligence involves on-site visits/meetings with fund managers, verification with various service providers, reference checking, and document reviews.
• A significant portion of the role will entail liaising with external parties while performing due diligence and background checks, as well as reviewing underlying funds' financial and legal documents.