As a KYC Client Onboarding Consultant, you will be responsible for end to end KYC for new clients. This role liaises with front office and client directly.
- Opportunity to work within Financial Services for a KYC Project
- Opportunity to work in a Hybrid environment
- Responsible for the preparation and distribution of monthly, quarterly, and year-end financial reporting packages (as well as any other relevant deliverables) for review by senior-level management and the company's board of directors. This includes responding to ad-hoc reporting and financial analysis requests from the leadership team to develop or further refine financial reporting formats to improve reporting efficiency and relevance.
- Opportunity to work on management reporting for leading financial services firm
- Opportunity to work with FP&A team on important board and internal reports
Own end-to-end partnership between finance and a particular business unit of the company, including continuously evolving the way that finance provides strategic value to the business
* Drive yearly financial planning process in partnership with senior leaders at the company, including shaping and producing a multi-year budget reflective of business priorities
* Craft board-level communications on high-ROI investment cases for the company
- My client is now recruiting a finance candidate with 2-6 years of experience
- Exciting opportunity to join a hedge fund in their finance function
Big bulge bracket bank seeks to add a contract director level role to assist in the development of Operational Risk frameworks in liaison with their asset management team.
- Key role within one of the biggest financial institutions
- Engaging work environment with competitive compensation package
Our client is seeking an individual to support the firm's VP, Senior Compliance Officer & the Chief Compliance Officer. They will be assisting with monitoring, testing and reporting BSA/AML Compliance matters as defined by statues, regulations, rules & regulatory interpretations.
- Opportunity to join a dynamic compliance department
- Client will move quickly with qualified candidates
Our client is seeking a driven individual to join their compliance team. This person will support the team with any corporate governance related activities, and continually review compliance marketing items. The ideal candidate is self-starting, detail-oriented, and looking for a collaborative work environment.
- Opportunity to join a firm that offers uncapped PTO
- Opportunity to join a firm that supports work-life balance
As a BSA Analyst, you will be responsible for providing support on internal reviews for the rules and regulations, including US Patriot Act, Bank Secrecy Act, etc. and all matters pertaining to money laundering.
- Opportunity to join a dynamic environment
- Client will move quickly with the qualified candidate.
Key responsibilities for this role include leading production of monthly and quarterly management reports and presentations, being key support of the banks budgeting and forecasting process, performance monitoring, reporting system enhancement and various initiatives.
- AVP of FP&A at an International Investment Bank
- Exciting opportunity to join a finance team at a successful bank
Our client is seeking a driven individual to join their Private Banking team. This individual will support with account opening, account closing, and asset gathering related activities. The right candidate is a self-starter and looking to join a well-regarded firm offering the ability to grow.
- Opportunity to join an ever-growing compliance team.
- Opportunity to work in a hybrid environment.rtunity
The Assistant Controller is responsible for supporting the Chief Financial Officer associated with maintaining accurate books, preparing and reviewing financial statements and reconciliations.
- Leading Finance Firm
- New York City
Our client is actively seeking an experienced individual to join their Legal & Compliance department as an Chief Compliance Officer. The individual will be responsible for managing the day to day compliance program.
- Opportunity to join a leading credit & fixed income investment manager
- Client will move quickly with qualified candidates
Our client is seeking an experienced individual to join their Onboarding team. This individual will be conducting KYC related documentation review, communicating necessary regulatory information to other lines of business, and handling complex inquiries. The right candidate is a go-getter, and is looking to join a reputable firm offering growth opportunities.
- Opportunity to join an organization that values DE&I.
- Opportunity to work in a hybrid working model.
The ideal candidate for this role will possess a driven personality and a strong attention to detail. This compliance professional will collaborate closely with the Chief compliance officer.
- Opportunity to join a dynamic and rapidly developing firm.
- Client will move quickly with the qualified candidate.
The Balance Sheet Mgmt Ld Analyst is a strategic professional who supports the management of the banks relationships with the Rating Agencies by facilitating ongoing discussions/reviews with the rating agencies regarding major topics of interest to ensure the banks ratings and outlooks adequately reflect franchise strength. The group works extensively with other teams within Treasury, Corporate Strategy, Investor Relations, and Risk.
- Leading Investment Bank with competitive base pay, bonus, and hybrid environment
- Grow skillset within Regulatory stress testing at a leading investment bank
This consultant position focuses on relevant acts that include Commodity Exchange Act, CFTC Regulations, and foreign Corrupt Practices Act. In this role, the consultant will be responsible for compliance monitoring, responding to regulatory inquires, maintaining training programs, establish procedures, prepare/sign annual reports within the CFTC and maintain sensitive data.
- Flexiable work from home schedule
- Gain experience within the commodities market
Our client is seeking a driven individual to join their Compliance team. This person will conduct internal reviews of possible violations, and support senior staff in all related matters. The right candidate is a self starter, and looking to join an organization where they can learn and grow.
- An organization that fosters inclusion and diversity in the workplace.
- The ability to work in a hybrid structure.
As a Compliance Analyst, you will be responsible for AML compliance. This individual will be conducting internal reviews for possible violations of the rules and regulations, including US Patriot Act, Bank Secrecy Act, etc. and all matters pertaining to money laundering.
- An opportunity for growth within a very collaborative and dynamic environment.
- Client will move quickly with the qualified candidate.
This is a short termed contract position that focuses on swap dealer requirements and related rules with the CFTC NFA. This consultant will be assisting the CCO with maintenance and periodic updates with the swap dealer compliance programs and policies and procedures. This consultant will also be responsible for registration filings that include Form 7R and 8R.
- Gain experience with a European Bank that is located in NYC
- Opportunity to grow within the company
My client, is looking for a sharp Senior Manager, FP&A to join their growing team. This individual will be responsible for reporting, analysis, planning, and forecasting for the firm.
- Leading Investment Bank
- New York City
The VP, Finance Model Officer will be an integral member of the Finance Managment Group. They will focuses on the safety of sound model landscape practices through comprehensive first-line framework, governance and controls activities, including the formulation of the strategy across the Model Life-Cycle.
- Leading Investment Bank with competitive base pay, bonus, and hybrid environment
- Grow skillset within the Financial Model Risk Management
The AVP, Finance Model Officer will be an integral member of the Finance Managment Group. They will focuses on the safety of sound model landscape practices through comprehensive first-line framework, governance and controls activities, including the formulation of the strategy across the Model Life-Cycle.
- Leading Investment Bank with competitive base pay and bonus
- Grow skillset within Project Management and Model Risk Management
Our client is seeking an experienced individual looking to branch into the non-profit sector. This person will work directly with board of directors to ensure all standards, practices, and systems of control align with international laws and regulations.
- Hybrid work structure
- Ability to join an established non-profit organization
Our client is seeking an experienced professional who is looking to work directly with the firm's FCC lead in a fast paced environment. This person will assist directly with policies relating to ABC, AML, and sanctions.
- Client will move quickly with qualified candidate.
- Opportunity to join a dynamic compliance department.
Our client is looking for an experienced individual who is looking to work closely with the financial crimes unit, and manage a small team of their own. This candidate is a self starter, and will assist in all AML and compliance related matters.
- Opportunity for a fully remote position.
- Client will move quickly with a qualified candidate.
Our client is seeking an experienced individual to join the portfolio advisory team, and maintain current/prospective client relationships. This person will be the main point of contact for business development and marketing efforts of the firm.
- Opportunity to join a dynamic compliance department.
- Client will move quickly with a qualified candidate.
Our client is seeking an experienced individual looking to join an ever-growing ODD team. This person will play an active role in meetings with fund managers, senior team members, and assist with analyzing key documents.
- Opportunity to join a dynamic compliance department.
- Client will move quickly with a qualified candidate.
This consultant position focused on FINRA filings which include U4, U5, BD, BR, 8-R and 8-T. This consultant will be remote but will have the ability to travel to any of the offices in the tri state area. This person will also focus on performing registration pre hire checks and submitting fingerprints.
- Ability to work remotely and/or in the office
- Gain exposure within central compliance
Our client is seeking a compliance professional that will assist in the administration of the firms political contributions programs, gifts and entertainment and general surveillance. This position reports to the Chief Compliance Officer, and will aid in the firms global compliance efforts.
- Opportunity to join a prestigious investment firm.
- client will move quickly with the qualified candidate.
Our client is seeking a Senior Paralegal to join their team to report directly to the General Counsel
- Opportunity to join a growing firm in a fast paced/dynamic environment!
- High visibility opportunity
This consultant position is focused on conducting wire transaction analysis, preparing RFI's, collecting RFI responses and preparing summary sheets. This position also focuses on preparing recabilitration reports within the legal and compliance department.
- Ability to work on site with the Legal and Compliance Divison
- Gain experience within correspondent banking
