- New YorkPermanent
The SWAPS Compliance Officer will be based in New York, where they will be responsible for supporting three main lines of business, namely the CFTC-registered Swap Execution Facility and NFA-Registered Introducing Broker.
Opportunity to work for a Global organization
Ability to leverage specialized skill sets
- New YorkPermanent
Seeking a Wealth Management Compliance officer to support and have oversight of the Wealth Management business.
My client is the largest independent full-service global investment banking firm
engaged in investment banking and capital markets and asset management
- ManhattanPermanent
The KYC Compliance Associate will be responsible for all institutional onboarding, building out the onboarding platform, AML related tasks, and legal ad-hoc projects.
Great Benefits
Growth Opportunities
- ManhattanPermanent
My client, a financial services company, are looking to recruit a KYC Analyst to join the team in Manhattan.
Great work life balance
Excellent Opportunity to progress
- ManhattanPermanent
The Alert Disposition Analyst will support the AlertsTeam in monitoring and identifying suspicious activity as it relates to the Bank.
Fast paced, growing environment!
Excellent opportunity to accelerate your career!
- ManhattanTemporary
- Seeking Consultants with 2+ years of Transaction Monitoring experience within a Correspondent Banking environment.
Opportunity for growth
Good compensation
- Menlo ParkPermanent
Seeking a Compliance Associate to join its Compliance team. This person will also provide administrative support to members of the Compliance team as needed.
Exciting Opportunity To Join A Private Equity Firm with 45 Billion AUM
The Firm Is One Of The Largest Technology Investors In The World
- ManhattanPermanent
My client, a leading financial services company, are looking to recruit an Assistant Vice President for AML Surveillance & Optimization in Manhattan to help develop and drive initiative tat transform and modernize the capabilities and services of the compliance monitoring function.
Great work life balance
Excellent Opportunity to progress
- ManhattanPermanent
My client is looking to recruit a Junior OFAC Analyst to join the team to help advise and comply with OFAC and other sanctions related regulations.
Excellent opportunity to progress
Great work life balance
- New YorkPermanent
The Swap Dealer Officer is based in New York and is responsible for contributing to the development and implementation of the overall compliance program, particularly focusing on the Global Swap Dealer Manuals and policies and procedures to ensure compliance with the relevant rules and regulations. E.g. the Dodd-Frank Act.
Opportunity to gain exposure to a variety of different areas
Ability to develop skill sets and expand knowledge base
- New YorkPermanent
The KYC Analyst is responsible for generating the initial KYC profile based on onboarding documentation for the customer. This includes an initial risk rating and reviewing documentation in detail is a key priority.
Opportunity to gain exposure to a variety of different areas
Ability to develop skill sets and expand knowledge base
- New YorkPermanent
The AML Investigator is responsible for handling their own caseload of investigations within the Financial Intelligence Unit, to identify suspicious activity, manage a full-scale investigation and determine whether or not to disposition to close a case, or file a SAR.
Opportunity to gain exposure to a variety of different areas
Ability to develop skill sets and expand knowledge base
- New YorkPermanent
The New York-based EDD Officer is responsible for performing investigations of high risk entities and draft holistic customer risk analyses, as well as the enhacement and implementation of controls and processes.
Opportunity to gain exposure to a variety of different areas
Ability to develop skill sets and expand knowledge base
- New YorkTemporary
A leading Investment Bank is looking to hire a Regulatory Project Manager to join the expanding team within the Compliance department.
Working for a leading Global Bank
Opportunity to work within a challenging and dynamic environment
- New YorkPermanent
Seeking a Senior Compliance Officer responsible for helping lead compliance coverage of a US Broker-Dealer.
Join A Firm Bringing A New System of Tokenization & Trade
Building a System Focused That Brings Real World Assets Online
- San FranciscoPermanent
The San Francisco-based Compliance Officer will provide primary registration and compliance advisory support for the Firm's Wealth Management and Strategic Advisory businesses, as well as to maintain the registration status of the Firm's broker-dealer.
Opportunity to grow with a well-established firm
Ability to develop skill sets and expand knowledge base
- New YorkPermanent
The NY-based AML Advisory Officer is responsible for advising various lines of business on AML and Financial Crime requirements and changes in laws and regulations. Additionally, this individual will be responsible for managing legal, regulatory and audit projects within a financial crime compliance capacity.
Opportunity to gain exposure to a variety of areas within financial crime
Ability to develop skill sets and expand knowledge base
- ManhattanPermanent
My client is looking to recruit a Sanctions Specialist to join the team to help advise and comply with OFAC and other sanctions related regulations.
Excellent opportunity to progress
Great work life balance
- FranklinTemporary
The Compliance Analyst will be required to juggle a variety of demands and be able to effectively liaise with staff outside the team, such as Equity traders, in-house legal counsel and IT specialists as well as work effectively with colleagues in all three global business units in the financial services industry on a day-to-day basis. Additional responsibilities include the following:
Large investment banking institution
Competitive salary and benefits structure.
- New YorkPermanent
The incumbent will have strategic and executional oversight of remediation and/or other regulatory projects bank-wide.
One of the largest international banks
Opportunity to build up the team
- ManhattanPermanent
Our client is is looking for a Monitoring and Testing Analyst who will assist the Corporate Compliance Manager with testing the policies and procedures in the compliance department.
Great work life balance
Competitive salary
- ManhattanPermanent
My client, a financial services firm, based in New York are looking to recruit a AVP - AML Analytics to join the team. This role will help optimize and tune the incumbent AML system.
Newly created role in an expanding group
Global Financial Services Firm
- ManhattanPermanentUSD80,000 - USD125,000
Our client is seeking a Senior AML Analyst to assist with various projects that has expertise in SARs
Opportunity to work in a fast paced environment
Chance to work on highly critical projects with tight deadlines
- New YorkPermanent
The Compliance Associate will sit within the Legal & Compliance Group and will provide primary registration and compliance advisory support for the Firm's Wealth Management and Strategic Advisory businesses, as well as to maintain the registration status of the Firm's broker-dealer, within the financial services industry.
Opportunity to gain exposure to a variety of different areas
Ability to develop skill sets and expand knowledge base
- New YorkTemporary
Corporate Compliance needs to review and reevaluate all policies and certain procedures and/or guidelines. This reassessment entails formal discussions with all businesses and partial reclassification and rewriting of policy documents. The resource requested will assist in redesigning policy framework and redrafting policy documents
Great Opportunity to Consult at a leader in the FX Space
Willing to have the right candidate start ASAP
- DurhamTemporary
A multinational investment bank is looking for a Regulatory Reporting Analyst to join their growing team in Durham, North Carolina.
A multinational investment bank is looking for a Regulatory Reporting Analyst
A global financial services company needs a driven Regulatory Reporting Analyst
- JacksonvillePermanent
The AML Analytics Manager is based in Jacksonville, FL and is responsible for managing a team of 3 associates, acting as a Subject Matter Expert within both Anti-Money Laundering activities and Threat Analytics, to mitigate risk to the firm.
Opportunity to manage a team of compliance professionals
Ability to develop skill sets and expand knowledge base
- JacksonvillePermanent
The Head of Analytics is based in Jacksonville, FL where they are responsible for overseeing multiple teams, covering both UAT, MIS and Analytics to identify deficiencies in the Financial Crime Compliance systems and framework.
Opportunity to manage a team of subject-matter experts
Ability to develop skill sets and advise lines of business
- New YorkTemporary
Candidate will help coordinate the day to day activities of the Entity desk and related due diligence screenings, while overseeing the following activities:
- Manage Entity Lending pipeline.
- Manage escalations related to entity exceptions or approvals.
- Back up any entity specialists, as required, in reviewing Entity Lending documents including trusts, LLCs, LPs etc.Excellent Working Environment
Competitive hourly pay
- ManhattanPermanent
- Financial service paralegal working on a team of Legal support and attorneys
- Extensive entity management work
Top-Tier Financial Instituion
Seeking a Corporate Paralegal
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