Legal jobs

As the AVP, Quality Control of the Governance & Controls unit, the incumbent is responsible for the daily control functions within the FCC sub-unit team within our client's bank. The Governance & Controls Unit acts as a primary SME concerning all FCC governance documentation including policies, procedures, and management information analystics and reporting used to support BSA/AML and OFAC/Sanctions compliance across the bank.

As an Anti-Financial Crime Controls Testing Officer Associate within the Anti-Financial Crime team, you would help protect our client from financial and reputational losses incurred by financial crimes by assessing, controlling and mitigating risks.

-Administrate and perform FID client/relationship/account KYC related tasks and duties (e.g. CIP, CDD, EDD and Screening, etc.,) to ensure timely completion

-Conduct reviews on customers accounts to ensure required documents are complete, up-to-date and accurate

Our client is seeking a BSA/AML Consult to assist in the execution of risk assessments.

This role will report into the CTA manager based in Raleigh and will have the responsibility of further establishing the FC CTA program (incl. Anti-Money Laundering, Anti-Corruption, Anti-Fraud and Sanctions Compliance) in the Americas, including conducting testing and thematic assurance reviews of key financial crime controls and working with other testing analysts during controls testing reviews, where applicable.

Seeking a professional interim CCO that would have over 5 years lead compliance experience with a Registered Investment Advisor and 40 Act expertise. This will likely be a 3+ month assignment but could extend beyond that

Permanent AML TM/EDD Compliance Associate position in Midtown Manhattan. Competitive base salary and discretionary bonus on offer.

The Regulatory Due Diligence (RDD) group is part of Global Market Operations and exists to facilitate regulatory compliance throughout the client lifecycle and ultimately help protect the business from regulatory risk. Our mission statement is to "Provide support to internal and external clients to smoothly enable compliant trading activity and value creation while improving process efficiency, transparency, and controls."

The BSA Team Lead in Los Angeles, CA is responsible for managing the day-to-day KYC program to ensure it is compliant with regulatory requirements and in line with the Bank's policies and procedures.

Our client is looking for a self-motivated leader, someone who loves a challenge, can adapt to an ever-changing working environment and is looking for innovative ways to improve work processes. As the Firmwide Scheduling Specialist on their team, you have the very unique opportunity to assist multiple departments, offices and practice groups with scheduling and calendaring firm and client events and meetings.

• Private equity paralegal
• Providing support to the firms attorneys

• Growing marketing company looking seeking a paralegal for a 6 month contract postiton
• Responsible for handling various legal tasks - drafting, reviewing, and negotiating contracts, etc.

• Assist with Board and Committee meetings - schedule, organizing and take meeting minutes
• Corporate governance of US/Global subsidiareies

• Support attorney's with all matter relating to Litgation