- New YorkPermanent
Seeking an established asset management professional this individual to assist in supporting the Americas Fixed Income investment teams in addition to the Transition Management and Securities Lending & Finance business units.
Exciting opportunity to join of the world's preeminent asset management firms
A premier provider of global investment management, risk management and advisory
Save Job View Job - ManhattanPermanent
My client is looking for a KYC Team Lead to help mentor and manage the CDD team and act as the SME for all LOBs.
Excellent opportunity to progress
Excellent Experience
Save Job View Job - Jersey CityPermanent
The Volcker Compliance Officer will assist the team in handling all issues, projects and initiatives regarding Volcker Compliance enterprise-wide.
Opportunity to work for a Global organization
Opportunity to gain exposure to a variety of responsibilities
Save Job View Job - ManhattanPermanent
My client is looking to recruit an Assistant Vice President for OFAC to join the team to help advise and comply with OFAC and other sanctions related regulations.
Excellent opportunity to progress
Great work life balance
Save Job View Job - ManhattanPermanent
My client is looking for a Control Room Compliance Officer to join the team in Manhattan that will perform Control Room advisory and monitoring functions and be the liaison between the investment bank and research groups.
Excellent benefits
Great work life balance
Save Job View Job - InternationalPermanent
The QA/QC Assistant Manager will coordinate and implement the QA/QC plan with the Mortgage Banking Division, the Bank's Compliance Department and outside QC vendors.
Opportunity to grow skillsets within compliance
Opportunity to work for an international firm
Save Job View Job - InternationalPermanent
The Quality Assurance (Compliance) Team Lead will assist management with implementing compliant policies and procedures with an eye for efficiency. He/she will serve as a liaison to Regulators during internal and external audits or examination reports.
Opportunity to grow skillsets within compliance
Opportunity to work for an international firm
Save Job View Job - ManhattanPermanent
My client, a financial services company, are looking to recruit a Compliance Analyst to join the team in Manhattan.
Great work life balance
Excellent Opportunity to progress
Save Job View Job - Los AngelesPermanent
The BSA Team Lead in Los Angeles, CA is responsible for managing the day-to-day KYC program to ensure it is compliant with regulatory requirements and in line with the Bank's policies and procedures.
Opportunity to grow skillsets within consumer compliance
Opportunity to work for a well-known company
Save Job View Job - New YorkPermanent
Market Leading Private Equity, Alternative Investment Research & Portfolio Advisory Firm, $85B+ AUM is seeking an Operational Due Diligence Analyst
Private Equity, Alternative Investment Research & Portfolio Advisory Firm
Rapidly Expanding, Business & Client Facing Operational Due Diligence Team
Save Job View Job - New YorkPermanent
- Maintain and track all Training records for each of the prescribed required trainings, as outlined within the Branch's Training Plan and corresponding Needs Assessment;
- Follow up with delinquent employees who have not fulfilled their Training requirements;
Enhance your career
Opportunity
Save Job View Job - JacksonvillePermanent
My client, a prestigious global bank are looking for VP - Equities Surveillance Team Lead based in Jacksonville. The role focuses on Surveillance of Equity products and is responsible for managing a team.
Prestigious Global Bank
Management role with great opportunity to grow
Save Job View Job - New YorkTemporary
- Experience w more complex client types (Trusts, EDV's etc.)
- Spanish Bilingual
- KYC experience
Opportunity to diversify your skillset
New experience
Save Job View Job - New YorkTemporary
Our client is a large foreign investment bank in Midtown Manhattan, NY and they are looking to hire an EDD Data Analyst
Opportunity to work in Compliance
EDD Data Analyst in Midtown Manhattan
Save Job View Job - Los AngelesPermanent
The Deputy BSA officer provides program support for the Compliance Officer and Department in support of the Bank's BSA compliance programs.
This role is also intended to provide operational support to the Compliance Officer on all day-to-day matters.Opportunity to grow skillsets within compliance
Opportunity to work for a well-known company
Save Job View Job - Salt Lake CityPermanent
My client is looking for a Fraud Detection Associate in Salt Lake City to conduct reviews and inquiries on suspicious accounts and review fraud alerts to protect the institution.
Excellent Benefits
Work Life Balance
Save Job View Job - New YorkPermanent
The New York-based Compliance Associate - Fixed Income is responsible for providing advisory services to the Fixed Income lines of business and will assist in the implementation and development of the compliance control frameworks in response to regulatory change.
Opportunity to work for a Global organization
Opportunity for career growth and trajectory
Save Job View Job - Los AngelesPermanent
Our client is looking for an Associate Vice President of KYC. This role is a great chance to demonstrate leadership skills and have the opportunity to work in a collaborative team environment
Opportunity to grow skillsets within consumer compliance
Opportunity to work for a well-known company
Save Job View Job - New YorkTemporary
A monitoring and testing role based on testing internal policies and procedures in compliance with external regulations.
Opportunity
Requirement
Save Job View Job - New YorkPermanent
This position will report directly to US CCO. The ideal candidate will be a proactive team player who is comfortable with daily tasks and seeing complex projects through to completion.
Exciting opportunity to join one of China's leading Investment Banks
Seeking a compliance officer to join a growing Legal & Compliance Program
Save Job View Job - InternationalPermanent
My client, a global investment bank are looking for a Chief Compliance Officer to join the Montreal Office and be responsible for all aspects of compliance.
Executive Level Position
Wide ranging role covering all aspects of compliance
Save Job View Job - ManhattanPermanent
My client, a financial services company, are looking to recruit a KYC Analyst to join the team in Manhattan.
Great work life balance
Excellent Opportunity to progress
Save Job View Job - New YorkPermanent
The VP of Consumer Compliance will be working within New York City and in charge of monitoring wire transfer activity and establishing and maintaining policies and procedures.
Opportunity to grow skillsets within consumer compliance
Opportunity to work for an international firm
Save Job View Job - ManhattanPermanent
My client, a leading financial services company, are looking to recruit an AML Data Specialist in Manhattan to participate in UAT and implementation on related AML systems, including Actimize.
Great work life balance
Excellent Opportunity to progress
Save Job View Job - ManhattanPermanent
My client is looking to recruit a VP of Compliance Training to join the team to help advise and help teach the business on AML,BSA, and OFAC related issues.
Excellent opportunity to progress
Great work life balance
Save Job View Job - ManhattanPermanent
My client is based in downtown Manhattan and looking for a Compliance Associate to help with multiple areas including surveillance and monitoring, compliance training, drafting regulatory filings, and documenting trade reviews.
Great Benefits
Excellent Experience
Save Job View Job - New YorkPermanent
Seeking a Wealth Management Compliance officer to support and have oversight of the Wealth Management business.
My client is the largest independent full-service global investment banking firm
engaged in investment banking and capital markets and asset management
Save Job View Job - ManhattanPermanent
The KYC Compliance Associate will be responsible for all institutional onboarding, building out the onboarding platform, AML related tasks, and legal ad-hoc projects.
Great Benefits
Growth Opportunities
Save Job View Job - ManhattanPermanent
The Alert Disposition Analyst will support the AlertsTeam in monitoring and identifying suspicious activity as it relates to the Bank.
Fast paced, growing environment!
Excellent opportunity to accelerate your career!
Save Job View Job - ManhattanTemporary
- Seeking Consultants with 2+ years of Transaction Monitoring experience within a Correspondent Banking environment.
Opportunity for growth
Good compensation
Save Job View Job
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