Financial Services jobs

The Deputy Chief Compliance Officer will play a key role in overseeing compliance functions within the financial services sector. Reporting to the Chief Compliance Officer, this role focuses on ensuring adherence to regulatory requirements and supporting the organization's risk management framework.

The Compliance Analyst (AVP Level) will play a key role in ensuring adherence to regulatory requirements within the financial services industry. Based in New York, this role supports the Risk & Compliance department by monitoring compliance programs and identifying areas for improvement.

The VP, Regulatory Relations will oversee and manage interactions with regulatory agencies to ensure compliance within the financial services industry. This role plays a critical part in supporting the Risk & Compliance department in New York.

The BSA SAR/Transaction Monitoring Analyst role focuses on managing and ensuring compliance with Bank Secrecy Act (BSA) and Suspicious Activity Reporting (SAR) requirements within the financial services industry. Based in New York, this position is critical to supporting risk and compliance efforts within the organization.

The Physical Security Risk Management role will oversee the development and implementation of security strategies to protect people, assets, and facilities.

The Vice President will be part of the team responsible for the origination, structuring, and execution of Project Finance deals

The Chief Risk & Compliance Officer will build and lead a unified risk and compliance capability. This position represents a critical leadership hire, responsible for developing a cohesive framework spanning regulatory compliance, enterprise risk, governance, and operational resilience.

The role blends advisory and execution, requiring strong judgement, regulatory expertise, and the ability to scale systems and teams in a dynamic environment.

The Listed Clearing Specialist will focus on ensuring the efficient processing and reconciliation of listed derivatives transactions for the financial services sector.

The Director, CRE and CMBS Credit Officer will be responsible for the independent evaluation, approval, and ongoing oversight of complex financing transactions secured by real estate and other real asset investments.

The VP, Credit Risk Review will focus on leveraged lending and corporate credit exposures. This role provides objective assessment and challenge of underwriting, risk ratings, portfolio management practices, and ongoing credit monitoring across a complex leveraged finance portfolio.

This role offers the opportunity to play a key part in evaluating counterparty risk, enhancing risk management practices, and supporting commercial growth across a diverse portfolio of clients and transactions. The successful candidate will partner closely with business stakeholders, provide independent risk assessments, and contribute to the continued development of the firm's credit risk framework.

The Loan Operations Consultant will support the financial services industry by managing loan processing tasks with accuracy and efficiency. This temporary position is based in New York and focuses on ensuring smooth operations within the banking and financial services department.

The Business Development Manager will focus on driving growth and building strong client relationships within the financial services industry. This role involves identifying new business opportunities and fostering partnerships to expand the company's market presence.

he company is seeking an Investor Relations (IR) Specialist to act as the main liaison for institutional investors, sell-side analysts, banking partners, and regulatory authorities in the United States. This position will play a key role in executing the company's financial communications strategy for the U.S. market, including engagement with the NYSE, SEC, and other relevant stakeholders.

The role is primarily responsible for providing support to trading desks, liaising with third parties on confirming transactions and settlements on time, performing reconciliations, and streamlining processes.

The Securitization Middle Office Operations role focuses on supporting the securitization team within the Banking & Financial Services sector.

The Client Onboarding manager will oversee the onboarding and transition of institutional clients across its Prime Services platform. This individual will manage complex implementation projects involving prime brokerage, clearing, custody, financing, and related products, ensuring a seamless client experience from inception through go-live.

The Loan Operations Consultant will focus on supporting the banking and financial services department by managing loan processing tasks and ensuring accurate documentation. This temporary position requires attention to detail and a proactive approach to problem-solving.

Seeking a senior operations executive to oversee key operational infrastructure and business control functions supporting its growing capital markets and investment banking platform.

This position plays a critical role in supporting and overseeing key payment and settlement activities in a fast-paced, time-sensitive environment.

The successful candidate will be responsible for monitoring operational processing, managing exceptions, coordinating issue resolution, and ensuring critical deadlines are consistently achieved.

The Equities Trade Support Consultant will play a key role in managing trade support functions for equity products within the banking and financial services sector in New York. This role focuses on ensuring accurate trade processing, resolving discrepancies, and collaborating closely with internal teams to maintain seamless operations.

This role sits at the intersection of business operations, transaction management, and client service, providing critical support to front-office professionals and ensuring the smooth execution of complex business activities.

This is an excellent opportunity for a detail-oriented and analytical professional who enjoys working in a fast-paced environment and contributing to business growth.

The Business Coordinator will support key administrative and operational functions within the financial services sector. This role involves working closely with internal teams to ensure seamless coordination and execution of tasks on an executive assistant level.

The Receptionist will serve as the first point of contact for clients and visitors, ensuring a professional and welcoming experience. This role supports the financial services team by managing front desk operations and handling administrative tasks efficiently.

The Structured Investments Counsel will provide legal guidance and support for structured investment products with an asset manager. This role involves working closely with internal teams, including a structured product desk, to ensure compliance and deliver effective legal solutions.

Director, Senior Legal Counsel opening with a focus on Securitizations including ABS & esoteric ABS.

The Director, Managing Counsel will play a key role in covering fixed income equity sales and trading for an investment bank.

The ED, Senior Managing Counsel will play a key role in covering fixed income equity sales and trading for an investment bank.

Senior Director level opportunity serving as point person for growing Structured Finance Group with focus on securitizations (esoteric ABS, ABS, CLOs, CMBS/RMBS).

Top investment bank has an opening for an entrepreneurial Director, Managing Counsel to provide business unit coverage with a focus on equity derivatives, margin loans and structured notes. The Managing Counsel will be solutions-oriented and have a strong understanding securities laws while structuring and advising on transactions for the Global Equities and Global IB businesses.